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Barred Kestra Stockbroker Accused of Unauthorized Trading Our broker misconduct lawyers at Shepherd Smith Edwards and Kantas (SSEK Law Firm) are currently speaking with former customers of ex-Kestra Investment Services broker James Blake Daughtry. [read post]
17 Oct 2011, 3:05 pm by McNabb Associates, P.C.
Lowell's prior represenation of other witnesses does not create an actual or potential conflict in any way," Edwards attorneys Lowell, Christopher Man and James Cooney III wrote. [read post]
18 Apr 2014, 4:37 am by Benjamin Wittes
And I questioned Edward Lucas’s conclusion that Snowden was at least a passive, unknowing dupe of the FSB. [read post]
11 May 2011, 6:04 am by Lawrence B. Ebert
Within the piece was criticism of Director Kappos:Obama administration Patent and Trademark Office Director David Kappos cut short his appearance before the House Judiciary Committee on this subject, stiffing lawmakers who had more questions. [read post]
27 Oct 2016, 11:14 am by Fitapelli Kurta
According to his BrokerCheck report, James O’Reilly is the subject of one pending customer complaint and one pending FINRA investigation. [read post]
20 Aug 2008, 10:39 pm
By James Kachmar Last summer, I wrote about the appellate court’s decision in VL Systems, Inc. v. [read post]
8 Feb 2016, 12:28 pm by Jonathan Kurta
In 2007 a customer alleged James Hayne, while employed at Edward Jones, recommended an unsuitable strategy that involved refinancing his home and investing the proceeds in mutual funds. [read post]
11 Nov 2015, 6:20 am by David Canton
The Intercept has a good article about the movie entitled Only Edward Snowden Can Save James Bond From The Intercept article: Knowing everything about everyone is actually of limited use to the good guys. [read post]
8 May 2018, 5:18 am
As it happens, the Daniels NDA was executed on the very same day that James Comey sent his infamous follow-up letter to Congress regarding Hillary Clinton's emails. [read post]
5 Mar 2018, 7:00 am by Fitapelli Kurta
James McLellan has spent 37 years in the securities industry and has been registered with Cetera Advisors in Rochester, Michigan since 2014. [read post]
19 Jan 2018, 7:02 am by Fitapelli Kurta
Previous registrations include US Bancorp Investments in Clarksville, Tennessee (2012-2014) and Edward Jones in Clarksville, Tennessee (2010-2012). [read post]
25 Nov 2012, 5:30 am
Title: Law Library of Congress: "National Security and the Rule of Law" Panel Discussion Speakers: Rubens Medina, Charlie Savage, Mickey Edwards, James Thurber, Virginia Sloan Event Date: September 17, 2007 Running Time: 93 minutes Description: Law Library Speaker Series and Panel Discussion presented in partnership with the Constitution Project featuring Charlie Savage, The Boston Globe; Mickey Edwards, Aspen Institute, James Thurber, American University. [read post]
22 May 2013, 9:20 am by David Lat
Continue reading »Follow Above the Law on Twitter or become a fan on Facebook.Tags: Biglaw, Edwards Angell Palmer & Dodge, Edwards Wildman, James B. [read post]
11 Sep 2014, 9:30 am by azatty
Kudos to the editor, writer James Bamford, director of photography Patrick Witty, and photographer Platon. [read post]
30 Sep 2019, 7:04 am by CMS
Rory Thomson, a senior associate in the Insurance and Reinsurance Group at CMS, previews the appeal pending in the case of Edwards v Hugh James Ford Simey (a firm). [read post]