Search for: "In Interest of Jp"
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16 Apr 2018, 11:16 am
The type of activity the SEC is most interested in, includes brokers who materially mislead investors so that they make buying and selling decisions concerning stocks that they might not have made, had they been fully and accurately informed. [read post]
11 May 2012, 10:14 am
This will have to be a quick one today, but JP Morgan’s “whale fail” is going to make for some interesting news over the coming weeks. [read post]
3 Oct 2012, 11:14 am
It’ll be interesting to see how many of the plaintiffs agree to participate in class action lawsuit and how the settlement affects JP Morgan’s stocks, as the shares were down 0.4% in recent trading. [read post]
3 Oct 2012, 11:14 am
It’ll be interesting to see how many of the plaintiffs agree to participate in class action lawsuit and how the settlement affects JP Morgan’s stocks, as the shares were down 0.4% in recent trading. [read post]
27 Jun 2023, 5:35 am
Morgan Securities and JP Morgan Chase Bank and they agreed to pay $267 million and admit wrongdoing for alleged failure to disclose conflicts of interest to clients. [read post]
18 Oct 2022, 10:33 am
Investigating Potential Claims: iShares JP Morgan USD Emerging Markets Bond ETF (EMB) Have you suffered investment losses in IShares JP Morgan USD Emerging Markets Bond ETF (EMB) at the recommendation of your financial advisor? [read post]
10 Dec 2013, 5:04 pm
Odd point of interest: this spreadsheet was known and discussed in the press back in August, but Dealbook brought it back to the fore in a December 7th report, when it also discussed some emails that JP Morgan executives had written (some of the more troubling emails - about a recent hire who likes to nap alot - do not involve the children of foreign officials and therefore should not trigger FCPA concerns). [read post]
12 May 2023, 1:38 pm
Lawyer, Car Enthusiast, and Family Man Jonathan Perazzo is a personal injury lawyer in Miami who is known for his commitment to his client’s best interests and his passion for luxury sports cars. [read post]
1 Nov 2011, 5:21 pm
("JP Morgan") and UBS AG ("UBS"). [read post]
11 Feb 2014, 3:50 pm
Given the DOJ’s motive and self-interest in burnishing its record of failure to go after Wall Street, its claims about the settlement must be reviewed by an independent court. [read post]
26 Oct 2021, 12:31 am
The SCA held that the winding-up application was not about the conduct of JP Markets as an FSP nor about the protection of the interests of its clients or the public in respect of financial advisory of intermediary services, the FSCA’s reliance on section 38B of the FAIS Act was misplaced. [read post]
31 Jul 2010, 1:06 pm
As previously reported, many "loan modifications" end up costing the home owner more than if they preformed under the existing loan because of hidden fees and the ability to change the interest rates 3-5 years down the road. [read post]
26 Jul 2010, 7:51 am
JP Morgan Chase has been vague when asked how widely applied the new policy will be. [read post]
27 Jun 2014, 5:00 am
JP Turner engages in a wide range of securities transactions including the sale of municipal and corporate debt securities, equities, mutual funds, options, oil and gas interests, private placements, variable annuities, and other direct participation programs. [read post]
24 Mar 2016, 2:01 pm
The regulators are looking into how JP Morgan handled the trusts that benefitted multiple churches in the state. [read post]
10 May 2010, 6:49 pm
Business Insider.com has posted an article that discusses how Jefferson County, Alabama has ended up owing JP Morgan billions of dollars for "for crappy interest rate swap deals it entered into to ease the debt burden of a flawed sewer project. [read post]
13 Feb 2013, 10:25 am
But in his Feb. 1 judgment, Nova Scotia Supreme Court Justice Gerald Moir concluded that was too much distance to guarantee judicial independence for the JPs. [read post]
27 May 2010, 9:32 am
” The suit alleges that Lehman invited JP Morgan to assist it in securing emergency financing, and that JP Morgan then used information about Lehman's books to protect its interests at the expense of Lehman and other creditors by demanding as much as $8.6 billion in cash collateral. [read post]
16 Nov 2009, 5:31 pm
The SEC claims JP Morgan Securities charged Jefferson County higher interest rates on swap transactions. [read post]
10 Apr 2007, 1:45 am
Earlier, I wondered aloud how the subprime mortgage meltdown would play out; and in particular, whether (or how) anyone could impose a political settlement--who would JP Morgan invite to his yacht (link)? [read post]
