Search for: "In the Matter of Amendments to Rules 1 and 10" Results 261 - 280 of 5,876
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13 Apr 2016, 3:16 am by Broc Romanek
In those instances where the Staff may seek an amendment to a Form 10-K/10-Q, the comments generally relate to a material disclosure matter rather than a mere matter of technical compliance. [read post]
25 Jun 2009, 7:40 am
The NYSE has proposed to amend exchange Rule 452 to remove uncontested director elections from the list of routine matters where brokers can vote client shares if they don't receive voting instructions within 10 days before an annual meeting. [read post]
1 Jul 2019, 11:44 pm by Roel van Woudenberg
The present appeal is against the interlocutory decision of the opposition division concerning the maintenance of European patent No. 1 833 926 in amended form, based on the sole claim filed on 28 November 2014 as auxiliary request 10. [read post]
17 Sep 2008, 1:03 pm
R.4:5-1(b): Case Information Statements: This Rule was amended to require that a Case Information Statement be attached as a cover sheet to Foreclosure Complaints. [read post]
14 Mar 2012, 3:29 pm by Craig Butler
Introduction FINRA Rule 6490 was approved by the Securities and Exchange Commission on July 1, 2010, with the stated purposes of adopting rules to prevent fraudulent and manipulative acts and practices, promote just and equitable principles of trade and protect investors and the public interest. [read post]
27 Nov 2013, 5:01 pm by oliver randl
Thus, the [applicant] was entitled to file on its motion matter that it considered to be missing.[7] The references to “missing” drawings appearing in each of paragraphs (1) to (3) of R 56 must be interpreted consistently with each other to give a meaningful effect to the rule as a whole (see also J 27/10 [10]). [read post]
9 Nov 2021, 9:01 pm by Michael C. Dorf
Accordingly, the Court’s cases applying the Bill of Rights to the states rely on a different provision of Section 1 of the Fourteenth Amendment, its Due Process Clause.Justice Thomas disagrees with that approach. [read post]
11 Jan 2024, 2:58 pm by Guest Author
 Indeed, there are key differences between the ISP and social media markets that matter for the First Amendment analysis. [read post]
14 Aug 2022, 8:16 pm by Dennis Crouch
Aug. 10, 2022) (applying recapture to amendments to overcome eligibility rejections). [read post]
22 Jul 2015, 1:34 pm by Sarah Andropoulos
  As recognized by states such as Ohio (comment 3 to Rule 1.6) and Idaho (comment 3 to Rule 1.6), this applies to any information relating to the representation, regardless of its source.It is worth noting that a recent ruling from the Virginia Supreme Court suggests that First Amendment protections may outweigh an attorney’s duty to withhold non-confidential client information in the context of blogging about closed cases that are already a… [read post]
13 Jan 2020, 11:56 pm
Moreover, the amendment should have been permitted under Rule 28(1) of the Uniform Rules of Court, which allow parties to amend their pleadings unless good cause is shown to the contrary. [read post]
13 Jun 2017, 8:33 am by Supreme People's Court Monitor
  I will provide links to reports and analysis on court and other legal matters on Wechat. [read post]
15 Apr 2014, 11:57 am by Rebecca Tushnet
Apr. 10, 2014)The court adopted the magistrate judge's recommendation to deny Kind leave to amend its counterclaims to add a Lanham Act false advertising claim. [read post]
11 Oct 2018, 6:01 am by Philip R. Stein and Enza G. Boderone
(“LBHI”) filed two new motions in its ongoing Southern District of New York Bankruptcy Court litigation against approximately 130 loan originators and brokers: (1) an Omnibus Motion for Leave to File Third Amended Complaints Pursuant to Rule 7015 of the Federal Rules of Bankruptcy Procedure (“Motion for Leave to Amend Complaint”); and (2) a Motion for Leave to Amend and Extend the Scope of the Alternative Dispute… [read post]
7 Jan 2011, 1:43 pm by WIMS
It is expected that consideration of rules revisions will be an early matter for consideration when Senators reconvene. [read post]
2 Oct 2008, 9:36 am
Below is the request for rulemaking to eliminate the "evergreen" requirement in amended Rule 144(i). [read post]