Search for: "John Stigi" Results 81 - 100 of 172
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First Circuit Holds That Section 806 of the Sarbanes-Oxley Act Extends Only to Employees of Public Companies, Not Employees of Private Companies Who Are Contractors or Subcontractors for Covered Public Companies
15 Feb 2012, 12:24 pm
For further information, please contact John Stigi at (310) 228-3717 or Sean Kirby at (212) 634-3023. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
California Court of Appeal Interprets "Controlling Person" Liability Under State and Federal Securities Laws
27 May 2011, 5:50 am
For further information, please contact John Stigi at (310) 228-3717 or Laura Waluch at (213) 617-5423. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
California Court Of Appeal Holds That Shareholders Have Standing To Pursue Derivative Actions After Dissolution Of A Corporation
8 Oct 2010, 7:57 am
For further information, please contact John Stigi at (310) 228-3717 or Amir Torkamani at (213) 617-4180. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
New York High Court Applies the "Single-Entity Exemption" in the Securities Litigation Uniform Standards Act of 1998
12 Jul 2011, 11:12 am
For further information, please contact John Stigi at (310) 228-3717 or Kathryn Hines at (212) 634-3054. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
"LITERALLY TRUE" STATEMENT IN A PROSPECTUS CAN STILL SUPPORT A FEDERAL SECURITIES CLAIM IF, IN CONTEXT, THE STATEMENT IS MATERIALLY MISLEADING
7 Jan 2008, 12:01 pm
  It is important for companies to resist the temptation to draft disclosures too finely, as those disclosures often will be judged both in hindsight and in context from the perspective of a reasonable stock market investor, not the perspective of a high-powered corporate attorney.For further information, please contact John Stigi at (213) 617-5589 or Christina Costley at (805) 879-1818. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Tenth Circuit Finds that Jury Must Determine Whether “Notes Are Securities” in a Securities Fraud Action
21 Oct 2013, 10:23 am by David Geneson
” For further information, please contact David Geneson at (202) 218-0030, John Stigi at (310) 228-3717 or Mercedes Cook at (213) 617-4190. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Affirms Dismissal Of Antitrust Class Action Due To Implied Preclusion By The Securities Laws
22 Dec 2009, 1:42 pm by Sheppard Mullin
This article was originally posted on Sheppard Mullin's Corporate and Securities Law blog, which can be found at www.corporatesecuritieslawblog.com For further information, please contact Dan Brown at (212) 634-3095 or John Stigi at (213) 617-5589. [read post]
Antitrust Law Blog - http://www.antitrustlawblog.com/
First Circuit, Sitting En Banc, Clarifies What It Means To "Make" A Statement Under SEC Rule 10b-5(b)
26 Mar 2010, 11:24 am
For further information, please contact John Stigi at (310) 228-3717 or Amir Torkamani at (213) 617-4180. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Holds that SOX Whistleblower Provisions Do Not Protect Leaks to the Media
10 May 2011, 1:48 pm by Sheppard Mullin
For further information, please contact John Stigi at (310) 228-3717 or Evgenia Fkiaras at (415) 774-2939. [read post]
Labor Employment Law Blog - http://www.laboremploymentlawblog.com/
Ninth Circuit Holds that SOX Whistleblower Provisions Do Not Protect Leaks to the Media
10 May 2011, 4:48 pm
For further information, please contact John Stigi at (310) 228-3717 or Evgenia Fkiaras at (415) 774-2939. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Holds that Falsity of Estimates of Goodwill and Loan Loss Reserves For Purposes of Sections 11 and 12(a)(2) of the Securities Act of 1933 Hinges on the Speakers' Subjective Belief in the Estimates' Accuracy
13 Sep 2011, 5:37 am
For further information, please contact John Stigi at (310) 228-3717 or Kathryn Hines at (212) 634-3054. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Eleventh Circuit Reverses In Part Securities Fraud Judgment Against Clearing Broker in an Action Brought by the SEC
18 Jun 2012, 7:00 am
For further information, please contact John Stigi at (310) 228-3717 or Taraneh Fard at (213) 617-5492. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Delaware Supreme Court Reverses Chancery Court Dismissal Of Derivative Plaintiff's Section 220 Books And Records Action
4 Feb 2011, 4:52 am
For further information, please contact John Stigi at (310) 228-3717. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Eighth Circuit Applies Negligence Standard to SEC Enforcement Claims for Violations of Section 14(a) and Rules 14a-9, 13b2-1 and 13b2-2
26 Aug 2013, 7:00 am by Sheppard Mullin
For further information, please contact John Stigi at (310) 228-3717 or Robin Achen at (213) 617-5579. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Fifth Circuit Requires More than "Tangential Relationship" Between Alleged Fraud and Transactions in "Covered Securities" to Support Dismissal Under the Securities Litigation Uniform Standards Act of 1998
30 Mar 2012, 10:56 am
For further information, please contact John Stigi at (310) 228-3717 or Taraneh Fard at (213) 617-5492. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Affirms Dismissal of Securities Class Action Against CBS Due to Plaintiffs' Failure to Plead Scienter and Reliance
25 May 2012, 7:29 am
For further information, please contact John Stigi at (310) 228-3717 or Valentina Shenderovich at (212) 634-3019. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Delaware Chancery Court Holds That IAC Spin-Offs Can Proceed Without Liberty's Consent
7 Jul 2008, 11:01 pm
  Ambiguities, to the extent they are apparent, should be discussed by parties before contract formation.For further information, please contact John Stigi at (213) 617-5589. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Applies Fraud-On-The-Market Doctrine To Research Analyst Reports
8 Nov 2008, 1:48 am
For further information, please contact John Stigi at (213) 617-5589 or John Landry at (213) 617-5561. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Applies Fraud-On-The-Market DoctrineOCTRINE To Research Analyst Reports
8 Nov 2008, 1:48 am
For further information, please contact John Stigi at (213) 617-5589 or John Landry at (213) 617-5561. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Fifth Circuit Rejects Section 10(b) Scheme Liability in Absence of Explicit Attribution of Conduct or Statements to Defendant
17 Nov 2010, 12:13 pm
For further information, please contact John Stigi at (310) 228-3717 or Sarah Aberg at (212) 634-3091. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/