Search for: "In Re Securities and Exchange Commission" Results 121 - 140 of 2,798
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18 Oct 2023, 3:15 am by John Jenkins
For example, in the United States, the Consumer Financial Protection Bureau, Department of Justice, Equal Employment Opportunity Commission, Food and Drug Administration, Federal Trade Commission and the Securities and Exchange Commission each has issued guidance or otherwise indicated through enforcement activity that they view AI as within their respective purview of current regulatory and enforcement authority. [read post]
16 Oct 2023, 3:30 am by John Jenkins
  This excerpt from the fact sheet explains why this new rule matters: Section 13(f)(2) of the Securities Exchange Act of 1934 (“Exchange Act”), added under Section 929X of the Dodd-Frank Wall Street Reform and Consumer Protection Act, requires the Commission to prescribe rules to make certain short sale related data publicly available. [read post]
11 Oct 2023, 9:00 am
As featured in #WorkforceWednesday: This week, we’re focusing on three recent Securities and Exchange Commission (SEC) charges against employers for violating whistleblower protection laws and how all employers should take extra steps to ensure compliance in their separation agreements: Recent charges issued by the SEC represent a dramatic change in the enforcement of whistleblower protections. [read post]
11 Oct 2023, 9:00 am
As featured in #WorkforceWednesday: This week, we’re focusing on three recent Securities and Exchange Commission (SEC) charges against employers for violating whistleblower protection laws and how all employers should take extra steps to ensure compliance in their separation agreements: Recent charges issued by the SEC represent a dramatic change in the enforcement of whistleblower protections. [read post]
9 Oct 2023, 6:32 am
Securities and Exchange Commission (the “SEC”) amended rules relating to insider trading arrangements and related disclosures. [read post]
9 Oct 2023, 6:32 am
Securities and Exchange Commission (the “SEC”) amended rules relating to insider trading arrangements and related disclosures. [read post]
6 Oct 2023, 10:08 am by Katelynn Minott, CPA & CEO
Insurance: Secure a health insurance policy covering your entire stay in Panama. [read post]
5 Oct 2023, 7:26 am by Joanna Herzik
If you’re interested we will like to run ALL excess proceeds recoveries through you, which means constant business! [read post]
1 Oct 2023, 9:01 pm by renholding
On September 27, 2023, the staff of the Securities and Exchange Commission’s (SEC’s) Division of Corporation Finance issued 10 new Compliance & Disclosure Interpretations (C&DIs) relating to the pay-versus-performance (PVP) disclosure rules adopted last year. [read post]
29 Sep 2023, 2:13 pm by Katelynn Minott, CPA & CEO
Considered by many as the easiest digital nomad visa to secure in all of Asia, Malaysia boasts both affordability and a reputation as one of the top expat-friendly countries globally. [read post]
29 Sep 2023, 5:55 am by Richard Ponzio
Peacebuilding Commission, created, in 2005 (UN60), partly in response to Security Council reform failures. [read post]
29 Sep 2023, 4:00 am by Jim Sedor
Robert Menendez, who is charged with secretly aiding the Egyptian government in exchange for bribes, singlehandedly blocked passage of bipartisan legislation in 2020 that would have strengthened the law regulating foreign influence and lobbying in Washington, D.C. [read post]
21 Sep 2023, 9:01 pm by Haofei Liu
Hess highlighted use cases for decentralized finance such as performing innovative anti-money laundering verifications and evaluating potential adaptations of current Securities and Exchange Commission and Commodity Futures Trading Commission rules. [read post]
20 Sep 2023, 9:04 pm by Dan Flynn
The political groups have petitioned the Securities and Exchange Commission (SEC) to stop the JBS dual listing plan over their concerns. [read post]