Search for: "In the Matter of Amendments to Rules 1 and 10" Results 81 - 100 of 5,840
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
4 May 2018, 8:10 am by John Jascob
Among other changes, the proposed amendments to Regulation S-X Rule 2-01 would focus the analysis solely on beneficial ownership, and the existing 10 percent bright-line shareholder ownership test would be replace with a "significant influence" test. [read post]
21 Apr 2022, 3:30 am by John Jenkins
This Goodwin blog reminds 12/31 year-end filers that although they had to comply with the SEC’s 2020 MD&A amendments in their Form 10-K, this quarter’s 10-Q will be the first quarterly filing in which compliance with those rule changes will be required. [read post]
31 Mar 2012, 9:59 am
Order I Rule 1 of the Code speaks about who may be joined in a suit as plaintiffs. [read post]
10 Sep 2012, 2:11 pm
The decision is posted on the Internet at: http://www.ca2.uscourts.gov/decisions/isysquery/d60e79aa-6471-44b9-b831-70c72e11909d/1/doc/10-5275_opn.pdf#xml=http://www.ca2.uscourts.gov/decisions/isysquery/d60e79aa-6471-44b9-b831-70c72e11909d/1/hilite/ [read post]
20 May 2021, 2:57 am by Jessica Kroeze
Before the oral proceedings, with a letter dated 10 February 2021, the appellant filed two new auxiliary requests in replacement of the previous ones. [read post]
6 Oct 2009, 3:33 pm
AFSCME Employees Pension Plan, 953 A.2d 227, 235-37 (Del. 2008) (holding that a reimbursement bylaw regulates "procedural" rather than "substantive" matters, and is therefore a proper matter for shareholder action). [read post]
20 Oct 2017, 12:21 pm by Overhauser Law Offices, LLC
However, the only showing required is under Section 316(d)(3), which states that proposed amendments may not enlarge the scope of the claims or introduce new matter. [read post]
19 Oct 2020, 5:49 am by John Jascob
Under the final rule, the CFTC would only have two days to review these matters which Berkovitz viewed as inadequate. [read post]
29 Jul 2007, 6:16 pm
Last week the USPTO announced that its much-anticipated patent rule changes will be published in the next few weeks, and that the rules will take effect  on or after October 1, 2007. [read post]
6 Sep 2023, 6:40 am by Shane McCall
After denial, though, Tree Services filed an appeal with OHA, arguing that, although SBA gave it until May 12, 2023 to amend its bylaws, SBA nevertheless denied the application on May 10, 2023. [read post]
24 Sep 2020, 8:33 am by John Jascob
Existing levels are 3 percent, 6 percent and 10 percent for matters previously voted on once, twice or three or more times in the last five years. [read post]
17 Mar 2017, 2:04 pm by Robert Wernli, Jr.
The new requirements will apply to registrants submitting the following types of filings under the Securities Act of 1933 and the Securities Exchange Act of 1934: Securities Act Exchange Act • Form S-1 • Form 10 • Form S-3 • Form 10-K • Form S-4 • Form 10-Q • Form S-8 • Form 8-K • Form S-11 • Form 10-D • Form SF-1 • Form 20-F • Form SF-3 • Form F-1 •… [read post]
17 Mar 2017, 2:04 pm by Robert Wernli, Jr.
The new requirements will apply to registrants submitting the following types of filings under the Securities Act of 1933 and the Securities Exchange Act of 1934: Securities Act Exchange Act • Form S-1 • Form 10 • Form S-3 • Form 10-K • Form S-4 • Form 10-Q • Form S-8 • Form 8-K • Form S-11 • Form 10-D • Form SF-1 • Form 20-F • Form SF-3 • Form F-1 •… [read post]
29 Apr 2019, 2:02 am by INFORRM
The revised CPR 39.2 showing the changes from old rule “(1) The general rule is that a hearing is to be in public. [read post]
24 Sep 2020, 3:09 am by Liz Dunshee
Resubmission Thresholds – amend Rule 14a-8(i)(12) by: – Revising the levels of shareholder support a proposal must receive to be eligible for resubmission at the same company’s future shareholder meetings from 3%, 6% and 10% for matters previously voted on once, twice or three or more times in the last five years, respectively, with thresholds of 5%, 15% and 25%, respectively. [read post]