Search for: "In Re Securities and Exchange Commission"
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18 Jul 2024, 9:05 pm
Pritzker Professor of Business Law at the University of Chicago Law School, criticized a Securities and Exchange Commission (SEC) rule that addresses greenwashing, or the use of misleading names to give the appearance of a socially responsible mutual fund. [read post]
15 Jul 2024, 9:01 pm
In Securities and Exchange Commission v. [read post]
12 Jul 2024, 11:30 am
But you're getting the same judge. [read post]
11 Jul 2024, 9:05 pm
WHAT WE’RE READING THIS WEEK In an article in the Yale Journal on Regulation, Andrew K. [read post]
11 Jul 2024, 6:12 am
The Securities and Exchange Commission (SEC) has selected FINRA as the regulating entity to license and regulate broker-dealers. [read post]
10 Jul 2024, 9:01 pm
Securities and Exchange Commission (“SEC”). [read post]
10 Jul 2024, 1:27 pm
Sources: SEC Alleges Fraudulent Securities Offering of Alternative AssetsSecurities and Exchange Commission v. [read post]
10 Jul 2024, 8:26 am
On February 1, for example, a multi-story apartment building housing Médecins Sans Frontières (MSF) staff and their families was hit by Israeli tank fire without warning, killing two people and injuring seven others. [read post]
10 Jul 2024, 8:25 am
If you’re interested we will like to run ALL excess proceeds recoveries through you, which means constant business! [read post]
10 Jul 2024, 6:51 am
” THE MACQUARIE DECISION: The first paragraph of the opinion summarizes the issue and the result with unusual brevity and clarity: “Securities and Exchange Commission (SEC) Rule 10b– 5(b) makes it unlawful to omit material facts in connection with buying or selling securities when that omission renders “statements made” misleading. [read post]
5 Jul 2024, 6:21 pm
The Commission Staff Working Document accompanying the communication [read post]
4 Jul 2024, 9:05 pm
Securities and Exchange Commission or my fellow Commissioners. [read post]
4 Jul 2024, 9:01 pm
This statement was issued on July 1, 2024, by Gary Gensler, chair of the U.S Securities and Exchange Commission, in Washington, D.C. [read post]
2 Jul 2024, 5:51 am
On February 1, for example, a multi-story apartment building housing Médecins Sans Frontières (MSF) staff and their families was hit by Israeli tank fire without warning, killing two people and injuring seven others. [read post]
1 Jul 2024, 6:19 pm
Pix credit here 新华社研究院the Xinhua News Agency Research Institute has recently circulated ( 更好赋能中国繁荣世界——新质生产力的理论贡献和实践价值] (Better empowering China to prosper the world - the theoretical contribution and practical value of new productivity (20 June 2024))--a fairly… [read post]
30 Jun 2024, 9:42 pm
This includes email exchanges, letters, and phone calls with your employer, insurance company, and healthcare providers. [read post]
27 Jun 2024, 9:05 pm
Securities and Exchange Commission (SEC) violated the right to a jury trial guaranteed by the Seventh Amendment of the U.S. [read post]
24 Jun 2024, 9:01 pm
The Division staff selectively reviews filings made under the Securities Act, the Exchange Act, or pursuant to Regulation A to monitor and enhance compliance with the applicable disclosure and accounting requirements. [read post]
21 Jun 2024, 6:57 am
” “Napoli Shkolnik PLLC is pooling its portion of approximately $1.3 billion in settlements with major opioid manufacturers and pharmacies, including McKesson, Janssen, CVS and Walgreens, according to a Securities and Exchange Commission filing. [read post]
20 Jun 2024, 9:05 pm
The Federal Communications Commission proposed a rule that would require broadband internet providers to develop security plans surrounding their use of the Border Gateway Protocol (BGP), the global routing protocol used to exchange reachability information between the independently administered networks that make up the internet. [read post]