Search for: "Herren v State"
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31 Mar 2021, 3:02 am
See United States v. [read post]
7 Feb 2021, 7:12 am
Silk, Sabastian V. [read post]
21 Jun 2024, 8:07 am
E.g., Herren Farms, LLC v. [read post]
19 Mar 2021, 6:08 am
Robert Brown, Public Company Accounting Oversight Board, on Friday, March 12, 2021 Tags: Accountability, Accounting, Accounting standards, Audits, Bebchuk v. [read post]
21 Sep 2012, 4:03 am
Herren, 2011 WL 4436128 (Tenn. [read post]
15 Oct 2021, 6:18 am
White (Vanderbilt University), on Friday, October 8, 2021 Tags: Capital allocation, Executive Compensation, Liquidity, Market conditions, Repurchases, Shareholder value SEC Form 10-K Comments Regarding Climate-Related Disclosures Posted by Brian V. [read post]
20 Sep 2012, 8:45 am
Herren, 2011 WL 4436128 (Tenn. [read post]
9 Nov 2020, 3:00 am
Disclosure: Prescriptive v. [read post]
8 Jan 2021, 5:52 am
(Columbia University), on Wednesday, January 6, 2021 Tags: Anti-corruption, Corporate crime, FCPA, Incentives, Management, Misconduct, Non-prosecution agreement, Securities enforcement, Whistleblowers Another Year of Virtual Shareholder Meetings Posted by Brian V. [read post]
2 Jul 2021, 5:59 am
Carlin, and Sabastian V. [read post]
24 Aug 2022, 9:01 pm
On March 4, 2021, then-acting SEC Chair, Allison Herren Lee was the first to act among federal regulators when she announced the creation of a new Climate and ESG Task Force in the SEC Division of Enforcement, with the stated purpose of developing “initiatives to proactively identify ESG-related misconduct. [read post]
8 Oct 2020, 3:03 am
Commissioners Allison Herren Lee and Caroline A. [read post]
11 Aug 2024, 9:01 pm
”[7] By “traditional notions,” the Adopting Release refers to other SEC regulations and relevant Supreme Court case law (in particular, TSC Industries v. [read post]
10 Apr 2023, 9:01 pm
” The report suggests these concerns may derive from three different qualities of sustainable business information and reporting: control v. influence; quantitative v. qualitative; and historical v. forward-looking. [read post]
27 Jun 2023, 9:01 pm
Congress has been very clear in the federal securities laws when it intends to preempt state law, such as in the National Securities Markets Improvement Act[44] or the Jumpstart Our Business Startups Act.[45] Indeed, such a broad claim of Commission authority might raise issues under the major questions doctrine discussed in West Virginia v. [read post]
1 Feb 2023, 9:01 pm
Before 1929, all securities markets in the United States were private and thus, dark. [read post]
