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The Securities and Exchange Commission is the primary securities regulator in the U.S. [read post]
19 Apr 2024, 9:27 am by CFM Admin
The Securities and Exchange Commission (“SEC”) approved 11 spot Bitcoin exchange-traded funds (“ETFs”) on January 10, 2024, marking a historic moment in the crypto industry. [read post]
19 Apr 2024, 1:46 am by Katelynn Minott, CPA & CEO
However, there are a few exceptions to BOIR filing: Publicly traded companies: Companies already registered with the Securities and Exchange Commission (SEC) are exempt from filing a BOIR because ownership information is already publicly available. [read post]
18 Apr 2024, 9:01 pm by renholding
But irrespective of the context, if you’re speaking on AI, you too must ensure that you do so in a manner that is not materially false or misleading. [read post]
17 Apr 2024, 5:19 am by Beatrice Yahia
“That is what we’re trying to avoid. [read post]
12 Apr 2024, 6:30 am
Securities and Exchange Commission, on Saturday, April 6, 2024 Tags: Climate Disclosure, order, SEC, securities act of 1933, Securities Exchange Act of 1934 2024 Annual Meeting Filing and Disclosure Requirements Posted by Brian V. [read post]
12 Apr 2024, 6:30 am
Securities and Exchange Commission, on Saturday, April 6, 2024 Tags: Climate Disclosure, order, SEC, securities act of 1933, Securities Exchange Act of 1934 2024 Annual Meeting Filing and Disclosure Requirements Posted by Brian V. [read post]
8 Apr 2024, 4:38 pm by Futeral & Nelson, LLC
They will then try to determine whether the gun is stolen or if it was used in the commission of a crime, and they may be able to locate the rightful owner. [read post]
8 Apr 2024, 4:38 pm by Futeral & Nelson, LLC
They will then try to determine whether the gun is stolen or if it was used in the commission of a crime, and they may be able to locate the rightful owner. [read post]
8 Apr 2024, 2:03 pm
It is highly unlikely that the re-naming of categories of countries can actually change the reality on the ground. [read post]
8 Apr 2024, 3:10 am by Anna Carrier (BE)
For completeness, REMIT II defines OMPs as an energy exchange, an energy broker, an energy capacity platform or any other system of facility in which multiple third-party buying or selling interests in wholesale energy products interact in a manner that may result in a transaction. 5. [read post]
5 Apr 2024, 1:06 pm by Dave Wieneke
The Washington Post detailed how financial watch dog FINRA, the Security and Exchange Commission, Department of Homeland Security, FBI and Miami Policy cooperated in a cross-border investigation leading to charges by the SEC. [read post]
5 Apr 2024, 4:54 am by Beatrice Yahia
U.S. officials believe negotiating a pause in the fighting and the exchange of Israeli hostages held in Gaza for Palestinian prisoners held in Israel is the only way to secure a temporary cease-fire and increase humanitarian aid. [read post]
3 Apr 2024, 9:01 pm by renholding
As is customary, my remarks this morning are in my official capacity as Director of the Securities and Exchange Commission’s Division of Enforcement, and do not necessarily reflect the views of the Commission, the Commissioners, or other members of the staff. [read post]
2 Apr 2024, 1:03 pm by Race to the Bottom
Securities and Exchange Commission (“SEC”) has pursued investigations of insider trading involving over sixty parties. [read post]
24 Mar 2024, 11:08 am by Stuart Kaplow
The case is now known as In Re: Securities and Exchange Commission, The Enhancement and Standardization of Climate-Related Disclosures for Investors, Issued on March 6, 2024, J.P.M.L., MCP No. 180, consolidation order issued 3/21/24. [read post]
23 Mar 2024, 11:29 am
The draft text will be referred to the Committee of Ministers for adoption and opened for signature at a later stage.The DRAFT TEXT of the The "Terms of Reference of the Committee on Artificial Intelligence (CAI)" which were set by the Committee of Ministers under Art. 17 of the Statute of the Council of Europe in accordance with Resolution CM/RES/2021)3 also follows below along with the text of the available  Draft Text of the Framework Convention. [read post]
22 Mar 2024, 2:30 am by David Lynn
The Judicial Panel on Multidistrict Litigation lottery selected the US Court of Appeals for the Eighth Circuit as the venue for hearing a case consolidating nine lawsuits against the March 6 Securities and Exchange Commission regulations filed in six different circuits, according to an order. [read post]
21 Mar 2024, 5:29 am by Unknown
Following a ten-day race to court, nine petitions for review have been filed, although four of them were filed in the Fifth Circuit, where two of the petitioners had already sought to join the petition filed by Liberty Energy Inc. that resulted in the Fifth Circuit issuing a stay of the SEC’s regulation (IN RE: Securities and Exchange Commission, MCP No. ___ The Enhancement and Standardization of Climate-Related Disclosures for Investors, Release Nos.… [read post]