Search for: "In Re Securities and Exchange Commission" Results 61 - 80 of 2,780
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16 Jan 2024, 1:19 pm by Kevin LaCroix
Securities and Exchange Commission Rule 10b-5 promulgated thereunder. [read post]
11 Jan 2024, 9:05 pm by Gianna Hill
Securities and Exchange Commission (SEC) approved bitcoin exchange-traded funds (ETFs), allowing investors to buy and sell bitcoin just like stocks and other financial instruments. [read post]
10 Jan 2024, 2:12 pm by Guest Author
”      Not alone, but lonelier then than now before the advent of decisions such as Securities and Exchange Commission v. [read post]
5 Jan 2024, 3:30 am by Liz Dunshee
The SEC recently shot down the crypto exchange’s rulemaking petition (despite disagreement from Commissioners Peirce & Uyeda). [read post]
4 Jan 2024, 9:05 pm by Jordan Lassiter
Securities and Exchange Commission and the Commodity Futures Trading Commission may need to expand to encompass broader regulatory authority over cryptocurrency trading. [read post]
2 Jan 2024, 11:26 am by The White Law Group
  Working under the supervision of the Securities Exchange Commission, FINRA: Writes and enforces rules governing the ethical activities of all registered broker-dealer firms and registered brokers in the U.S. [read post]
2 Jan 2024, 5:50 am by Caroline Fredrickson
Still, he has not ruled out the possibility should he win re-election. [read post]
22 Dec 2023, 6:00 am by Michelle
Court of Appeals for the Third Circuit to order the Securities and Exchange Commission to write rules governing the treatment of crypto assets as securities. [read post]
22 Dec 2023, 4:31 am by Beatrice Yahia
The high-profile national security trial continues. [read post]
19 Dec 2023, 6:12 am by Unknown
Coinbase late today said it plans to take the SEC back to court via a petition for review of the Commission’s denial of its rulemaking petition (In re Coinbase, Inc., December 15, 2023).SEC denial. [read post]
18 Dec 2023, 2:48 pm by CFM Admin
  On November 20, 2023, the Securities and Exchange Commission (“SEC”) charged Payward Inc. and Payward Ventures Inc., together known as Kraken, with operating Kraken’s trading platform as an unregistered securities exchange, broker, dealer, and clearing agency. [read post]
15 Dec 2023, 5:32 am by Beatrice Yahia
National Security Council Spokesperson John Kirby in a White House press briefing said he does not “want to put a time stamp” on scaling down of the war, adding “I think you can understand the last thing we want to do is telegraph to Hamas what they’re likely to face in the coming weeks and months. [read post]
10 Dec 2023, 10:30 pm by Vasiliki Kosta
First, universities are or behave like actors on a market: they can either engage in for-profit activities themselves or in competition, at institutional or faculty level, for securing external money (Slaughter & Leslie). [read post]
5 Dec 2023, 1:42 pm by Geoff Schweller
Securities and Exchange Commission (SEC) has stepped up its enforcement of Rule 21F-17(a), filing a number of enforcement actions against companies for stifling whistleblowing through restrictive nondisclosure agreements and other employee agreements. [read post]
5 Dec 2023, 4:53 am by Beatrice Yahia
“And just before the attack, short selling of Israeli securities on the Tel Aviv Stock Exchange increased dramatically. [read post]
1 Dec 2023, 12:30 pm by John Ross
Former CEO of The Federal Savings Bank is convicted under the financial institution bribery statute for securing millions in loans for former Trump presidential campaign chair Paul Manafort in exchange for a position in the federal government. [read post]