Search for: "In Re Securities and Exchange Commission"
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21 Jan 2015, 3:21 am
Imagine that you're broke and can't afford a fabulous but high-priced regulatory lawyer like me and you need to submit a brief in response to some absolutely outrageous allegations made against you by the Securities and Exchange Commission ("SEC"). [read post]
1 Jul 2020, 6:03 am
Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Comprehensive disclosure requirements to allow investors and the public to analyze companies during the COVID-19 pandemic. [read post]
2 Feb 2017, 5:00 am
Dodd-Frank made the Securities and Exchange Commission create a rule on the disclosure of payments by resource extraction issuers. [read post]
19 Aug 2013, 6:28 am
The Securities and Exchange Commission wants it to be better. [read post]
19 Aug 2013, 6:28 am
The Securities and Exchange Commission wants it to be better. [read post]
7 Apr 2022, 9:01 pm
Securities and Exchange Commission. [read post]
13 Oct 2018, 7:22 am
Securities and Exchange Commission. [read post]
26 Jan 2023, 9:30 am
Tonkovic, J.D.In its first open meeting of 2023, the SEC unanimously approved the re-proposal of a 2011 rule prohibiting certain conflicts of interest in the context of asset-backed securities. [read post]
31 Oct 2023, 11:41 am
The Securities and Exchange Commission has charged charges against Austin, Texas-based software company SolarWinds Corporation and its chief information security officer, Timothy G. [read post]
17 Oct 2018, 6:49 am
The problem has become big enough that the Securities and Exchange Commission released a report indicating that falling victim to this kind of cyber attack could be considered a failure in the company’s internal accounting controls. [read post]
14 May 2014, 7:57 am
Securities and Exchange Commission (SEC) recently provided guidance on applying its rules regarding communications in connection with securities offerings, tender offers, business combinations and proxy contests when statements are made utilizing certain social media channels. [read post]
2 Apr 2013, 10:12 am
The current standard requires that Minnesota’s utilities secure 25% of their power from renewable sources by 2025 (30% for Xcel Energy in exchange for nuclear waste storage at Prairie Island). [read post]
25 May 2011, 6:42 am
Here's a report that turns over some rocks at the Securities and Exchange Commission, exposing some ugly critters underneath. [read post]
27 Sep 2023, 9:00 am
Securities and Exchange Commission (SEC) reminding employers to review their separation agreements. [read post]
27 Sep 2023, 9:00 am
Securities and Exchange Commission (SEC) reminding employers to review their separation agreements. [read post]
28 Apr 2016, 6:46 am
On May 3, 2016, the Securities and Exchange Commission (“SEC”) filed what can only be described as a fascinating civil Complaint in the United States District Court for the Eastern District of New York (“EDNY”). [read post]
5 Feb 2018, 12:00 am
On March 12, 2014, VEON filed a Form 6-K disclosing it was under investigation by the Securities Exchange Commission (“SEC”) for its operations in Uzbekistan. [read post]
22 Aug 2006, 11:43 am
Commencing with the Company's report on Form 10-Q for the first quarter of 2006, the Company generally intends to provide updates on VIOXX litigation through its periodic filings with the Securities and Exchange Commission (SEC). [read post]
12 Sep 2010, 9:01 am
Department of Justice and the Securities and Exchange Commission of possible bribes the company paid in Russia is now wider than previously reported. [read post]
16 Jun 2023, 8:58 am
In December 2022, the social media world was stunned to learn that federal prosecutors and the Securities and Exchange Commission (SEC) were filing civil and criminal charges against eight social media influencers. [read post]
