Search for: "IN THE MATTER OF REGISTRANT J.P" Results 1 - 19 of 19
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11 Sep 2014, 4:27 am
On October 1, 2012, her registration was transferred to J.P. [read post]
5 Sep 2014, 9:12 am
In 2012, Warner's registration was transferred to J.P. [read post]
10 Nov 2011, 12:51 pm by James Eckert
SUPREME COURT OF THE STATE OF NEW YORKAppellate Division, Fourth Judicial Department1236 KA 11-00285PRESENT: CENTRA, J.P., FAHEY, PERADOTTO, LINDLEY, AND MARTOCHE, JJ. [read post]
2 Oct 2011, 7:23 am by William McGrath
The article also cited a recent enforcement matter filed in federal court in New York on June 21, 2011 as "the biggest example in the SEC's change in tactics." [read post]
8 Aug 2014, 5:40 am by Cynthia Marcotte Stamer
Review the pre-registration checklist, timeline and other information shared by CMS in the 90-minute presentation here. [read post]
3 Feb 2012, 9:22 am by Big Tent Democrat
The lawsuit asserts that employees and agents of Bank of America, J.P. [read post]
26 Aug 2013, 12:37 am by Kevin LaCroix
For example, there are reports that the agency is seeking to require J.P Morgan to provide admissions of wrongdoing in connection with the agency’s actions against the firm in connection with the “London Whale” cases. [read post]
20 Aug 2014, 2:11 pm by Cynthia Marcotte Stamer
Stamer has more than 25 years’ experience advising health plan and employee benefit, insurance, financial services, employer and health industry clients about these and other matters. [read post]
12 Aug 2014, 4:59 pm by Cynthia Marcotte Stamer
Stamer has more than 25 years’ experience advising health plan and employee benefit, insurance, financial services, employer and health industry clients about these and other matters. [read post]
6 Sep 2012, 1:53 am by Kevin LaCroix
For example, EGCs can elect to submit their IPO registration statement for SEC review on a confidential, nonpublic basis, although the registration statement must be publicly filed at least 21 days before the IPO roadshow. [read post]
6 Dec 2019, 3:00 am by Jim Sedor
National/Federal A Mysterious ‘-1’ and Other Call Records Show How Giuliani Pressured Ukraine MSN – Sharon LaFraniere and Julian Barnes (New York Times) | Published: 12/3/2019 In the two days before President Trump forced out the American ambassador to Ukraine in April, his personal lawyer Rudolph Giuliani was on the phone with the White House more than a dozen times. [read post]
13 May 2013, 5:43 am by Rebecca Tushnet
  Some of the articles used quotes from a fictional person, “J.P. [read post]
12 Dec 2019, 9:02 pm by Jim Sedor
Then the special counsel dusted off an obscure law called the Foreign Agents Registration Act and K Street found itself ensnared in the biggest criminal sweep since the Jack Abramoff scandal in the early 2000s. [read post]
3 Sep 2014, 4:14 am by Kevin LaCroix
And they allow companies to designate a court with particular expertise in corporate matters – for example, the Delaware Court of Chancery. [read post]
3 Sep 2013, 1:38 am by Kevin LaCroix
For example, there are reports that the agency is seeking to require J.P Morgan to provide admissions of wrongdoing in connection with the agency’s actions against the firm in connection with the “London Whale” case. [read post]
31 Mar 2020, 1:50 pm by Kevin LaCroix
  The Size of the Private Fund Market The SEC’s Division of Investment Management, Analytics Office, tracks and reports data on private funds based on registrations with the SEC. [read post]