Search for: "Grant MacIntyre"
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29 Jan 2023, 4:40 am
Law & Justice Issue 189(2022) has been published – it includes the following: Christopher McCrudden: “Alastair MacIntyre’s Critique of Human Dignity: A Response”. [read post]
9 Jan 2023, 5:00 am
The course is sponsored by the James Madison Program’s Initiative on Freedom of Thought, Inquiry, and Expression, and by a grant from the Stanton Foundation. [read post]
27 Oct 2022, 8:35 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
29 Jan 2022, 2:20 am
He further observes that “free speech is indeed an incomplete, context-sensitive right granted to someone on some occasions, often depending on extra-legal, historical, sociological, political and practical factors. [read post]
29 Jan 2021, 8:52 am
The new exemption grants investment advisers more latitude and in dealing with such accounts. [read post]
30 Sep 2020, 1:51 pm
Those amendments were designed to grant companies that issue stock to obtain advisory firms’ recommendations on proxy issues in advance of the proxy submission deadline. [read post]
18 Sep 2020, 5:50 am
In 2018, the SEC granted RIAs the opportunity to enter into consent orders that did not carry civil penalties by self-reporting the receipt of undisclosed 12b-1 fees. [read post]
9 Jul 2020, 5:08 am
For example, some advisers made agreements granting special liquidity terms to preferred investors, which agreements were contained in “side letters. [read post]
16 Jun 2020, 6:21 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
17 Apr 2020, 4:00 am
It’s not business as usual in Canadian courts. [read post]
25 Nov 2019, 12:48 pm
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
25 Sep 2019, 9:38 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
11 Jul 2019, 2:52 pm
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
30 Apr 2019, 2:00 am
Comments will be provided by: Grant MacIntyre, Clinical Assistant Professor of Law and Director of the Environmental Law Clinic, University of Pittsburgh School of Law. [read post]
22 Apr 2019, 7:38 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
18 Mar 2019, 7:20 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
21 Feb 2019, 4:00 am
Periodically on Thursdays, we present a significant excerpt, usually from a recently published book or journal article. [read post]
20 Dec 2018, 9:04 am
Parker MacIntyre provides legal and compliance services to investment advisers, broker-dealers, registered representatives, hedge funds, and issuers of securities, among others. [read post]
21 Nov 2018, 6:00 am
In October 2018, the United States District Court for the District of South Carolina granted class action certification to Robert Berry, a former financial adviser for Wells Fargo. [read post]
23 Aug 2018, 12:06 pm
Contact: Grant MacIntyre, Chair, Faculty Appointments Committee, University of Pittsburgh School of Law, 3900 Forbes Avenue, Pittsburgh, PA 15260. [read post]
