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In 2019, JP Morgan Securities consented to pay $14M to settle a stockbroker fraud claim brought by one client of Souma’s who blamed him for a $20M loss. [read post]
13 Mar 2024, 8:04 am by Anita Edwards and Simon Lovegrove (UK)
On 13 March 2024, the Chief Executive of the Financial Conduct Authority (FCA), Nikhil Rathi, delivered a speech on the future of pensions at the JP Morgan Pensions and Savings Symposium. [read post]
7 Mar 2024, 4:00 am
DEFENDANT FAILED TO “AUTHENTICATE” THAT EVIDENCEAfter JP filed a personal injury case, the defendants sought to submit video surveillance evidence which purportedly supported their contention that they “neither created nor had notice of the allegedly wet floor that caused plaintiff's fall. [read post]
3 Mar 2024, 4:45 pm by Kurt R. Karst
Gonzalez & JP Ellison —The most recent version of  the BIOSECURE Act (the “Act”) was introduced in the U.S. [read post]
25 Feb 2024, 7:00 am by Gene Takagi
” Washington Post Equity and Justice Related Articles & Resources: Smithsonian Latino museum sued over internship’s ‘pro-Latino discrimination’ (Julian Mark, Washington Post) As DEI gets more divisive, companies are ditching their teams (Taylor Telford, Washington Post) Location, location, location: The impact of place on racial equity (JP Julien, Robert Fusaro, Lucia Rahilly, McKinsey Institute for Black Economic Mobility) Climate Change Articles… [read post]
14 Feb 2024, 10:00 pm
It is hard to believe that we are already in February and it has been a month since the 42nd Annual JP Morgan Healthcare Conference in San Francisco wrapped. [read post]
14 Feb 2024, 10:00 pm
It is hard to believe that we are already in February and it has been a month since the 42nd Annual JP Morgan Healthcare Conference in San Francisco wrapped. [read post]
14 Feb 2024, 10:00 pm
It is hard to believe that we are already in February and it has been a month since the 42nd Annual JP Morgan Healthcare Conference in San Francisco wrapped. [read post]
14 Feb 2024, 10:00 pm
It is hard to believe that we are already in February and it has been a month since the 42nd Annual JP Morgan Healthcare Conference in San Francisco wrapped. [read post]
14 Feb 2024, 10:00 pm
It is hard to believe that we are already in February and it has been a month since the 42nd Annual JP Morgan Healthcare Conference in San Francisco wrapped. [read post]
14 Feb 2024, 10:00 pm
It is hard to believe that we are already in February and it has been a month since the 42nd Annual JP Morgan Healthcare Conference in San Francisco wrapped. [read post]
5 Feb 2024, 9:01 pm by renholding
On January 16, 2024, the Securities and Exchange Commission announced a settled enforcement action against JP Morgan Securities, LLC (“JPMS”) for violating Rule 21F-17(a) of the Securities Exchange Act of 1934.[1] Like other recent 21F-17(a) cases brought by the SEC, the case involved a claim that certain confidentiality language in an agreement with individuals would impede those individuals from reporting potential securities law violations to the SEC in violation of Rule… [read post]
27 Jan 2024, 9:04 pm by Ariel Breitman
Department of the Treasury and held various leadership positions at the Vanguard Group, PIMCO, JP Morgan Chase, BlackRock, and Tudor Investments. [read post]
25 Jan 2024, 2:51 pm by Kevin LaCroix
Section 533 of the California Insurance Code provides that an insurer is not liable for loss caused by an insured’s willful act. [read post]