Search for: "In the Matter of Amendments to Rules 1 and 10"
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17 Dec 2020, 6:00 am
Peirce said that while she supports FINRA’s goals and feels its investor-protection concerns are justified, the rule filing did not appropriately weight the concerns of due process and the right to earn a livelihood (Order Approving a Proposed Rule Change, as Modified by Amendment No. 1, to Address Brokers with a Significant History of Misconduct, Release No. 34-90635, December 10, 2020).Rule changes. [read post]
25 Oct 2020, 7:07 pm
R. 1; see Coughlin v. [read post]
19 Oct 2010, 8:38 am
EPA is proposing to require FCPP to meet a 10% opacity limit on Units 1– 5 to ensure proper operation of the PM controls. [read post]
16 Feb 2010, 2:02 pm
The score is 2-1 in favor of the First Amendment when it comes to three federal rulings this month on the limits of students’ online, off-campus speech. [read post]
27 Apr 2015, 6:20 am
’ 1 U.S.Code § 1. [read post]
17 Dec 2015, 10:16 am
Tex. 2014). *10 But the amendments to Rule 26(b) and Rule 26(c)(1) do not alter the basic allocation of the burden on the party resisting discovery to – in order to prevail on a motion for protective order or successfully resist a motion to compel – specifically object and show that the requested discovery does not fall within Rule 26(b)(1)’s scope of proper discovery (as now amended) or that a discovery… [read post]
28 Oct 2013, 7:19 pm
§§ 921(a)(20)(B) and 922(g)(1); and (2) whether an individual may be barred from exercising Second Amendment rights upon conviction of a non-aggravated common law misdemeanor. [read post]
9 Jul 2013, 8:34 am
And then there is the controversial ruling affirming a First Amendment claim in Citizens United v F.E.C. (2010). [read post]
11 Nov 2021, 4:41 pm
The SAMR has the power to impose a fine between 1 to 10 percent of the “sales” generated by the firm in the preceding year. [read post]
20 Jun 2011, 11:30 am
The legislature comes into regular session January 10, 2012. [read post]
19 Dec 2013, 10:51 am
The proposed rule amendments would create two tiers of offerings: --Tier 1 – offerings of up to $5 million in a 12-month period, including up to $1.5 million for the account of selling security-holders (already covered by Regulation A); --Tier 2 – offerings of up to $50 million in a 12-month period, including up to $15 million for the account of selling security-holders. [read post]
28 Oct 2019, 6:00 am
The exclusionary rule (in brief) Many students read the Fourth Amendment and consider the text to be fairly simple. [read post]
3 Jan 2014, 1:01 pm
Article 9 of the Belgian data protection Act of December 8, 1992 on Protection of Privacy in relation to the Processing of Personal Data (as amended) (the Belgian Law), corresponds to Article 10 and 11 of the EU Directive and imposes the obligation to inform data subjects of data processing activities. [read post]
4 Jan 2015, 4:46 pm
Art.l, paras.1, 10, and 21.7. [read post]
7 May 2012, 12:20 pm
At its May 10, 2012 Conference, the Court will consider such issues as the First Amendment right to advertise a hedge fund, certifying a class before resolving “merits arguments” relevant to the certification, and whether a new trial is required when scientific evidence is later determined to be unreliable. [read post]
8 Oct 2014, 9:00 am
United States 14-29Issue: (1) Whether, in a prosecution for insider trading under § 10(b) of the Securities Exchange Act, 15 U.S.C. [read post]
25 Apr 2016, 12:23 pm
As we’ve discussed previously, and as the legal profession is by now well aware, the discovery provisions of the Federal Rules of Civil Procedure were significantly amended effective December 1, 2015. [read post]
27 Dec 2011, 6:51 pm
Many of these matters will take place because of events that occurred over the past year. [read post]
3 Jan 2012, 1:10 pm
Under the amended rule, each party must file a Certification of Authority at least 10 days prior to appearing at the mediation. [read post]
25 Dec 2011, 7:17 pm
The National Labor Relations Board (NLRB) has adopted a final rule amending its election case procedures. [read post]
