Search for: "Hester v. State"
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1 Feb 2024, 3:30 am
SEC Commissioner Hester Peirce. [read post]
30 Jan 2024, 9:02 pm
”[2] In that same policy, the Commission articulated its belief “that a refusal to admit the allegations is equivalent to a denial, unless the defendant or respondent states that he neither admits nor denies the allegations. [read post]
15 Dec 2023, 4:15 pm
United States, Dred Scott v. [read post]
4 Dec 2023, 5:39 am
Marin Partners v. [read post]
3 Oct 2023, 9:01 pm
July 3, 2023, settled) SEC v. [read post]
6 Sep 2023, 9:01 pm
When it approved the CAT, the Commission stated that plan participants could “recoup their regulatory costs . . . through the collection of fees from their members, as long as such fees are reasonable, equitably allocated, and not unfairly discriminatory. [read post]
27 Jun 2023, 9:01 pm
Congress has been very clear in the federal securities laws when it intends to preempt state law, such as in the National Securities Markets Improvement Act[44] or the Jumpstart Our Business Startups Act.[45] Indeed, such a broad claim of Commission authority might raise issues under the major questions doctrine discussed in West Virginia v. [read post]
12 Jun 2023, 11:45 am
Bradley Hester originally brought the case Hester v. [read post]
6 May 2023, 10:49 am
A list of this week’s featured petitions is below: Hester v. [read post]
3 May 2023, 9:03 pm
”See,e.g., Hester M. [read post]
28 Mar 2023, 9:01 pm
In a statement, Commissioner Hester Peirce objected to the proposed amendments as overly prescriptive. [read post]
23 Feb 2023, 6:23 am
In her dissenting statement, Commissioner Hester Peirce identified what she believes to be a number of issues with the workability and effectiveness of the proposed rules. [read post]
13 Feb 2023, 7:28 am
By Mark S. [read post]
19 Jan 2023, 8:30 am
State v. [read post]
10 Jan 2023, 12:08 pm
In Greenhouse v. [read post]
8 Nov 2022, 9:05 pm
In the 2015 case of Reed v. [read post]
1 Nov 2022, 8:38 am
Even the Chamber of Digital Commerce notes in its amicus brief for SEC v. [read post]
14 Oct 2022, 6:32 am
Posted by Hester M. [read post]
2 Sep 2022, 6:30 am
FEC, Disclosure, Political spending, State law, Taxation SEC Bulletin on Conflicts of Interest for Broker-Dealers and Investment Advisers Posted by W. [read post]
18 Jul 2022, 11:30 pm
In the landmark decision SEC v. [read post]
