Search for: "John Stigi" Results 121 - 140 of 172
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Ninth Circuit Reverses Dismissal Of Securities Frau Complaint On Loss Causation Grounds Despite Three-Month Delay Between Corrective Disclosure And Market Reaction
23 Sep 2008, 3:34 am
For further information, please contact John Stigi at (213) 617-5589 or Christina Costley at (805) 879-1818. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Reaffirms Particularity Requirement In Securities Fraud Actions For Pleading Scienter
3 Feb 2009, 10:28 am
For further information, please contact John Stigi at (213) 617-5589 or Christina Costley at (805) 879-1818. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Arizona Federal District Court Holds That Securities & Exchange Commission Need Not Allege Wrongdoing On The Part Of CEO When Pursuing Reimbursement Under Section 304 Of Sarbanes-Oxley Act
15 Jun 2010, 3:52 pm
For further information, please contact John Stigi at (310) 228-3717 or Taraneh Fard at (213) 617-5492. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Delaware Supreme Court Requires Credible Evidence Of A "Proper Purpose" To Review A Corporation's Books And Records
22 Oct 2010, 10:40 am
For further information, please contact John Stigi at (310) 228-3717 or Heather Cooper at (213) 617-5457. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Delaware Chancery Court Holds That Self-Interested Directorial Compensation Decisions Made Without Independent Protections Will Not Survive An Entire Fairness Review
22 Jul 2008, 7:54 pm
For further information, please contact John Stigi at (213) 617-5589. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Reaffirms Existing Precedent On Materiality And "Motive And Opportunity" Scienter Allegations
7 Dec 2009, 6:15 am
For further information, please contact John Stigi at (213) 617-5589 or Christina Costley at (805) 879-1818. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Holds That Safe Harbor Provision Of The Reform Act Applies To Forward-Looking Statements Accompanied By Cautionary Language And Forward-Looking Statements Made Without Actual Knowledge Of Falsity
23 Jul 2010, 1:40 pm
For further information, please contact John Stigi at (310) 228-3717 or Martin White at (415) 774-3233 [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Holds That Scienter May Be Established Through An Objective Evaluation Of A Defendant's Deliberate Recklessness
13 Aug 2010, 6:14 am
For further information, please contact John Stigi at (310) 228-3717 or Amir Torkamani at (213) 617-4180. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Holds That Rating Agencies Were Not "Underwriters" or "Controlling Persons" Within the Meaning of the Securities Act of 1933
23 May 2011, 5:05 am
For further information, please contact John Stigi at (310) 228-3717 or Kathryn Hines at (212) 634-3054. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Addresses Hybrid Convertible Securities and the "Debt Previously Contracted" Exceptions to Section 16(b) of the Securities Exchange Act of 1934
25 Jul 2012, 9:51 am
For further information, please contact John Stigi at (310) 228-3717 or Martin White at (415) 774-3233. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
United States Supreme Court Holds that the "Maker" of a Statement for Rule 10b-5 Purposes is the Person or Entity with Ultimate Authority Over the Statement
20 Jun 2011, 4:47 am
For further information, please contact John Stigi at (310) 228-3717 or Taraneh Fard at (213) 617-5492. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Affirms Dismissal Of Section 14(a) Class Action Holding That A Share Dilution Theory For Pleading Economic Loss Is Unsupported By Case Law
22 Feb 2010, 1:40 pm
For further information, please contact John Stigi at (213) 617-5589 or Taraneh Fard at (213) 617-5492. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Sixth Circuit Affirms Dismissal Of Securities Fraud Complaint Where Inference Of Scienter Was Not Supported By Sufficiently Particularized Allegations Of Fact
12 Feb 2010, 6:00 am
For further information, please contact John Stigi at (213) 617-5589 or Christina Costley at (805) 879-1818. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Tenth Circuit Holds Corporate Shareholders Do Not Have Standing Under Rico To Sue Derivatively For Alleged Injuries To Corporation
8 Mar 2010, 5:05 am
For further information, please contact John Stigi at (213) 617-5589 or Taraneh Fard at (213) 617-5492. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Applies Morrison to Criminal Prosecution Under Section 10(b) and Rule 10b-5
23 Oct 2013, 3:27 pm by John Stigi
For further information, please contact John Stigi at (310) 228-3717, Jeff Kern at (212) 634-3075 or Thomas Monahan at (212) 634-3019. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
District Of Columbia Circuit Holds That Certifications In Financial Statements Do Not Constitute Omissions That Qualify For A Presumption Of Reliance In Fraud Claims Under Rule 10b-5
2 Feb 2011, 10:22 am
For further information, please contact John Stigi at (310) 228-3717 or Christopher Loveland at (202) 772-5313. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
CALIFORNIA SUPREME COURT IMPOSES A CONTINUOUS OWNERSHIP RULE ON PLAINTIFFS IN SHAREHOLDER DERIVATIVE ACTIONS
25 Feb 2008, 3:35 pm
  While there are circumstances where a plaintiff might retain standing despite not holding shares, such as when a merger is used to “wrongfully deprive” a plaintiff of standing or where a merger does not affect a plaintiff’s ownership interest, such circumstances are unusual and do not apply to the vast majority of mergers of California-based corporations.For further information, please contact John Stigi at (213) 617-5589. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Rejects Private Right Of Action To Enforce Section 13(a) Of The Investment Company Act Of 1940
27 Aug 2010, 5:34 am
For further information, please contact John Stigi at (310) 228-3717 or Taraneh Fard at (213) 617-5492. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
California Court of Appeal Refuses to Permit an Action for Rescission of a Strategic Transaction, Holding That a Board Has No Duty Under California Law to Include a "Fiduciary Out"
22 Aug 2011, 11:10 am
For further information, please contact John Stigi at (310) 228-3717 or Alejandro E. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
SEC Staff Issues Report on the Cross-Border Scope of Private Rights of Action for Securities Fraud
9 May 2012, 7:00 am
For further information, please contact John Stigi at (310) 228-3717 or Dan Brooks at (202) 469-4916. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/