Search for: "In Re Securities and Exchange Commission" Results 21 - 40 of 2,798
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20 May 2024, 9:05 pm by Dan Flynn
The Ban the Batistas campaign is calling on the New York Stock Exchange (NYSE) and the Securities and Exchange Commission (SEC) to bar the Batista Brothers from U.S. markets in what it says would be “a decisive response to their ruthless onslaught on fair play. [read post]
17 May 2024, 3:00 am by Jim Sedor
Out of 75 Black women who have run or are running for the U.S Senate since 2010, 10 have secured major-party nominations. [read post]
15 May 2024, 9:01 pm by renholding
Following an investigation by the SEC’s Division of Enforcement, the Commission institutes an administrative proceeding and finds that because of the mutual conflict of interest created by the audit firm’s provision of non-audit services at reduced rates in exchange for being chosen as the company’s auditor, the audit firm and audit partner were not independent within the meaning of Rule 2-01(b) of Regulation S-X. [read post]
13 May 2024, 3:42 pm
Securities Securities Fraud Claim Duty to Disclose Pure Omissions Private Action Under Rule 10b–5(b) Section 10(b) of the Securities Exchange Act of 1934 Circuit Split    Securities and Exchange Commission (SEC) Rule 10b–5(b) makes it unlawful to omit material facts in connection with buying or selling securities when that omission renders “statements… [read post]
9 May 2024, 10:35 pm by Josephine A. Phillips
Securities Exchange Commission received when they tried to regulate cryptocurrencies after years of letting the industry grow unchecked. [read post]
9 May 2024, 2:00 pm by Joanna Herzik
If you’re interested we will like to run ALL excess proceeds recoveries through you, which means constant business! [read post]
8 May 2024, 12:07 pm by Doug Cornelius
At least until the Securities and Exchange Commission got involved and accused Mr. [read post]
6 May 2024, 8:39 am by centerforartlaw
By the early 1990s, digital registries such as the Art Loss Register (ALR) and commissions like the Commission for Art Recovery were established worldwide, specifically focusing on the identification of stolen artworks. [read post]
2 May 2024, 8:08 am by Kalvis Golde
A list of all petitions we’re watching is available here. [read post]
26 Apr 2024, 10:47 am by Roger Stelk
Further, traditional listings let the homeowner choose a different agent if they’re unhappy with the service. [read post]
25 Apr 2024, 6:41 am by Allan Blutstein
To illustrate this point, we’re summarizing highlights of the hundreds of FOIA requests submitted by media organizations to the Food and Drug Administration and the Securities and Exchange Commission during March (the most recent month for which information is available). [read post]
25 Apr 2024, 2:55 am by Kristof Van Quathem
  Violations subject to these increased fines include: a data user using data for prohibited purposes; a data user extracting personal data (instead of anonymous data) from the HDAB’s secure processing environment – presumably by circumventing protections put in place by the HDAB; a data user trying to re-identify individuals; and a data user or data holder not complying with an HDAB’s enforcement measures. [read post]
23 Apr 2024, 5:57 am by Anna Tkachova
(Editor’s note: This article is part of Just Security’s Symposium, International Law in the Face of Russia’s Aggression in Ukraine: The View from Lviv.) [read post]
22 Apr 2024, 2:04 pm by John Stigi and Kristin Housh
Apr. 12, 2024) (“MIC”), the United States Supreme Court (Sotomayor, J.) held unanimously that “pure omissions” in a Securities and Exchange Commission (“SEC”) filing do not support liability under SEC Rule 10b-5(b). [read post]
22 Apr 2024, 1:35 am by Katelynn Minott, CPA & CEO
If you’re a high earner, however, pass-through taxation could result in you leaving tax savings on the table. [read post]
The Securities and Exchange Commission is the primary securities regulator in the U.S. [read post]
19 Apr 2024, 9:27 am by CFM Admin
The Securities and Exchange Commission (“SEC”) approved 11 spot Bitcoin exchange-traded funds (“ETFs”) on January 10, 2024, marking a historic moment in the crypto industry. [read post]
19 Apr 2024, 1:46 am by Katelynn Minott, CPA & CEO
However, there are a few exceptions to BOIR filing: Publicly traded companies: Companies already registered with the Securities and Exchange Commission (SEC) are exempt from filing a BOIR because ownership information is already publicly available. [read post]
18 Apr 2024, 9:01 pm by renholding
But irrespective of the context, if you’re speaking on AI, you too must ensure that you do so in a manner that is not materially false or misleading. [read post]