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12 Aug 2022, 9:24 am by John McFarland
He sold lots of barbed wire for Washburn and Moen, then started his own successful wire business, which he later sold to JP Morgan’s US Steel. [read post]
1 Aug 2022, 4:04 am
GUEST BLOG: [In]Securities: Lip Service: The SEC, Reg S-ID, and the Majestic Equality of Regulation by Aegis Frumento Esq (BrokeAndBroker.com Blog)Absurd SEC Staff Bulletin Warns Industry To Adjust To Known Variables And Be Flexible (BrokeAndBroker.com Blog)FINRA Censures and Fines JP Morgan Securities In High-Profile Beverley Schottenstein Case (without naming Schottenstein!) [read post]
1 Aug 2022, 4:04 am
GUEST BLOG: [In]Securities: Lip Service: The SEC, Reg S-ID, and the Majestic Equality of Regulation by Aegis Frumento Esq (BrokeAndBroker.com Blog)https://www.brokeandbroker.com/6592/aegis-frumento-insecurities-identity-theft/In settling three Reg S-ID cases on the same day last July, the SEC fined JP Morgan $1.2 million; UBS $925,000; and TradeStation $425,000. [read post]
1 Aug 2022, 4:04 am
Securities Industry Commentator: A legal, regulatory, and compliance feed curated by veteran Wall Street lawyer Bill Singer https://www.rrbdlaw.com/6587/securities-industry-commentator/GUEST BLOG: [In]Securities: Lip Service: The SEC, Reg S-ID, and the Majestic Equality of Regulation by Aegis Frumento Esq (BrokeAndBroker.com Blog)Absurd SEC Staff Bulletin Warns Industry To Adjust To Known Variables And Be Flexible (BrokeAndBroker.com Blog)FINRA Censures and Fines JP Morgan Securities In… [read post]
However, the Privy Council in RBS v JP SPC 4 [2022] UKPC 18 did not extend the duty further to cover third-party beneficial owners of funds in an account. [read post]
26 Jul 2022, 5:04 am
Sending thanks to the Wilkes-Barre Law Library Association for having me present my CLE "Golf Lessons: Tips on Professionalism and the Ethical Practice of Law" on Friday at the Association's Summer Outing/Golf Tournament at Fox Hill Country Club.Also sending out a special thanks to Joe Cardoni, JP Cardoni, and Leah Kane at Exhibit A (www.exhibitadigital.com) for helping me to put together the Powerpoint presentation and their help with the playback of the presentation.I… [read post]
21 Jun 2022, 4:24 am
JP Morgan Securities Sued for Over $10 Million in Team Dissolution FINRA Arbitration (BrokeAndBroker.com Blog)Former Head of Corporate Communications of $21 Billion Biopharmaceutical Company Admits Insider Trading (DOJ Release)Federal Indictment Charges CPA With Securities Fraud / More than 19 investors at or near retirement age lost over $3.6 million (DOJ Release)Rip Current Rulemakings: Statement on the Regulatory Flexibility Agenda by SEC Commissioner Hester M. [read post]
21 Jun 2022, 4:24 am
<a href="#jpms">JP Morgan Securities Sued for Over $10 Million in Team Dissolution FINRA Arbitration (BrokeAndBroker.com Blog)</a>Justice Department Secures Groundbreaking Settlement Agreement with Meta Platforms, Formerly Known as Facebook, to Resolve Allegations of Discriminatory Advertising / Lawsuit is the Department's First Case Challenging Algorithmic Discrimination Under the Fair Housing Act; Meta Agrees to Change its Ad Delivery System (DOJ Release)SEC… [read post]
15 Jun 2022, 10:00 pm
  Tribunal Superior de Londres falla a favor del JP Morgan Chase Bank en caso relacionado con venta de campo petrolífero y fraude La juez Sara Cockerill del Tribunal Superior de Londres concluyó este 14 de junio que el JP Morgan Chase Bank no incumplió sus obligaciones al haber transferido más de 1.7 millardos de dólares pagados por las petroleras Shell y Eni a una cuenta controlada por Dan Etete, exministro del petróleo de Nigeria. [read post]
13 Jun 2022, 3:16 am by Cari Rincker
SBA data shows that lenders with assets of $50 billion or more provide most small business loans, holding more than 76 percent of them.[3] These lenders are large commercial banks such as Wells Fargo, JP Morgan, and Citibank. [read post]
3 Jun 2022, 4:15 pm by Mike LaChance
“You’d better brace yourself” The post JP Morgan CEO Jamie Dimon Says ‘Hurricane’ Coming at U.S. [read post]
1 Jun 2022, 9:16 am by Silver Law Group
  Anthony DiDonna   Equitable Advisors, LLC   Travis Eiland   HD Vest Insurance Services   HD Vest Investment Services   Jeremy Fortner   Wells Fargo Clearing Services, LLC   JP Morgan Chase Securities, LLC   Marc Korsch   Arkadios Capital   Centaurus Financial, Inc. [read post]
23 May 2022, 4:17 pm by IncNow
Common examples can be found in financial service companies, like Bank of America and JP Morgan Chase, which are umbrella LLCs with plenty of subsidiaries. [read post]