Search for: "In re: Enhanced Sec. Research LLC"
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24 Oct 2019, 2:40 pm
A token, a digital asset where I give you my money and you go off and make a venture… And in return for me giving you my money, you’re going to give me a return in the secondary market by selling the token to somebody . . . [read post]
30 Sep 2018, 5:16 pm
Musk will be ineligible to be re-elected Chairman for three years; Tesla will appoint a total of two new independent directors to its board; Tesla will establish a new committee of independent directors and put in place additional controls and procedures to oversee Musk’s communications; and Musk and Tesla will each pay a separate $20 million penalty. [read post]
26 Oct 2023, 12:50 pm
The SEC’s case aligns with many of the allegations presented in the Wealth Enhancement lawsuit. [read post]
11 May 2023, 9:01 pm
The rules would further define a dealer so that market participants who are in the business of providing liquidity in Treasuries or other securities register with the SEC and comply with securities laws.[18] This could help level the playing field among firms and enhance the resiliency of our markets. [read post]
13 Feb 2023, 5:59 am
Forman, Deputy Assistant Attorney General of the DOJ’s Antitrust Division, announced that the Department is “[t]hiking a lot about enhancing antitrust enforcement around a variety of issues surrounding private equity. [read post]
18 Oct 2012, 10:03 pm
Schulman In re eBX LLC, SEC, Admin. [read post]
9 Jan 2013, 12:20 pm
If you’re a FINRA member firm, associated person, or an investor involved in a potential FINRA-related claim, contact the experienced attorneys at Cosgrove Law Group, LLC for assistance. [read post]
1 Mar 2023, 12:27 pm
Yeah, Jake, let’s dig into one of your most recent complex product issues that you had to face it was the set of lawsuits concerning yield enhancement strategies, losses. [read post]
16 Aug 2023, 8:31 am
Future Prospects: Research and analyze the investment’s future prospects. [read post]
18 Oct 2023, 7:43 am
Be Aware of Cyber Fraud Something to be aware of when researching investment opportunities are impersonation scams. [read post]
22 Feb 2016, 4:36 pm
After attending the PLUS D&O Symposium some years ago, several colleagues at Partner Re thought it might be worthwhile to provide D&O insurance professionals with historical overview of the evolution of Directors and Officers insurance (D&O) in the US marketplace. [read post]
13 Jan 2016, 5:05 pm
In the following guest post from John Reed Stark, President, John Reed Stark Consulting LLC, and David R. [read post]
14 Sep 2022, 7:45 am
These are firms, after all, whose businesses are all about writing software to cope with business opportunities and challenges, including software that for business-enhancement reasons treats users differently based on geography. [read post]
8 Oct 2020, 8:56 am
Ripple has been locked in a long-running battle with the SEC and investors over whether the digital currency XRP is a security. [read post]
2 May 2012, 5:52 am
bit.ly/IjRK7M (Ralph Losey) Reports and Resources A Special Master’s Perspective (E-Discovery) (PDF) http://bit.ly/JfAxqe (Craig Ball) Baker Hostetler #eDiscovery Newsletter – April 2012 - bit.ly/KhMAVw (Baker Hostetler) Cybersecurity: Threats Impacting the Nation (PDF) 1.usa.gov/IcbR6p (Gregory Wilshusen) eDiscovery Advantage – Winston & Strawn Spring 2012 Update (PDF) bit.ly/JHrOmk (Winston & Strawn) E-Discovery… [read post]
14 Feb 2010, 7:18 pm
Click Here EPA Orders Linn Energy, LLC to Stop Discharging. [read post]
