Search for: "Jay Fishman"
Results 21 - 40
of 136
Sorted by Relevance
|
Sort by Date
6 Jul 2017, 8:05 am
By Jay Fishman, J.D. [read post]
28 Jan 2014, 9:37 am
,” says Mark Meland, a partner with Montreal’s Fishman Flanz Meland Paquin LLP With interest the claims amount to more than $1 billion. [read post]
11 Apr 2011, 9:36 am
“I can’t imagine why it took the ABA so long to issue this opinion,” [Ross] Fishman said. [read post]
10 Mar 2017, 11:05 am
By Jay Fishman, J.D. [read post]
28 Jan 2019, 5:00 am
By Jay Fishman, J.D. [read post]
13 Jul 2015, 6:29 am
By Jay Fishman, J.D.Washington is the first state to propose a notice filing for Regulation A Tier 2 offerings, following the SEC’s adoption of Regulation A amendments on June 19, 2015.Initial offering. [read post]
18 Jun 2019, 7:24 am
By Jay Fishman, J.D. [read post]
11 Apr 2023, 6:24 am
By Jay Fishman, J.D.California and Texas securities regulators joined the regulators of Alabama, Colorado, Delaware, New Jersey, South Dakota and the North American Securities Administrators Association, Inc. [read post]
17 May 2016, 6:45 am
By Jay Fishman, J.D. [read post]
28 Mar 2019, 7:28 am
By Jay Fishman, J.D. [read post]
24 Aug 2015, 8:16 am
By Jay Fishman, J. [read post]
2 Dec 2022, 12:03 pm
By Jay Fishman, J.D.A leading global market maker with a significant interest in ensuring success and efficiency in the U.S. retail securities market has filed a complaint against the SEC in New York’s Southern District Court for allegedly stonewalling the plaintiff’s request for records in advance of retail stock order proposed rules the Commission plans to announce by 2022 year-end. [read post]
6 Dec 2014, 7:49 am
[This story previously appeared in Securities Regulation Daily.]By Jay Fishman, J.D.The Virginia Division of Securities and Retail Franchising within the State Corporation Commission added prefatory language to a broker-dealer/agent unethical practice rule provision to avoid having the provision become federally preempted by the National Securities Markets Improvement Act of 1996 (NSMIA).Compensation disclosure provision. [read post]
19 Jul 2016, 7:24 am
By Jay Fishman, J.D. [read post]
19 Feb 2018, 11:05 am
By Jay Fishman, J.D. [read post]
11 Apr 2016, 7:36 am
By Jay Fishman, J.D. [read post]
4 Jun 2018, 5:00 am
By Jay Fishman, J.D. [read post]
15 Sep 2017, 7:08 am
By Jay Fishman, J.D. [read post]
3 Feb 2017, 7:02 am
By Jay Fishman, J.D. [read post]
8 Apr 2020, 4:27 pm
By Jay Fishman, J.D. [read post]
