Search for: "Joel Beck" Results 1 - 20 of 66
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24 Jun 2009, 11:16 am
Tomorrow, June 25, 2009, Joel Beck of The Beck Law Firm, LLC will be a presenter for West Legal Works program on SEC Rule 151A, along with Marc Dobin, Esq. and Linas Sudzius, Esq. [read post]
30 Aug 2012, 6:37 am by Joel Beck
Securities attorney Joel Beck announced that he has released the second edition of his e-book, A Stockbroker's Guide to Regulatory Investigations. [read post]
29 Sep 2010, 10:53 am by Joel Beck
Joel Beck, a Metro Atlanta Securities Attorney, is now on twitter. [read post]
21 Apr 2012, 3:00 am by Joel Beck
Seasoned readers of this blog are well familiar with Joel Beck's representation of stockbrokers, broker-dealers and investment advisers in securities regulatory matters and industry-related litigation and arbitration. [read post]
21 Aug 2012, 7:55 am by Joel Beck
 Joel Beck explains more in the video. [read post]
27 Apr 2012, 11:44 am by Joel Beck
  Hello, and welcome to The Beck Law Firm, LLC blog, by Georgia attorney Joel Beck. [read post]
20 Apr 2012, 1:40 pm by Joel Beck
 Now, the blog will also contain posts and commentary on Joel Beck's other practice areas that include estate planning, business law, and criminal defense. [read post]
31 Jul 2012, 5:53 pm by Joel Beck
" attorney Joel Beck discusses shoplifting in Georgia, including recent changes to Georgia law regarding the value for determining whether the offense is prosecuted as a misdemeanor or a felony. [read post]
28 Mar 2009, 10:00 am
Here are a few stories and items that caught my eye this week, but I have not had time to build-out to a full post: SEC Speaks on Compliance Issues to Investment Advisers by Joel Beck of BD Law Blog Lori Richards, the Director of the SEC’s Office of Compliance Inspections and Examinations (OCIE) spoke on issues that the examiner staff will be reviewing. [read post]
8 Feb 2019, 3:02 am by Walter Olson
Sued if you do, sued if you don’t: drugmaker faces lawsuits over failure to provide Fosamax warning that FDA told it not to provide [Jim Copland, James Beck on Merck Sharp & Dohme v. [read post]
16 Feb 2010, 12:23 pm by Joel Beck
  Firms that need a speaker for their annual compliance meeting or other broker meetings, can contact Joel Beck of The Beck Law Firm, LLC. [read post]
18 Apr 2012, 1:49 pm by Joel Beck
Joel Beck of The Beck Law Firm, LLC represents individuals accused of crimes in courts in Gwinnett County, as well as metro Atlanta and other North Georgia area courts. [read post]
16 Feb 2009, 11:19 am
  And, be sure to contact Joel Beck at The Beck Law Firm if you need a speaker for your annual compliance meeting to discuss current legal and compliance news, disciplinary actions and tips to avoid complaints and arbitrations. [read post]
16 Oct 2010, 5:07 am by Joel Beck
    Joel Beck, the author of BDLawBlog, is a securities attorney with offices in Snellville, Georgia (metro Atlanta area). [read post]
20 Apr 2010, 6:36 am by Joel Beck
Also, be sure to get a FREE download of attorney Joel Beck's e-book, "A Stockbroker's Guide to Regulatory Investigations" to help you understand the regulatory investigation and enforcement processes whether you are dealing with FINRA, the SEC or a state securities regulator. [read post]
19 Sep 2011, 3:33 pm by Sheldon Toplitt
Joel Tenenbaum (Case Nos. 10-1883, 10-1947, 10-2052), the United States Circuit Court of Appeals for the First Circuit last week reinstated the $675,000 judgment awarded the Recording Industry Association of America ("RIAA") in 2009 against Boston University student Joel Tenenbaum in a copyright infringement suit arising from his downloading of 30 copyrighted songs in 2004 from the defunct peer-to-peer network KaZaA (see "TUOL" posts 7/9/10, 8/3/09, 7/28/09).The… [read post]
25 Sep 2012, 4:00 am by Joel Beck
Attorney Joel Beck helps stockbrokers and financial advisers protect their #1 investment, their careers. [read post]