Search for: "In the Matter of J.P."
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1 Aug 2022, 4:04 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6587/securities-industry-commentator/GUEST BLOG: [In]Securities: Lip Service: The SEC, Reg S-ID, and the Majestic Equality of Regulation by Aegis Frumento Esq (BrokeAndBroker.com Blog)Absurd SEC Staff Bulletin Warns Industry To Adjust To Known Variables And Be Flexible (BrokeAndBroker.com Blog)FINRA Censures and Fines JP Morgan Securities In High-Profile… [read post]
1 Aug 2022, 4:04 am
In the Matter of J.P. [read post]
4 Jul 2022, 7:46 pm
Securities and Exchange Commission, Respondent (Opinion, DC Cir)Oppenheimer Customer Wins Over $200,000 in FINRA Arbitration for Something Involving SomethingIn the Matter of the Arbitration Between Gerald A. [read post]
1 Jul 2022, 9:03 pm
CONNOLLY, J.P. [read post]
1 Jul 2022, 9:03 pm
CONNOLLY, J.P. [read post]
1 Jul 2022, 9:01 pm
Decided and Entered: June 28, 2022 Before: Gische, J.P., Kern, Mazzarelli, Singh, Rodriguez, JJ. [read post]
1 Jul 2022, 9:01 pm
Decided and Entered: June 28, 2022 Before: Gische, J.P., Kern, Mazzarelli, Singh, Rodriguez, JJ. [read post]
26 Jun 2022, 12:28 am
But in this case, because of the subject matter, they are all white men. [read post]
24 Jun 2022, 9:09 pm
Egan Jr., J.P., Lynch, Ceresia and Fisher, JJ., concur. [read post]
24 Jun 2022, 9:09 pm
Egan Jr., J.P., Lynch, Ceresia and Fisher, JJ., concur. [read post]
24 Jun 2022, 9:07 pm
Clark, J.P., Pritzker, Ceresia and Fisher, JJ., concur. [read post]
24 Jun 2022, 9:07 pm
Clark, J.P., Pritzker, Ceresia and Fisher, JJ., concur. [read post]
24 Jun 2022, 9:05 pm
Decided and Entered: June 23, 2022 Before: Renwick, J.P., Kern, Kennedy, Mendez, Higgitt, JJ. [read post]
24 Jun 2022, 9:05 pm
Decided and Entered: June 23, 2022 Before: Renwick, J.P., Kern, Kennedy, Mendez, Higgitt, JJ. [read post]
24 Jun 2022, 9:03 pm
CONNOLLY, J.P. [read post]
24 Jun 2022, 9:03 pm
CONNOLLY, J.P. [read post]
17 Jun 2022, 9:09 pm
Decided and Entered: June 14, 2022 Before: Webber, J.P., Gesmer, Oing, Singh, Kennedy, JJ. [read post]
17 Jun 2022, 9:09 pm
Decided and Entered: June 14, 2022 Before: Webber, J.P., Gesmer, Oing, Singh, Kennedy, JJ. [read post]
17 Jun 2022, 9:08 pm
Decided on June 10, 2022 SUPREME COURT OF THE STATE OF NEW YORK Appellate Division, Fourth Judicial Department PRESENT: SMITH, J.P., CENTRA, LINDLEY, AND CURRAN, JJ. 402 CA 21-01479 [*1]IN THE MATTER OF AMY NEWMAN, PETITIONER-APPELLANT, vCITY OF TONAWANDA, RICK DAVIS, AS MAYOR OF CITY OF TONAWANDA, AND CHARLES STUART, FIRE CHIEF OF CITY OF TONAWANDA, RESPONDENTS-RESPONDENTS. [read post]
17 Jun 2022, 9:08 pm
Decided on June 10, 2022 SUPREME COURT OF THE STATE OF NEW YORK Appellate Division, Fourth Judicial Department PRESENT: SMITH, J.P., CENTRA, LINDLEY, AND CURRAN, JJ. 402 CA 21-01479 [*1]IN THE MATTER OF AMY NEWMAN, PETITIONER-APPELLANT, vCITY OF TONAWANDA, RICK DAVIS, AS MAYOR OF CITY OF TONAWANDA, AND CHARLES STUART, FIRE CHIEF OF CITY OF TONAWANDA, RESPONDENTS-RESPONDENTS. [read post]