Search for: "ICAP Capital Markets LLC" Results 1 - 2 of 2
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8 Dec 2014, 1:51 pm by Jonathan Kurta
ICAP Corporates LLC was fined $800,000 for failing to maintain and establish a supervisory system and failing to keep complete and accurate expense records for business entertainment. [read post]
16 Dec 2010, 7:45 am by Raymond Millien
Since 2006, ICAP Ocean Tomo, LLC – the Chicago-based IP auction house – has held a total of ten auctions which have generated US$114.6 million in sales revenues due to the sale of over 282 lots. [read post]