Search for: "Joel Beck" Results 21 - 40 of 66
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17 May 2012, 10:49 am by Joel Beck
  Joel Beck, a Georgia attorney with significant experience in the securities compliance arena, often represents registered representatives across the country in FINRA, SEC and other regulatory matters. [read post]
25 Oct 2010, 11:17 am by Joel Beck
     Joel Beck, the author of BDLawBlog, is a securities attorney with offices in Snellville, Georgia (metro Atlanta area). [read post]
15 Jul 2011, 2:00 am by Kara OBrien
 In this post, he discusses the impact of these lawsuits and changes that may need to be made to CD&A in order to avoid them. 3) BD Law Blog: FINRA Enforcement Actions June 2011: Red Flags and Rule 3012 Problem – In this post, Joel Beck analyzes some of the most recent FINRA disciplinary actions and what they tell us of FINRA priorities. [read post]
19 Jul 2011, 8:57 am by Joel Beck
 2) DO follow Joel Beck on twitter: @brokerdefender. [read post]
26 Sep 2011, 10:35 pm by Walter Olson
Unauthorized practice of law (UPL) regulation tends to serve interests of lawyers, not consumers [Thomas Morgan, Gillian Hadfield and more, Eric Rasmusen, George Leef, William Henderson, all at last week's Truth on the Market symposium; Bader/Examiner; related Greenfield on "lawyer practitioner" idea] In which I am described as a “voice of reason” on the notion of lawyer-deregulation [Greenfield, Bader/Open Market, earlier] Trial lawyer stimulus: Obama jobs bill requires… [read post]
1 Apr 2011, 8:25 am by Kara OBrien
Among the interesting points she brings up is whether there would be a need for Dodd-Frank style clawback provisions if convictions are overturned. 5) Financial Social Media: How Can Broker-Dealers Manage Social Media Compliance – In this guest post, Joel Beck of the BD Law Blog, discusses the need for a well-developed compliance plan when broker-dealers allow the use of social media channels for business purposes. [read post]
23 Aug 2010, 5:00 am by Doug Cornelius
Clemens from the Washington Post McGwire mum on steroids in hearing on CNN.com Here’s some free advice: Don’t Lie to Investigators by Joel Beck of BD Law Blog Image of Roger Clemens is by Keith Allison [read post]
28 Jul 2011, 5:00 am by Doug Cornelius
Sources: FINRA Quarterly Disciplinary Review July 2011 (.pdf) Unbalanced Tweeting: FINRA Sanctions Broker for Twitter Usage by Joel beck in the BD Law Blog FINRA’s Guide to the Internet – prior post on Compliance Building Image is 2008wmonroe by Liza P CC BY-NC-ND 2.0 [read post]
6 Jan 2011, 11:58 am by Joel Beck
  Joel Beck, the author of BDLawBlog, is a securities attorney with offices in Snellville, Georgia (metro Atlanta area). [read post]
1 Apr 2020, 2:57 am by Walter Olson
” [Naomi Lopez and Christina Sandefur, In Defense of Liberty (Goldwater Institute); Ronald Bailey; Jim Beck; earlier on off-label prescribing here, etc.] [read post]
18 Nov 2009, 5:37 am
The Bar will also review its lawyer advertising rules regarding Web sites maintained by lawyers and recommend changes to the Florida Supreme Court.Public Citizen attorney Greg Beck, who represented Joel Rothman, states correctly that “this settlement is a victory for the free speech rights of attorneys and makes it far easier for consumers to make a decision on legal representation. [read post]
24 Apr 2012, 1:59 pm by Joel Beck
  Exercise that right and contact The Beck Law Firm, LLC for a consultation. [read post]
30 Jul 2009, 4:02 pm
MIKE WIDENERRare Book Librarian   (L-R) Karen Beck (Boston College Law Library), Katherine Hedin (University of Minnesota Law Library), Jennie Meade (George Washington University Law Library), Mike Widener (Yale Law Library), Benjamin Yousey-Hindes (Stanford University), and Joel Fishman (Duquesne University Law Library). [read post]
25 Jun 2012, 11:32 am by Joel Beck
  Picture: Joel Beck, Seagrove Beach, June 2012. [read post]
27 Apr 2012, 11:16 am by Joel Beck
  Exercise that right and contact The Beck Law Firm, LLC for a consultation. [read post]
11 Jun 2012, 12:55 pm by CJLF Staff
"By and large these are not shootings of misperception or overreaction," said LAPD Chief Charlie Beck. [read post]
26 Oct 2012, 11:28 am by Joel Beck
    Joel Beck, a former securities regulator and founder of The Beck Law Firm, LLC, helps brokers protect their #1 investment, their careers. [read post]
14 May 2012, 12:50 pm by Joel Beck
  Exercise that right and contact The Beck Law Firm, LLC for a consultation. [read post]
28 Apr 2011, 9:09 am by CJLF Staff
  "Today, we pledge to never let justice wait like this again," Mayor Antonio Villaraigosa said at a City Hall news conference with LAPD Chief Charlie Beck and other elected officials. [read post]