Search for: "In Re Securities and Exchange Commission"
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21 Mar 2025, 3:00 am
The European Parliament said the decision to suspend the access of Huawei lobbyists has been taken as a precautionary measure, in line with its security rules. [read post]
20 Mar 2025, 9:05 pm
Securities and Exchange Commission (SEC) issued a final rule that eliminates the authority of the Director of the SEC’s Division of Enforcement to commence formal investigations into possible violations of federal securities laws and issue subpoenas. [read post]
19 Mar 2025, 5:00 am
The definition of “accredited investor” is at the nexus of the Securities and Exchange Commission’s missions: (1) to protect investors, (2) to maintain fair, orderly, and efficient markets, and (3) to facilitate capital formation. [read post]
18 Mar 2025, 8:00 am
(At least according to the Securities and Exchange Commission.) [read post]
17 Mar 2025, 9:01 pm
It has been a privilege to serve these past couple of months as the Acting Chairman of the Securities and Exchange Commission.[1] This year also marks a personal milestone – my thirtieth year of legal practice, which started out as a first-year associate in the ’40 Act practice of a major law firm. [read post]
14 Mar 2025, 10:13 am
Occupational Safety and Health Review Commission during the first Trump Administration. [read post]
12 Mar 2025, 9:05 pm
When securities enforcement is constrained, the impact may not be discovered until much later. [read post]
10 Mar 2025, 9:01 pm
Securities and Exchange Commission (SEC) or my fellow Commissioners. [read post]
8 Mar 2025, 6:35 am
These laws—particularly the Sherman Antitrust Act, Clayton Act, and Federal Trade Commission Act—target anti-competitive behavior such as price-fixing, market allocation, monopolistic practices, and collusion. [read post]
6 Mar 2025, 6:51 am
” “Over the past two decades, the Big Four have amassed lucrative consulting arms despite strict conflict-of-interest rules set after accounting scandals toppled Enron Corp. and WorldCom Inc. and now policed by the Securities and Exchange Commission. [read post]
27 Feb 2025, 9:05 pm
Securities and Exchange Commission (SEC) intends to dismiss a lawsuit against it. [read post]
26 Feb 2025, 7:59 am
The United States Securities & Exchange Commission (SEC) established its Office of the Whistleblower in 2011. [read post]
26 Feb 2025, 1:14 am
The Securities and Futures Commission’s (SFC) has on 19 February 2025 rolled out a new regulatory roadmap setting out its core guiding principles to continue Hong Kong’s development as a virtual assets (VA) hub. [read post]
25 Feb 2025, 3:30 am
Following any potential re-alignment, the Commission should also review its disclosure requirements and identify rules that should apply only to the largest companies. [read post]
24 Feb 2025, 1:58 am
Efforts to limit the independence of a host of federal agencies through a new executive order — including the independence of the Federal Trade Commission and Securities and Exchange Commission — are also ringing alarm bells among civil society and some legal experts. [read post]
23 Feb 2025, 8:08 am
Entitled "America First Investment Policy" (FR citation here), seeks to comprehensively re-frame the structures and operation of the regulation of inbound foreign investment and to exploit it in ways that align private and public interest along nationals security frameworks. [read post]
20 Feb 2025, 9:05 pm
Trump signed an executive order expanding presidential oversight of independent regulatory agencies, including the Federal Trade Commission, the Securities and Exchange Commission, and the Federal Communications Commission. [read post]
20 Feb 2025, 6:30 am
Posted by Cicely LaMothe, Securities and Exchange Commission (SEC), on Thursday, February 20, 2025 Editor's Note: Cicely LaMothe is a Deputy Director of Disclosure Operations at the Securities and Exchange Commission (SEC). [read post]
20 Feb 2025, 6:30 am
Posted by Cicely LaMothe, Securities and Exchange Commission (SEC), on Thursday, February 20, 2025 Editor's Note: Cicely LaMothe is a Deputy Director of Disclosure Operations at the Securities and Exchange Commission (SEC). [read post]
20 Feb 2025, 4:00 am
This restriction applies to any firearm, regardless of whether it was used in the commission of a crime. [read post]
