Search for: "In re: U.S. Office of Personnel Management Data Security Breach Litigation" Results 1 - 20 of 26
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14 Feb 2018, 2:57 pm by Kevin LaCroix
In re Lehman Brothers Securities & ERISA Litigation, 655 F. [read post]
13 Apr 2016, 4:55 pm by Kevin LaCroix
 More than half of attorneys, 58 percent, said their firms did not have a dedicated Chief Information Security Officer (CISO) or another staff member charged with data security, while 34 percent said their firms did. [read post]
24 Sep 2024, 9:01 pm by renholding
In May 2024, the Commission finalized amendments to Regulation S-P that will require covered firms to notify their customers of data breaches that might put their personal information at risk.[33] Such covered firms include broker-dealers (including funding portals), investment companies, registered investment advisers, and transfer agents. [read post]
15 Dec 2011, 7:40 am by William McGrath
Today, the Federal Securities Law Blog takes a look back at the last 30 days in the world of securities-related litigation in a regular feature which appears on approximately the 15th of each month. [read post]
25 Feb 2025, 4:46 am by Weronika Galka
Security Council yesterday adopted a U.S. [read post]
24 Jan 2019, 2:36 pm by Kevin LaCroix
 For one, SEC personnel resources were down dramatically. [read post]
3 May 2016, 5:08 pm by Kevin LaCroix
  Perhaps the highest profile cyber-breach resulting in theft of employee personal information was the hack into the federal government’s Office of Personnel Management (“OPM”) database that exposed the information of some 18 million applicants for federal jobs and contracts. [read post]
13 Jan 2016, 5:05 pm by Kevin LaCroix
    For instance, after suffering a cyber-attack, a corporation must not only bear the substantial regulatory and litigation costs associated with potential privacy violations – that is just the tip of the iceberg. [read post]
31 Dec 2019, 8:13 am by CFM Admin
Regardless of all the changes in the investment management space, year-end administrative upkeep and 2020 planning are always particularly important, especially for general counsels, Chief Compliance Officers (“CCOs”), and key operations personnel. [read post]
14 Feb 2025, 7:05 am by Techdirt
OPM is the Office of Personnel Management, or basically HR for federal workers, and its computer systems contain an incredible amount of sensitive information about millions of federal employees and contractors, past and present. [read post]
18 Dec 2023, 2:48 pm by CFM Admin
 The Chief Compliance Officer (“CCO”) of a registered investment advisor (“RIA”) must conduct a review of the adviser’s compliance policies and procedures annually. [read post]
3 Feb 2025, 9:01 pm by renholding
However, in no sector is the adage that “personnel is policy” truer than in banking, and industry expectations for the next several years are high. [read post]