Search for: "Hedges v Planned Sec. Serv. Inc."
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13 Feb 2024, 9:05 pm
Under the last three long-serving SEC chairs, nearly all claims attacking rule changes were brought in the D.C. [read post]
23 Jan 2024, 9:01 pm
The merger was allegedly orchestrated by prominent buyout firm 3G Capital Partners with a plan to extract $1.5 billion in cost savings. [read post]
2 Jan 2024, 12:56 pm
In July 2023, PacWest had announced its plan to merge with the Bank of California. [read post]
20 Oct 2023, 2:40 pm
. **** SEC Matters SEC Begins Enforcement for Violations of the New Marketing Rule. [read post]
3 Oct 2023, 9:01 pm
July 3, 2023, settled) SEC v. [read post]
17 Jul 2023, 9:05 pm
However, price data[3] from coinmarketcap.com show that XRP is too volatile to reliably serve as a store of value and is likely to be purchased primarily for speculative purposes: The opinion identifies SEC v. [read post]
9 May 2023, 9:01 pm
There is reason to believe the SEC’s new universal proxy Rule 14a-19 will result in more stockholder nominees being elected to the boards of public companies. [read post]
15 Dec 2022, 8:00 am
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
15 Dec 2022, 4:00 am
District Court for the District of New Hampshire granted the SEC’s motion for summary judgment against LBRY, Inc., holding that LBRY offered a crypto asset in violation of the registration provisions of federal securities laws. [read post]
19 Jul 2022, 2:59 pm
., Sarafin v. [read post]
22 Dec 2020, 9:43 am
Especially in these turbulent times, year-end administrative upkeep and planning for the next year are crucial, particularly for general counsels, Chief Compliance Officers (“CCOs”), and key operations personnel. [read post]
16 Apr 2020, 4:55 am
Wall Street and crypto veteran Caitlin Long recently announced a plan for Wyoming corporation, Avanti Financial Group Inc., to apply for a bank charter under Wyoming’s special-purpose depository institution law. [read post]
2 Oct 2019, 10:21 am
Clayton County, GA (No. 17-1618) and Altitude Express, Inc. v. [read post]
5 Apr 2018, 8:24 am
Similar to the SEC, the Financial Industry Regulatory Authority, Inc. [read post]
15 Dec 2017, 9:01 am
SEC Registration. [read post]
15 Dec 2017, 9:01 am
SEC Registration. [read post]
22 Feb 2016, 4:36 pm
In 1968, a court decision, Escott v. [read post]
14 Sep 2015, 4:32 pm
(Vivendi) [2] and Jaffe Pension Plan v. [read post]
24 Feb 2015, 2:24 pm
SEC, and Chiarella v. [read post]
18 Jul 2014, 10:40 am
Directors of Covered Entities should be contacted by the relevant registered office service provider for their Covered Entity, however, if you have not been contacted and you serve as a director for a CIMA registered fund you should contact your registered office provider or counsel. [read post]
