Search for: "John Stigi" Results 81 - 100 of 172
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Ninth Circuit Holds That Absence Of "Upjohn Warning" Does Not Bar Admissibility In Criminal Prosecution Of Statements Elicited By Corporate Counsel During Internal Investigation
8 Oct 2009, 6:42 am
For further information, please contact John Stigi at (213) 617-5589 or Christina Costley at (805) 879-1818. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
First Circuit Holds That Section 806 of the Sarbanes-Oxley Act Extends Only to Employees of Public Companies, Not Employees of Private Companies Who Are Contractors or Subcontractors for Covered Public Companies
15 Feb 2012, 12:37 pm by Sheppard Mullin
For further information, please contact John Stigi at (310) 228-3717 or Sean Kirby at (212) 634-3023. [read post]
Labor Employment Law Blog - http://www.laboremploymentlawblog.com/
Delaware Supreme Court Clarifies Scope of Relief A Shareholder Is Entitled For Inspection Of Corporate Books And Records Pursuant To A Section 220 Demand
9 Dec 2011, 9:48 am
For further information, please contact John Stigi at (310) 228-3717 or Taraneh Fard at (213) 617-5492. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
New York High Court Applies the "Single-Entity Exemption" in the Securities Litigation Uniform Standards Act of 1998
12 Jul 2011, 11:12 am
For further information, please contact John Stigi at (310) 228-3717 or Kathryn Hines at (212) 634-3054. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Holds that SOX Whistleblower Provisions Do Not Protect Leaks to the Media
10 May 2011, 4:48 pm
For further information, please contact John Stigi at (310) 228-3717 or Evgenia Fkiaras at (415) 774-2939. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Delaware Supreme Court Holds That Insider Trading Claims Alleging Misuse of Confidential Corporate Information Need Not Show Injury To the Corporation
5 Jul 2011, 2:59 am
For further information, please contact John Stigi at (310) 228-3717 or Taraneh Fard at (213) 617-5492. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Eleventh Circuit Reverses In Part Securities Fraud Judgment Against Clearing Broker in an Action Brought by the SEC
18 Jun 2012, 7:00 am
For further information, please contact John Stigi at (310) 228-3717 or Taraneh Fard at (213) 617-5492. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
First Circuit Holds That Section 806 of the Sarbanes-Oxley Act Extends Only to Employees of Public Companies, Not Employees of Private Companies Who Are Contractors or Subcontractors for Covered Public Companies
15 Feb 2012, 12:24 pm
For further information, please contact John Stigi at (310) 228-3717 or Sean Kirby at (212) 634-3023. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
California Court of Appeal Holds That Challenges to Corporate Elections Under Corporations Code Section 709 May be Preducated Upon Breach of Fiduciary Duty and Conflict of Interest Allegations
6 Nov 2013, 12:08 pm by John Stigi
For further information, please contact John Stigi at (310) 228-3717 or Andrea Feathers at (213) 617-4150. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Holds that Allegations a Defendant Should Have Used a Different Statistical Methodology During Drug Trials is not Sufficient to Allege Falsity Under Section 10(b) and Rule 10b-5
25 Sep 2012, 10:08 am
For further information, please contact John Stigi at (310) 228-3717 or Taraneh Fard at (213) 617-5492. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Delaware Chancery Court Holds That Advance Notice Provisions Must Clearly And Unambiguously Separate Nomination And Election Of Directors To Be Effective
7 Jul 2008, 11:09 pm
  As such, Delaware courts have signaled to companies that they must clearly draft provisions that seek to place limitations of the shareholder right to vote and participate.For further information, please contact John Stigi at (213) 617-5589. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
California Court of Appeal Holds That State Courts Have Jurisdiction Over Securities Act Class Actions Unless the Action Is a "Covered Class Action" and Involves a "Covered Security" Under SLUSA
31 May 2011, 10:58 am
For further information, please contact John Stigi at (310) 228-3717 or Alejandro Moreno at (619) 338-6664. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Delaware Supreme Court Reverses Chancery Court Dismissal Of Derivative Plaintiff's Section 220 Books And Records Action
4 Feb 2011, 4:52 am
For further information, please contact John Stigi at (310) 228-3717. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Delaware Chancery Court Holds That Granting "Spring-Loaded" Stock Options to Executives Without Full Disclosure to Shareholders Violates Fiduciary Duties
2 Nov 2007, 11:44 am
”The Chancellor ultimately held that where the court may reasonably infer that a board of directors later concealed the nature of a grant of stock options, the court may further conclude that those options were not granted consistent with a fiduciary’s duty of loyalty.For further information, please contact  John Stigi at (213) 617-5589. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Affirms Dismissal Of Antitrust Class Action Due To Implied Preclusion By The Securities Laws
22 Dec 2009, 5:30 am
For further information, please contact Dan Brown at (212) 634-3095 or John Stigi at (213) 617-5589. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Applies Fraud-On-The-Market Doctrine To Research Analyst Reports
8 Nov 2008, 1:48 am
For further information, please contact John Stigi at (213) 617-5589 or John Landry at (213) 617-5561. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Applies Fraud-On-The-Market DoctrineOCTRINE To Research Analyst Reports
8 Nov 2008, 1:48 am
For further information, please contact John Stigi at (213) 617-5589 or John Landry at (213) 617-5561. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Delaware Chancery Court Holds That IAC Spin-Offs Can Proceed Without Liberty's Consent
7 Jul 2008, 11:01 pm
  Ambiguities, to the extent they are apparent, should be discussed by parties before contract formation.For further information, please contact John Stigi at (213) 617-5589. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Affirms Dismissal of Securities Class Action Against CBS Due to Plaintiffs' Failure to Plead Scienter and Reliance
25 May 2012, 7:29 am
For further information, please contact John Stigi at (310) 228-3717 or Valentina Shenderovich at (212) 634-3019. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Reaffirms Existing Precedent On Materiality And "Motive And Opportunity" Scienter Allegations
7 Dec 2009, 6:15 am
For further information, please contact John Stigi at (213) 617-5589 or Christina Costley at (805) 879-1818. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/