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NASAA Proposes Model Rule on IA Business Continuity
4 Aug 2014, 12:45 pm by John Jascob
By John M. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Some Thoughts on the NASAA Crowdfunding Exemption
28 Jan 2012, 6:30 am by William Carleton
(By the way, I credited the post to Jim, but I see now that the byline credits John Jascob. [read post]
William Carleton, Counselor @ Law - http://www.wac6.com/wac6/
Regulation of Private Fund Advisers at the State Level
16 Dec 2010, 5:00 am by Doug Cornelius
Sources: Proposed NASAA Model Rule on Private Fund Adviser Registration and Exemption NASAA Requests Comments on Model Rule on Private Fund Adviser Registration and Exemption by John Jascob in Jim Hamilton’s World of Securities Regulation 230.262 of title 17, Code of Federal Regulations [read post]
Compliance Building - http://www.compliancebuilding.com
NASAA Sets Agenda
9 Sep 2008, 10:37 am
"Above summary attributed to John Jascob, Associate Writer Analyst of the CCH NASAA Reports and Blue Sky Law Reporter. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/