Search for: "John Stigi" Results 61 - 80 of 173
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
Second Circuit Affirms Dismissal Of Antitrust Class Action Due To Implied Preclusion By The Securities Laws
22 Dec 2009, 5:30 am
For further information, please contact Dan Brown at (212) 634-3095 or John Stigi at (213) 617-5589. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
United States Supreme Court Holds that the "Maker" of a Statement for Rule 10b-5 Purposes is the Person or Entity with Ultimate Authority Over the Statement
20 Jun 2011, 4:47 am
For further information, please contact John Stigi at (310) 228-3717 or Taraneh Fard at (213) 617-5492. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
First Circuit Holds That Section 806 of the Sarbanes-Oxley Act Extends Only to Employees of Public Companies, Not Employees of Private Companies Who Are Contractors or Subcontractors for Covered Public Companies
15 Feb 2012, 12:24 pm
For further information, please contact John Stigi at (310) 228-3717 or Sean Kirby at (212) 634-3023. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Rejects "Collective Scienter" Theory For Pleading A Securities Fraud Claim Against A Corporation
17 Jul 2008, 6:56 pm
For further information, please contact John Stigi at (213) 617-5589 or Christina Costley at (805) 879-1818. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Tenth Circuit Finds that Jury Must Determine Whether “Notes Are Securities” in a Securities Fraud Action
21 Oct 2013, 10:23 am by David Geneson
” For further information, please contact David Geneson at (202) 218-0030, John Stigi at (310) 228-3717 or Mercedes Cook at (213) 617-4190. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Delaware Supreme Court Holds That Insider Trading Claims Alleging Misuse of Confidential Corporate Information Need Not Show Injury To the Corporation
5 Jul 2011, 2:59 am
For further information, please contact John Stigi at (310) 228-3717 or Taraneh Fard at (213) 617-5492. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
New York High Court Applies the "Single-Entity Exemption" in the Securities Litigation Uniform Standards Act of 1998
12 Jul 2011, 11:12 am
For further information, please contact John Stigi at (310) 228-3717 or Kathryn Hines at (212) 634-3054. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Holds that Falsity of Estimates of Goodwill and Loan Loss Reserves For Purposes of Sections 11 and 12(a)(2) of the Securities Act of 1933 Hinges on the Speakers' Subjective Belief in the Estimates' Accuracy
13 Sep 2011, 5:37 am
For further information, please contact John Stigi at (310) 228-3717 or Kathryn Hines at (212) 634-3054. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Holds That the Private Securities Litigation Reform Act of 1995 Bars All RICO Claims Based Upon Alleged Acts of Securities Fraud
21 Jul 2011, 5:53 am
For further information, please contact John Stigi at (310) 228-3717 [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
First Circuit Holds That Section 806 of the Sarbanes-Oxley Act Extends Only to Employees of Public Companies, Not Employees of Private Companies Who Are Contractors or Subcontractors for Covered Public Companies
15 Feb 2012, 12:37 pm by Sheppard Mullin
For further information, please contact John Stigi at (310) 228-3717 or Sean Kirby at (212) 634-3023. [read post]
Labor & Employment Law Blog - http://www.laboremploymentlawblog.com/
California Court of Appeal Holds That Challenges to Corporate Elections Under Corporations Code Section 709 May be Preducated Upon Breach of Fiduciary Duty and Conflict of Interest Allegations
6 Nov 2013, 12:08 pm by John Stigi
For further information, please contact John Stigi at (310) 228-3717 or Andrea Feathers at (213) 617-4150. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
United States Supreme Court Clarifies Standard For Determining Corporate Citizenship For Purposes Of Federal Court Diversity Jurisdiction
1 Mar 2010, 5:46 am
For further information, please contact John Stigi at (213) 617-5589 or Amir Torkamani at (213) 617-4180. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Holds that Allegations a Defendant Should Have Used a Different Statistical Methodology During Drug Trials is not Sufficient to Allege Falsity Under Section 10(b) and Rule 10b-5
25 Sep 2012, 10:08 am
For further information, please contact John Stigi at (310) 228-3717 or Taraneh Fard at (213) 617-5492. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Holds That Absence Of "Upjohn Warning" Does Not Bar Admissibility In Criminal Prosecution Of Statements Elicited By Corporate Counsel During Internal Investigation
8 Oct 2009, 6:42 am
For further information, please contact John Stigi at (213) 617-5589 or Christina Costley at (805) 879-1818. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Foreign Corporation's Mere Awareness That Its Products May Ultimately End Up In a Forum State Is Not Sufficient Contact to Support Personal Jurisdiction
12 Jan 2012, 10:57 am
For further information, please contact John Stigi at (310) 228-3717 or Alejandro E. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Eleventh Circuit Reverses In Part Securities Fraud Judgment Against Clearing Broker in an Action Brought by the SEC
18 Jun 2012, 7:00 am
For further information, please contact John Stigi at (310) 228-3717 or Taraneh Fard at (213) 617-5492. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Foreign Corporation's Mere Awareness That Its Products May Ultimately End Up In a Forum State Is Not Sufficient Contact to Support Personal Jurisdiction
12 Jan 2012, 10:57 am
For further information, please contact John Stigi at (310) 228-3717 or Alejandro E. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Effectively Reverses Rejection of SEC's Settlement with Citigroup
30 Mar 2012, 10:58 am
For further information, please contact John Stigi at (310) 228-3717 or Sarah Aberg at (212) 634-3091. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Clarifies Scope of SLUSA Preclusion
21 Oct 2013, 10:30 am by John Stigi
For further information, please contact John Stigi at (310) 228-3717 or Robin Achen at (213) 617-5579. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
New York Appellate Court Adopts Delaware Supreme Court's Tooley Test For Determining Whether a Stockholder's Claim Is Direct or Derivative
22 Aug 2012, 3:45 pm
For further information, please contact John Stigi* at (310) 228-3717 or Alejandro E. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/