Search for: "In Re Securities and Exchange Commission"
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8 Aug 2024, 9:05 pm
WHAT WE’RE READING THIS WEEK In an article in the Vanderbilt Law Review, Laura E. [read post]
7 Aug 2024, 1:29 pm
The Legal Burden While the FTC has not yet filed its complaint, the interim report did outline potential antitrust violations, as did the commission’s June 2022 policy statement on “rebates and fees for excluding lower cost drug products. [read post]
30 Jul 2024, 9:05 pm
ENDNOTES [1] Securities and Exchange Commission (SEC) (2000) Final Rule: Selective Disclosure and Insider Trading. https://www.sec.gov/rules/final/33-7881.htm [2] For example, see the following two studies: Campbell J.L., Twedt B.J., Whipple B.C. (2021). [read post]
29 Jul 2024, 2:27 pm
Douglas was a law professor at Yale, but later headed the Securities and Exchange Commission. [read post]
26 Jul 2024, 9:00 am
In 2015, the Securities and Exchange Commission (SEC) inaugurated Regulation A+, an expansive amendment to the existing Regulation A exemption of the Securities Act of 1933 (Regulation A). [read post]
26 Jul 2024, 9:00 am
In 2015, the Securities and Exchange Commission (SEC) inaugurated Regulation A+, an expansive amendment to the existing Regulation A exemption of the Securities Act of 1933 (Regulation A). [read post]
22 Jul 2024, 5:32 am
Speaking of Rand… From the 1930s through 2010, the Securities and Exchange Commission (SEC) would seek civil penalties in federal court. [read post]
18 Jul 2024, 9:05 pm
Pritzker Professor of Business Law at the University of Chicago Law School, criticized a Securities and Exchange Commission (SEC) rule that addresses greenwashing, or the use of misleading names to give the appearance of a socially responsible mutual fund. [read post]
15 Jul 2024, 9:01 pm
In Securities and Exchange Commission v. [read post]
12 Jul 2024, 11:30 am
But you're getting the same judge. [read post]
11 Jul 2024, 9:05 pm
WHAT WE’RE READING THIS WEEK In an article in the Yale Journal on Regulation, Andrew K. [read post]
11 Jul 2024, 6:12 am
The Securities and Exchange Commission (SEC) has selected FINRA as the regulating entity to license and regulate broker-dealers. [read post]
10 Jul 2024, 9:01 pm
Securities and Exchange Commission (“SEC”). [read post]
10 Jul 2024, 1:27 pm
Sources: SEC Alleges Fraudulent Securities Offering of Alternative AssetsSecurities and Exchange Commission v. [read post]
10 Jul 2024, 8:26 am
On February 1, for example, a multi-story apartment building housing Médecins Sans Frontières (MSF) staff and their families was hit by Israeli tank fire without warning, killing two people and injuring seven others. [read post]
10 Jul 2024, 8:25 am
If you’re interested we will like to run ALL excess proceeds recoveries through you, which means constant business! [read post]
10 Jul 2024, 6:51 am
” THE MACQUARIE DECISION: The first paragraph of the opinion summarizes the issue and the result with unusual brevity and clarity: “Securities and Exchange Commission (SEC) Rule 10b– 5(b) makes it unlawful to omit material facts in connection with buying or selling securities when that omission renders “statements made” misleading. [read post]
5 Jul 2024, 6:21 pm
The Commission Staff Working Document accompanying the communication [read post]
4 Jul 2024, 9:05 pm
Securities and Exchange Commission or my fellow Commissioners. [read post]
4 Jul 2024, 9:01 pm
This statement was issued on July 1, 2024, by Gary Gensler, chair of the U.S Securities and Exchange Commission, in Washington, D.C. [read post]
