Search for: "In Re New York Investors Mutual Group"
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13 Jun 2011, 11:05 am
" When the Attorney General of New York filed a complaint in 2003 alleging that JCG entered into secret arrangements to allow market timings in mutual funds advised by JCM, investors withdrew significant amounts of money form the fund. [read post]
3 Apr 2017, 8:05 am
American Realty Capital Hospitality Trust, Inc. was founded in 2013 and is based in New York, New York. [read post]
27 Apr 2010, 6:07 am
The Second Circuit recently overturned the Southern District of New York’s dismissal of a claim under § 10(b) Securities Exchange Act of 1934 relating to management fees charged to a mutual fund in Operating Local 649 Annuity Trust Fund v. [read post]
27 Apr 2010, 6:07 am
The Second Circuit recently overturned the Southern District of New York’s dismissal of a claim under § 10(b) Securities Exchange Act of 1934 relating to management fees charged to a mutual fund in Operating Local 649 Annuity Trust Fund v. [read post]
19 Nov 2011, 9:21 pm
The plaintiffs of In re Oppenheimer Rochester Funds Group Securities Litigation are alleging federal securities law violations. [read post]
26 Jun 2012, 6:47 pm
Unfortunately, it appears that the WTO's report has plenty of company, as a relatively new article from the New York Times makes clear: Argentina tweaked import regulations on bottle caps and water balloons. [read post]
22 Nov 2010, 7:23 am
One problem with a group blog is that you don’t always know what your co-bloggers are writing while you’re drafting a post. [read post]
13 Apr 2007, 8:59 am
It indicates we're getting support among the mutual funds," Ferlauto told Reuters. [read post]
1 Jun 2023, 12:43 pm
Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. [read post]
27 Jan 2010, 7:12 am
Last month, I reported on a decision from Delaware Bankruptcy Judge Mary Walrath in the In re Washington Mutual, Inc. case ("WaMu") holding that informal creditor groups must disclose details of their trades under Federal Rule of Bankruptcy Procedure 2019. [read post]
1 May 2010, 7:15 am
The recent decision In re Washington Mutual, Inc. [2] (which was followed even more recently in In re Accuride Corporation [3]) applies the disclosure requirements in Rule 2019 to members of an ad hoc group participating in a Chapter 11 case. [read post]
24 Aug 2007, 8:04 am
Ten months after the New York Stock Exchange (NYSE) first proposed the elimination of discretionary broker voting in board elections, investors are still waiting for the Securities and Exchange Commission to address the issue. [read post]
7 Nov 2023, 7:56 am
Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. [read post]
19 May 2008, 7:51 am
A few directors this year, including James Stever and Charles Lillis at Washington Mutual, would have failed to win re-election if broker votes had not been counted, labor investors say. [read post]
22 Aug 2012, 1:09 am
District Court for the Southern District of New York recently dismissed most of the claims in the long-running litigation over transfer agent fees collected on the Smith Barney family of funds. [read post]
7 Oct 2021, 2:05 pm
Silver Law Group represents investors in securities and investment fraud cases. [read post]
28 Jun 2012, 9:42 am
Most stocks bought and sold by typical investors are listed on one of the major U.S. stock exchanges such as the Nasdaq or New York Stock Exchange (“NYSE”). [read post]
25 Jul 2008, 5:06 pm
Before its annual meeting in April, the New York-based company pledged to undertake periodic committee chair rotations. [read post]
29 Dec 2020, 9:44 am
Our lawyers are admitted to practice in New York and Florida and represent investors nationwide to help recover investment losses due to stockbroker misconduct. [read post]
5 Jun 2018, 4:51 am
What are states’ concerns about investor-state dispute settlement (ISDS)? [read post]
