Search for: "Industrial Holdings Corporation" Results 21 - 40 of 7,793
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6 Jan 2018, 5:30 am
In our article, Industry Tournament Incentives and the Product Market Benefits of Corporate Liquidity, forthcoming in the Journal of Financial and Quantitative Analysis, we add to the literature on managerial tournaments by examining whether and how ITI shape corporate cash policy. [read post]
30 Oct 2023, 4:39 pm by Steve Bainbridge
In cases where explanations are deemed inadequate, investors are encouraged to engage with the companies and hold directors accountable, with the aim of enhancing governance practices and reporting standards. [read post]
18 Jun 2015, 6:03 am by Adam Weinstein
The Financial Industry Regulatory Authority (FINRA) entered into an agreement whereby the regulatory fined National Securities Corporation (NSC) while alleging that in 2013, NSC acted as the exclusive placement agent for two private placements of its parent company, National Holdings Corporation (National Holdings). [read post]
27 Jan 2012, 8:14 am by James Hamilton
The securities industry and the Society of Corporate Secretaries and Governance Professionals have urged the SEC to employ a negotiated rulemaking process when adopting pay ratio regulations under Dodd-Frank that will allow a representative group of stakeholders on a rulemaking advisory committee to join with the Commission in developing a balanced rule that achieves the legislative intent of Section 953(b).In a letter to the SEC, SIFMA and the Society also asked the Commission to… [read post]
18 Jul 2012, 8:42 am by Employment Services
Miller, a director and co-owner of Trumbull Industries Inc., who was sued by two other directors of the corporation, Murray Miller and Sam H. [read post]
18 Jul 2012, 8:42 am by Employment Services
Miller, a director and co-owner of Trumbull Industries Inc., who was sued by two other directors of the corporation, Murray Miller and Sam H. [read post]
31 Jul 2012, 10:00 am by Eric Reed
  Under the responsible corporate officer (RCO) doctrine, the ability to control corporate conduct is sufficient to hold officers criminally liable, even if the officers did not participate in the misdeeds or have actual knowledge of them. [read post]
4 Aug 2014, 4:52 pm by Sabrina I. Pacifici
Available for download at SSRN: http://ssrn.com/abstract=2475562 “U.S. multinational corporations (MNCs) hold significant amounts of cash abroad. [read post]
30 Mar 2011, 1:22 pm
Filed: July 14, 2010Opinion by Judge Evelyn Omega CannonHeld: An exculpatory clause in a corporation's charter holding directors harmless from personal liability to the corporation or shareholders to the fullest extent of the law is enforceable, and it justified entry of summary judgment in favor of defendant directors. [read post]
14 Sep 2017, 1:34 pm by John Floyd
“Fracking” has made billions of dollars for states like Texas, Pennsylvania, Wyoming and Ohio, but this relatively new energy technology had also produced its fair share of corporate espionage, either through hacking or rogue insiders, seeking to steal industry secrets. [read post]
17 Aug 2009, 12:25 pm by Joe Business
In case is on manager's fees in the mutual fund industry but the holding will have profound effects on corporate governance in all industries.... [read post]
26 Sep 2012, 11:37 pm by Gordon Firemark
New York Case holds film producer liable despite corporate shield. [read post]
2 Nov 2020, 7:28 pm by Brett Holubeck
In a similar way, you will see corporate campaigns a lot more frequently in controversial industries. [read post]
21 Jan 2010, 2:29 pm by Eugene Volokh
Consider the very first American court decision holding a government action to be an unconstitutional interference with the freedom of the press, Brandreth v. [read post]
8 Mar 2019, 12:44 pm by Silver Law Group
In February, we told you about three investigations focused on GPB Capital Holdings. [read post]
29 Jan 2021, 6:48 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer http://www.rrbdlaw.com/5675/securities-industry-commentator/SMARTMATIC USA CORP., SMARTMATIC INTERNATIONAL HOLDING B.V., and SGO CORPORATION LIMITED, Plaintiffs, v. [read post]
21 Mar 2012, 9:24 am by By MICHAEL J. DE LA MERCED
A South Korean state-run oil company, the Korean National Oil Corporation, is a part of the group that includes Apollo Global Management, Riverstone Holdings and Access Industries. [read post]
18 May 2021, 12:41 pm by Wally Zimolong
  However, in certain circumstance courts will “pierce the corporate veil” and hold an individual liable for corporate harms to prevent fraud, illegality, or injustice. [read post]