Search for: "General Protective Committee v. SEC" Results 81 - 100 of 377
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13 Aug 2014, 3:59 am by Kevin LaCroix
”[v] If SEC or other proposed federal regulation of cybersecurity becomes a reality, implementing the Framework could be a mandatory exercise. [read post]
2 May 2011, 8:12 am by Kara OBrien
Recently, Norm Champ, the SEC’s Deputy Director of its Office of Compliance Inspections and Examinations (OCIE), told an audience of registrants that “in general, things go better when people disclose. . . and tell the SEC about a problem. [read post]
21 Dec 2022, 6:03 am by Unknown
Nelson, J.D.The Senate Appropriations Committee and the House Appropriations Committee released the text of the long-awaited FY23 omnibus government funding bill late Monday night. [read post]
21 Nov 2017, 11:23 am by Theresa Gabaldon
The U.S. solicitor general details the legislative background and congressional purpose in enacting whistleblower protection and Sen. [read post]
18 Feb 2012, 5:15 am by Richard Renner
” On page 2, the Committee called the whistleblower protection a “crucial” component of SOX for “restoring trust in the financial markets by ensuring that corporate fraud and greed may be better detected, prevented and prosecuted. [read post]
13 Apr 2016, 4:55 pm by Kevin LaCroix
John is the President of John Reed Stark Consulting and former Chief of the SEC’s Office of Internet Enforcement. [read post]
15 Dec 2017, 6:13 am
Wang (Harvard Business School), on Wednesday, December 13, 2017 Tags: Airgas v. [read post]
2 Jan 2013, 4:46 am by Susan Brenner
Ultimately he became Vice Chairman of the Appropriations Committee, which is responsible for the state budget. [read post]
26 Feb 2021, 3:00 am by John Jenkins
Pat Toomey (R-PA) & other Republican members of the Senate Banking Committee sent a letter to Acting SEC Chair Allison Herren Lee urging the SEC to reject Nasdaq’s board diversity listing proposal. [read post]
28 Apr 2022, 9:01 pm by Caroline A. Crenshaw
And the SEC has a proposal out that seeks to address these concerns. [read post]
13 Feb 2023, 7:28 am by Unknown
Nelson, J.D.The Republican leaders of the House Financial Services Committee’s Subcommittee on Capital Markets held two hearings on a set of discussion drafts aimed at promoting a package of capital formation bills. [read post]