Search for: "John Stigi" Results 1 - 20 of 172
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California Court of Appeal Holds That Challenges to Corporate Elections Under Corporations Code Section 709 May be Preducated Upon Breach of Fiduciary Duty and Conflict of Interest Allegations
6 Nov 2013, 12:08 pm by John Stigi
For further information, please contact John Stigi at (310) 228-3717 or Andrea Feathers at (213) 617-4150. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Applies Morrison to Criminal Prosecution Under Section 10(b) and Rule 10b-5
23 Oct 2013, 3:27 pm by John Stigi
For further information, please contact John Stigi at (310) 228-3717, Jeff Kern at (212) 634-3075 or Thomas Monahan at (212) 634-3019. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Clarifies Scope of SLUSA Preclusion
21 Oct 2013, 10:30 am by John Stigi
For further information, please contact John Stigi at (310) 228-3717 or Robin Achen at (213) 617-5579. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Third Circuit Joins With the Seventh, Ninth and Eleventh Circuits in Holding That Plaintiffs Asserting 1933 Act Claims Need Not Plead Compliance With the Statute of Limitations, Splitting With the First, Eighth and Tenth Circuits
21 Oct 2013, 10:26 am by John Stigi
For further information, please contact John Stigi at (310) 228-3717 or Sarah Aberg at (212) 634-3091. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Tenth Circuit Finds that Jury Must Determine Whether “Notes Are Securities” in a Securities Fraud Action
21 Oct 2013, 10:23 am by David Geneson
” For further information, please contact David Geneson at (202) 218-0030, John Stigi at (310) 228-3717 or Mercedes Cook at (213) 617-4190. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Vacates Dismissal and Remands Shareholder Derivative "Say-on-Pay" Suits to California State Court
26 Aug 2013, 8:38 am
For further information, please contact John Stigi at (310) 228-3717 or Whitney Fair at (213) 617-5436. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Eighth Circuit Applies Negligence Standard to SEC Enforcement Claims for Violations of Section 14(a) and Rules 14a-9, 13b2-1 and 13b2-2
26 Aug 2013, 8:00 am
For further information, please contact John Stigi at (310) 228-3717 or Robin Achen at (213) 617-5579. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Vacates Dismissal and Remands Shareholder Derivative “Say-on-Pay” Suits to California State Court
26 Aug 2013, 7:38 am by Sheppard Mullin
For further information, please contact John Stigi at (310) 228-3717 or Whitney Fair at (213) 617-5436. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Eighth Circuit Applies Negligence Standard to SEC Enforcement Claims for Violations of Section 14(a) and Rules 14a-9, 13b2-1 and 13b2-2
26 Aug 2013, 7:00 am by Sheppard Mullin
For further information, please contact John Stigi at (310) 228-3717 or Robin Achen at (213) 617-5579. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Rejects the Application of American Pipe's Tolling Rule and Rule 15(c)'s "Relation Back" Doctrine to the Three-Year Statute of Repose for Section 11 and 12(a) Claims
16 Jul 2013, 9:43 am
For further information, please contact John Stigi at (310) 228-3717. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Delaware Court of Chancery Upheld Enforceability of Bylaws with Forum Selection Clauses Unilaterally Adopted by Board of Directors
16 Jul 2013, 9:42 am
For further information, please contact John Stigi at (310) 228-3717. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Rejects the Application of American Pipe‘s Tolling Rule and Rule 15(c)’s “Relation Back” Doctrine to the Three-Year Statute of Repose for Section 11 and 12(a) Claims
16 Jul 2013, 8:43 am by Sheppard Mullin
For further information, please contact John Stigi at (310) 228-3717. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Affirms Dismissal of Suits Brought by Madoff Trustee Against Banks Accused of Aiding Madoff Fraud
2 Jul 2013, 9:50 am
For further information, please contact John Stigi at (310) 228-3717 or Tyler Baker at (212) 634-3048. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Reaffirms Continued Use of the "Knowing Possession" Causation Standard in Rajaratnam Insider Trading Case
28 Jun 2013, 10:05 am
For further information, please contact John Stigi at (310) 228-3717. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Delaware Chancery Court Establishes Procedural Framework for Obtaining Business Judgment Review for Going Private Transaction Sponsored By Majority Stockholders
25 Jun 2013, 9:43 am
For further information, please contact John Stigi at (310) 228-3717 or Alejandro E. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Fifth Circuit Holds That Securities Fraud Defendants May Not Rebut the Fraud-on-the-Market Presumption at the Class Certification Stage Through Evidence of No Price Impact
21 Jun 2013, 11:26 am
For further information, please contact John Stigi at (310) 228-3717 or John Landry at (213) 617-5561. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Sixth Circuit Splits with Second and Ninth Circuits Regarding Need to Allege Defendants' State of Mind for Claims Challenging Soft Information Under Section 11 of the Securities Act of 1933
12 Jun 2013, 11:24 am
For further information, please contact John Stigi at (310) 228-3717 or Kathryn Hines at (212) 634-3054. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Holds that Allegations of Direct Fraudulent Representations Are Necessary for Market Manipulation Claims Under Section 10(b) and Rule 10b-5
24 May 2013, 10:09 am
For further information, please contact John Stigi at (310) 228-3717 or Tyler Baker at (212) 634-3048. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Holds that Federal Securities Laws Preempt California Labor Code's Ban on Forced Patronage at Brokerage Firms
9 May 2013, 11:43 am by Sheppard Mullin
By Jennifer Redmond, John Stigi, and Bram Hanono   In McDaniel v. [read post]
Labor & Employment Law Blog - http://www.laboremploymentlawblog.com/
Ninth Circuit Holds that Federal Securities Laws Preempt California Labor Code's Ban on Forced Patronage at Brokerage Firms
9 May 2013, 11:17 am
For further information, please contact Jennifer Redmond at (415) 774-2910, John Stigi at (310) 228-3717 or Bram Hanono at (415) 774-3221. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/