Search for: "General Protective Committee v. SEC"
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25 Jan 2007, 10:34 am
SEC. 202. [read post]
10 Jan 2024, 9:01 pm
See, e.g., SEC v. [read post]
7 Sep 2022, 9:01 pm
They are also more likely to speak the same language as the issuer’s audit committee and management, and be fluent in the language used in the issuer’s business documents. [read post]
11 Aug 2008, 1:47 pm
Under the Aronson v. [read post]
18 May 2023, 12:54 pm
The obvious answers: protect systems from hacking and intrusion; restrict use of AI on company platforms; alert the persons such as the Audit Committee or the Risk Committee evaluating ERM (enterprise risk management) and make sure all parts of the company are included to avoid missing some risk in a functional corporate “silo”: obtain outside consulting support, perhaps direct employment of experts, and include a knowledgeable board of directors member; as… [read post]
10 Oct 2018, 12:40 pm
But what precisely will the SEC want to know? [read post]
16 Sep 2007, 6:48 pm
Sec. 117. [read post]
3 Sep 2010, 10:39 am
Supreme Court in Morrison v. [read post]
28 Dec 2014, 11:42 am
In Edwards v. [read post]
10 Dec 2009, 6:09 am
The stated purpose of the CRARA was to "improve ratings quality for the protection of investors and in the public interest by fostering accountability, transparency, and competition in the credit rating agency industry. [read post]
11 Dec 2009, 11:38 am
Thus, the legislation establishes an orderly process for the dismantling any large failing financial company in a way that protects taxpayers and minimizes the impact to the financial system. [read post]
14 Nov 2014, 8:15 am
SEC complaint. [read post]
27 Jul 2010, 6:00 am
On June 29, 2010, after months of wrangling, the House-Senate Conference Committee issued the conference report on the Dodd-Frank Wall Street Reform and Consumer Protection Act, a 2,319 page amendment to H.R. 4173 (the “Act”). [read post]
10 Dec 2019, 3:06 am
That hunch aligns with the recent recommendation by the Government Accountability Office that the SEC needs to do a better job of documenting its procedures for generating these reports – including procedures for compiling & verifying stats and documenting their implementation. [read post]
24 Jan 2019, 2:36 pm
For instance, in SEC v. [read post]
8 Mar 2012, 10:20 am
The Act, however, maintains other investor protections, such as those set forth in Section 501 of the Sarbanes-Oxley, which address potential con [read post]
13 Jul 2021, 5:30 am
Attorney for the District of Columbia and general counsel for the Commodity Futures Trading Commission. [read post]
13 Jan 2015, 8:25 am
Title V of the Act is the Swap Data Repository and ClearinghouseIndemnification Correction Act. [read post]
7 Oct 2015, 4:46 pm
Sec. [read post]
21 Jun 2018, 9:30 pm
Supreme Court ruling in Texas Dept. of Housing and Community Affairs v. [read post]
