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11 Aug 2015, 4:30 am by Jeff Werbitt
Here’s an anonymous poll about why you think Corp Fin is issuing fewer comment letters on Form 10-Ks & 10-Qs: survey solutions – Jeff Werbitt [read post]
10 Aug 2015, 4:40 am by Jeff Werbitt
Here are some of the latest entries: – Shareholder Engagement: TIAA-CREF – Delaware Weighs In: Plain Vanilla Advance Notice Bylaws – Some Ways to Shorten 10-Ks & 10-Qs – Shareholder Proposals: Doing Research Through Free Databases – Chamber: Report on How to Deal With Proxy Advisor Conflicts – Jeff Werbitt [read post]
4 Aug 2015, 5:00 am by Randi Morrison
See also Jeff Werbitt’s previous blog on Chair White’s response to Senator Warren’s attacks, the Chamber of Commerce’s recent report suggesting enhancements to the SEC’s enforcement program and SEC Enforcement Director Andrew Ceresney’s response, and Gibson Dunn’s mid-year securities enforcement update. [read post]
24 Jul 2015, 5:10 am by Jeff Werbitt
Wal-Mart: Serious Implications for the Ordinary Business Exclusion – Shareholder Proposals: Playing Games With Submission Deadlines – Jeff Werbitt [read post]
23 Jul 2015, 4:42 am by Broc Romanek
– Vanguard’s CEO Speaks – How the Fall Proxy Season Reveals ’15 Proxy Season Trends – Relational Investors Plans to Wind Down – Jeff Werbitt [read post]
21 Jul 2015, 4:15 am by Jeff Werbitt
Here are some of the latest entries: – Usability Study: Investors Frustrated With Disclosure – Independent Board Chairs: An Interview with ISS’ Carol Bowie – Shareholder Proposals: Statements in Support Permitted – Whether & How to Supplement or Amend Your Proxy Materials – Member Musings on the SEC’s Proxy Season Punt – Jeff Werbitt [read post]
15 Jul 2015, 3:15 am by Broc Romanek
As Jeff Werbitt blogged last month, the SEC uncovered the dude who perpetuated the fake takeover rumors regarding Avon. [read post]
26 Jun 2015, 5:30 am by Jeff Werbitt
Here are some of the latest entries: – Shareholder Engagement: TIAA-CREF – Delaware Weighs In: Plain Vanilla Advance Notice Bylaws – Some Ways to Shorten 10-Ks & 10-Qs – Shareholder Proposals: Doing Research Through Free Databases – Chamber: Report on How to Deal With Proxy Advisor Conflicts – Jeff Werbitt [read post]
25 Jun 2015, 4:45 am by Jeff Werbitt
Wal-Mart: Serious Implications for the Ordinary Business Exclusion – Shareholder Proposals: Playing Games With Submission Deadlines – Jeff Werbitt [read post]
23 Jun 2015, 4:55 am by Jeff Werbitt
Wal-Mart: Serious Implications for the Ordinary Business Exclusion – Shareholder Proposals: Playing Games With Submission Deadlines – Jeff Werbitt [read post]
22 Jun 2015, 5:00 am by Broc Romanek
Here are some of the latest entries: – Shareholder Proposals: Review of Proxy Voting on ESG Issues – Proxy Access: Whole Foods Responds to Shareholder Proposal With Own Alternative – An Interview with Fidelity Worldwide Investments – Group Presses on Political Spending Disclosures – 10-K Wrap Design: Five Tips to Do More with Less – Jeff Werbitt [read post]