Search for: "In Re Securities and Exchange Commission"
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7 Mar 2024, 5:28 am
Securities and Exchange Commission v. [read post]
6 Mar 2024, 9:03 pm
Our federal securities laws lay out a basic bargain. [read post]
6 Mar 2024, 9:01 pm
Accordingly, the Commission should have re-proposed this rule with an updated economic analysis and solicited additional public feedback. [read post]
4 Mar 2024, 5:56 am
And they’re right. [read post]
3 Mar 2024, 7:51 pm
Don’t treat this as optional: Recent attacks on the Securities and Exchange Commission’s official X account and thousands of accounts at 23andMe might have been blocked had those users enabled 2FA. [read post]
1 Mar 2024, 3:00 am
During a public hearing, those speaking against Simpson’s reform bill included Alabama Ethics Commission Executive Director Tom Albritton, and commission member and former state Supreme Court Justice Lyn Stuart. [read post]
29 Feb 2024, 9:01 pm
Securities and Exchange Commission (SEC) proposed ambitious rules relating to artificial intelligence (AI) that have drawn significant commentary and criticism. [read post]
27 Feb 2024, 11:22 pm
How you’re taxed in Spain depends on your tax residency status. [read post]
27 Feb 2024, 4:20 am
” “We’re close,” President Biden told reporters yesterday, adding, “There are too many innocent people that are being killed. [read post]
15 Feb 2024, 9:08 pm
Authors: Ray Giblett, James Morris, Rajaee Rouhani, Stephen Lee, Jeremy Moller, Charles Nugent-Young, Merren Taylor, Timothy Chan, Joshua Kan, Dylan Sault and Steven Li Welcome to our first wrap up of the year! [read post]
15 Feb 2024, 9:05 pm
On January 24, 2024, the Securities and Exchange Commission (SEC) adopted final rules that impose significant additional procedural and disclosure requirements on initial public offerings (IPOs) by special purpose acquisition companies (SPACs) and in business combination transactions involving SPACs (de-SPACs). [read post]
15 Feb 2024, 9:01 pm
As is customary, I’d like to note that my views are my own as Chair of the Securities and Exchange Commission, and I am not speaking on behalf of my fellow Commissioners or the staff. [read post]
8 Feb 2024, 9:12 am
Meehan is a skilled Massachusetts workers’ compensation lawyer who is committed to helping injured workers pursue securing the benefits they’re entitled to under the law, and if you hire him, he will advocate zealously on your behalf. [read post]
5 Feb 2024, 9:01 pm
On January 16, 2024, the Securities and Exchange Commission announced a settled enforcement action against JP Morgan Securities, LLC (“JPMS”) for violating Rule 21F-17(a) of the Securities Exchange Act of 1934.[1] Like other recent 21F-17(a) cases brought by the SEC, the case involved a claim that certain confidentiality language in an agreement with individuals would impede those individuals from reporting potential… [read post]
2 Feb 2024, 11:46 am
The term “golden visa” is an unofficial one, used to refer to visas that offer residence in exchange for making a substantial investment in a given country. [read post]
2 Feb 2024, 3:00 am
Cori Bush for allegedly misusing money intended for members of Congress to spend on private security. [read post]
30 Jan 2024, 9:04 pm
Securities and Exchange Commission, in Washington, D.C. [read post]
22 Jan 2024, 9:01 pm
Ralston Purina Co.[4] Imagine that — the Commission engaging in notice-and-comment rulemaking, including a re-proposal, to address regulatory uncertainty and ambiguity following judicial decisions. [read post]
18 Jan 2024, 10:42 am
However, insiders lack the incentive to report the crime, and doing so could risk their financial and physical security. [read post]
16 Jan 2024, 1:19 pm
Securities and Exchange Commission Rule 10b-5 promulgated thereunder. [read post]