Search for: "Jay B. Gould"
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30 Jun 2011, 11:42 am
Written by Jay Gould and Michael Wu On June 22, 2011, the Securities and Exchange Commission (SEC) adopted final rules that implement provisions of Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”) amending the Investment Advisers Act of 1940 (the “Advisers Act”). [read post]
27 Mar 2013, 1:29 pm
Gould, Partner, Pillsbury Additional SpeakersJerry Twomey, Deputy Commissioner, Division of Securities Regulation, California Department of Corporations Doug Bramhall, Tax Managing Director, KPMG Kristin A. [read post]
13 Jun 2013, 5:50 pm
Written by: Jay B. [read post]
13 Jun 2013, 5:50 pm
Written by: Jay B. [read post]
12 Dec 2013, 10:14 am
Written by: Jay B. [read post]
7 Nov 2013, 1:51 pm
Written by: Jay B. [read post]
8 Mar 2011, 1:59 pm
Written by Jay Gould and Michael Wu Pillsbury’s Investment Fund and Investment Management group recently submitted a comment letter to the North American Securities Administrator’s Association (the “NASAA”) on behalf of the private investment fund industry. [read post]
8 Aug 2013, 4:06 pm
Written by: Jay B. [read post]
26 Oct 2011, 11:06 am
Jay B. [read post]
22 Nov 2013, 12:41 pm
Written by: Jay B. [read post]
29 Apr 2016, 10:16 am
One takes note of the post at PatentDocs entitled The Fantastical World of Justice Stephen Breyer As a side comment to the text ["The tragedy, first explored by Stephen Jay Gould in "Carrie Buck's Daughter," The Flamingo's Smile (1985)... [read post]
23 Sep 2013, 12:26 pm
Written by: Jay B. [read post]
15 Feb 2019, 6:14 am
Little and Eric B. [read post]
30 May 2014, 6:06 am
Lawyers as SEC Enforcement Targets, What a Fund Manager Needs to Know by Jay B. [read post]
7 Feb 2014, 4:15 pm
Written by: Jay B. [read post]
19 Mar 2014, 1:14 pm
Brown and Jay B. [read post]
17 Sep 2013, 3:59 pm
Written by: Jay B. [read post]
28 Oct 2013, 11:09 am
Written by: Jay B. [read post]
17 Dec 2013, 6:00 am
-Based Holding Company for Internal Control Failures SEC order against GLG Partners SEC Charges London-based Hedge Fund Adviser with Valuation Failures by Jay B. [read post]
18 Jul 2014, 5:00 am
Private Fund Managers as Broker-Dealers and How to Avoid It by Jay B. [read post]
