Search for: "Jay Fishman"
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16 Nov 2006, 2:12 am
Findersby Jay FishmanSenior Writer Analyst, CCH, Inc.An emerging "hot" topic in Blue Sky law is that of finders. [read post]
27 Oct 2015, 6:41 am
Jay Fishman, J. [read post]
31 Aug 2007, 10:19 am
Letters to the EditorThe Wall Street Journal200 Liberty StreetNew York, N.Y. 10281 RE: Jay Fishman's Opinion Piece on Catastrophe Finance Before the Next 'Big One' HitsBy JAY S. [read post]
7 Apr 2015, 11:06 am
Wolters Kluwer Senior Writer/Analyst Jay Fishman has authored a new white paper: Second Wave of States Address Crowdfunding. [read post]
30 Sep 2014, 7:56 am
[This story previously appeared in Securities Regulation Daily.]By Jay Fishman, J.D.The New Mexico Regulatory and Licensing Department, Securities Division, proposed crowdfunding exemption rules to bring local issuers and state residents together for capital raising through community investing. [read post]
27 Aug 2007, 10:12 am
Jay Fishman, CEO of The Travelers, offers an interesting perspective on the current state of hurricane risk. [read post]
29 Jul 2022, 11:33 am
The guest interviewed was Jay Fishman of Financial Research, a business valuation company headquartered just outside Philadelphia. [read post]
13 Dec 2006, 3:11 am
Hedge Funds and State Securitiesby Jay FishmanSenior Writer AnalystCCH IncorporatedHedge funds are mentioned by state securities regulators (and appear in the CCH Blue Sky Law Reporter) primarily in no-action letters. [read post]
21 May 2008, 5:48 am
Jay Fishman, over at Jim Hamilton's World of Securities Regulation posted this week about three state securities commissioners that are proposing or adopting rules relating to the use of "professional designations" when marketing services to seniors by broker-dealer and investment adviser representatives. [read post]
15 Dec 2020, 6:50 am
., Jay Fishman, J.D., John M. [read post]
8 Jan 2015, 12:56 pm
[This story previously appeared in Securities Regulation Daily.]By Jay Fishman, J.D.This short-form seed capital registration rule, authorized by a Maine Uniform Securities Act short-form qualification registration provision, may be used only by issuers meeting the requirements of both the Maine statutory provision and federal Regulation D, Rule 504. [read post]
13 Jan 2016, 11:34 am
By Jay Fishman, J.D. [read post]
8 Dec 2017, 5:00 am
By Jay Fishman, J.D. [read post]
13 Aug 2007, 12:47 pm
Jay Fishman, the CEO, of Travelers gave a pretty interesting discussion of a new plan that Travelers has proposed for dealing with Hurricane Cat Risk. [read post]
3 Jun 2016, 1:04 pm
By Jay Fishman, J.D. [read post]
30 Jun 2016, 6:47 am
By Jay Fishman, J.D. [read post]
8 Mar 2016, 10:11 am
By Jay Fishman, J.D. [read post]
19 Nov 2014, 8:17 am
[This story previously appeared in Securities Regulation Daily.]By Jay Fishman, J.D.The Oregon Finance and Corporate Securities Division recently proposed crowdfunding rules to help small businesses raise capital. [read post]
22 Aug 2014, 6:00 pm
[This story previously appeared in Securities Regulation Daily.]By Jay Fishman, J.D.The Oregon Finance and Corporate Securities Division proposed rules allowing renewable energy cooperative corporations to claim an Oregon Securities Law registration exemption for their membership shares or capital stock. [read post]
26 Jun 2017, 5:00 am
Wolters Kluwer senior writers Jay Fishman, J.D. and Mark S. [read post]
