Search for: "Herren v State" Results 1 - 14 of 14
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15 Oct 2021, 6:18 am
White (Vanderbilt University), on Friday, October 8, 2021 Tags: Capital allocation, Executive Compensation, Liquidity, Market conditions, Repurchases, Shareholder value SEC Form 10-K Comments Regarding Climate-Related Disclosures Posted by Brian V. [read post]
21 Apr 2021, 4:39 pm by Kevin LaCroix
As Acting Chair Allison Herren Lee stated in a March 15 speech on the subject:   That supposed distinction — between what’s “good” and what’s profitable, between what’s sustainable environmentally and what’s sustainable economically, between acting in pursuit of the public interest and acting to maximize the bottom line — is increasingly diminished. [read post]
19 Mar 2021, 6:08 am
Robert Brown, Public Company Accounting Oversight Board, on Friday, March 12, 2021 Tags: Accountability, Accounting, Accounting standards, Audits, Bebchuk v. [read post]
5 Feb 2021, 10:33 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5687/securities-industry-commentator/SEC Suspends Trading in Inactive Issuer Touted on Social Media (SEC Release)Statement of Acting Chair Allison Herren Lee on Contingent Settlement Offers (SEC Release)Amazon seller blasts the company's forced arbitration policy in congressional hearing on antitrust (CNBC by Lauren Feiner and Annie… [read post]
8 Jan 2021, 5:52 am
(Columbia University), on Wednesday, January 6, 2021 Tags: Anti-corruption, Corporate crime, FCPA, Incentives, Management, Misconduct, Non-prosecution agreement, Securities enforcement, Whistleblowers Another Year of Virtual Shareholder Meetings Posted by Brian V. [read post]
4 Jan 2021, 1:26 pm by Kevin LaCroix
(Please note that these filing figures represent federal court filings only; the figures do not include separate state court class action lawsuit filings.) [read post]