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3 Apr 2022, 12:52 pm
Continue reading › The post HERSKOVITS PLLC INVESTIGATES DEFERRED COMP CLAIMS FOR FORMER MORGAN STANLEY ADVISORS appeared first on FINRA Lawyer Blog. [read post]
5 Jan 2012, 6:49 am
Herskovits PLLC was formed to fill a voi... [read post]
24 Nov 2020, 11:42 am
On November 19, 2020, FINRA published a noteworthy arbitration award for a Herskovits PLLC client in FINRA Arbitration No. 20-01054. [read post]
13 Feb 2012, 8:36 am
I am pleased to announce that I have become a member of the law firm of Herskovits PLLC, where I will be reunited with my former law partner Robert Herskovits. [read post]
14 Feb 2012, 6:06 am
Bill Singer is pleased to announce that he has become a member of the law firm of Herskovits PLLC, where he will be reunited with his former law partner Robert Herskovits. [read post]
21 Feb 2012, 3:30 am
Bill Singer is pleased to announce that he has become a member of the law firm of Herskovits PLLC, where he will be reunited with his former law partner Robert Herskovits. [read post]
4 Feb 2013, 10:11 am
Herskovits [read post]
19 Jun 2012, 12:10 pm
Herskovits PLLC comments on the following regulatory actions: Net Cap Violations Freedom Investors Corp. [read post]
4 Feb 2013, 5:11 am
On January 30, 2013, we sent FINRA a comment letter concerning the controversial proposed rule which would require disclosure of all “enhanced compensation” – forgivable loans, up-front bonuses, back-end bonuses, and the like – to customers. [read post]
19 Jun 2012, 12:10 pm
Herskovits PLLC comments on the following regulatory actions: Net Cap Violations Freedom Investors Corp. [read post]
2 Aug 2012, 11:34 am
Singer is a member of the law firm of Herskovits PLLC, publisher of the BrokeAndBroker.com blog, and author of Forbes.com's "Street Sweeper" column.ReutersVideo's "Wealth Strategies" (August 2, 2012)ReutersVideo's "Knight Is Looking For A White Knight"(August 2, 2012)... [read post]
14 Jun 2019, 11:45 am
If you need to know more about SEC investigations, here are some important details to keep in mind, as well as how New York securities attorneys at Herskovits PLLC can help you navigate this complex process. [read post]
13 Dec 2019, 1:58 pm
Herskovits PLLC has a nationwide practice representing individuals in the securities industry in employment and compensation disputes, including Form U5 defamation cases and Form U5 reformation cases. [read post]
7 Oct 2022, 8:31 am
Herskovits PLLC represents financial advisors nationwide. [read post]
