Search for: "General Protective Committee v. SEC"
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13 Aug 2014, 3:59 am
”[v] If SEC or other proposed federal regulation of cybersecurity becomes a reality, implementing the Framework could be a mandatory exercise. [read post]
16 Mar 2020, 1:54 pm
E.g., SEC v. [read post]
17 Apr 2015, 8:58 am
EPA and West Virginia v. [read post]
2 May 2011, 8:12 am
Recently, Norm Champ, the SEC’s Deputy Director of its Office of Compliance Inspections and Examinations (OCIE), told an audience of registrants that “in general, things go better when people disclose. . . and tell the SEC about a problem. [read post]
16 Apr 2008, 4:22 am
In Levitt Corp. v. [read post]
14 Mar 2020, 5:18 am
Sec. 102. [read post]
21 Dec 2022, 6:03 am
Nelson, J.D.The Senate Appropriations Committee and the House Appropriations Committee released the text of the long-awaited FY23 omnibus government funding bill late Monday night. [read post]
16 May 2008, 12:43 pm
SEC. 2. [read post]
8 Dec 2011, 11:34 am
SEC. 2. [read post]
7 Feb 2012, 9:28 am
Lawson v. [read post]
21 Nov 2017, 11:23 am
The U.S. solicitor general details the legislative background and congressional purpose in enacting whistleblower protection and Sen. [read post]
18 Feb 2012, 5:15 am
” On page 2, the Committee called the whistleblower protection a “crucial” component of SOX for “restoring trust in the financial markets by ensuring that corporate fraud and greed may be better detected, prevented and prosecuted. [read post]
29 Jun 2007, 10:04 am
The case, known as Stoneridge Investment Partners v. [read post]
13 Apr 2016, 4:55 pm
John is the President of John Reed Stark Consulting and former Chief of the SEC’s Office of Internet Enforcement. [read post]
15 Dec 2017, 6:13 am
Wang (Harvard Business School), on Wednesday, December 13, 2017 Tags: Airgas v. [read post]
2 Jan 2013, 4:46 am
Ultimately he became Vice Chairman of the Appropriations Committee, which is responsible for the state budget. [read post]
22 Jul 2022, 12:31 pm
In 281 Care Committee v. [read post]
26 Feb 2021, 3:00 am
Pat Toomey (R-PA) & other Republican members of the Senate Banking Committee sent a letter to Acting SEC Chair Allison Herren Lee urging the SEC to reject Nasdaq’s board diversity listing proposal. [read post]
28 Apr 2022, 9:01 pm
And the SEC has a proposal out that seeks to address these concerns. [read post]
13 Feb 2023, 7:28 am
Nelson, J.D.The Republican leaders of the House Financial Services Committee’s Subcommittee on Capital Markets held two hearings on a set of discussion drafts aimed at promoting a package of capital formation bills. [read post]