Search for: "John Stigi" Results 121 - 140 of 172
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CALIFORNIA SUPREME COURT IMPOSES A CONTINUOUS OWNERSHIP RULE ON PLAINTIFFS IN SHAREHOLDER DERIVATIVE ACTIONS
25 Feb 2008, 3:35 pm
  While there are circumstances where a plaintiff might retain standing despite not holding shares, such as when a merger is used to “wrongfully deprive” a plaintiff of standing or where a merger does not affect a plaintiff’s ownership interest, such circumstances are unusual and do not apply to the vast majority of mergers of California-based corporations.For further information, please contact John Stigi at (213) 617-5589. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Rejects Application Of "Bespeaks Caution" Doctrine To Statement Containing Both Historical And Forward-Looking Elements
28 Sep 2010, 10:19 am
For further information, please contact John Stigi at (310) 228-3717 or Sarah Aberg at (212) 634-3091. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
New York High Court Holds That State Blue Sky Law Does Not Preempt Common Law Claims Involving Securities
4 Jan 2012, 12:17 pm
For further information, please contact John Stigi at (310) 228-3717 or Tyler Baker at (212) 634-3048. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Reaffirms Existing Precedent On Materiality And "Motive And Opportunity" Scienter Allegations
7 Dec 2009, 6:15 am
For further information, please contact John Stigi at (213) 617-5589 or Christina Costley at (805) 879-1818. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
District Of Columbia Circuit Holds That Certifications In Financial Statements Do Not Constitute Omissions That Qualify For A Presumption Of Reliance In Fraud Claims Under Rule 10b-5
2 Feb 2011, 10:22 am
For further information, please contact John Stigi at (310) 228-3717 or Christopher Loveland at (202) 772-5313. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
DELAWARE SUPREME COURT HOLDS THAT MINORITY STOCKHOLDERS IN A SHORT FORM MERGER ARE ENTITLED TO "QUASI-APPRAISAL" REMEDY WHEN MATERIAL FACTS ARE NOT DISCLOSED
21 Jul 2009, 6:41 am
For further information, please contact John Stigi at (213)617-5589. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
NEW YORK'S HIGHEST COURT HOLDS THAT MEMBERS OF LIMITED LIABILITY COMPANY MAY BRING DERIVATIVE SUITS ON THE LLC'S BEHALF
29 Feb 2008, 12:13 pm
  Moreover, by broadening New York law to allow derivative lawsuits against LLCs, New York courts have signaled a greater willingness to potentially expand the derivative suit to other corporate formations.For further information, please contact John Stigi at (213) 617-5589. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Holds That Rating Agencies Were Not "Underwriters" or "Controlling Persons" Within the Meaning of the Securities Act of 1933
23 May 2011, 5:05 am
For further information, please contact John Stigi at (310) 228-3717 or Kathryn Hines at (212) 634-3054. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
United States Supreme Court Limits Extraterritorial Reach Of Private Federal Securities Claims
30 Jul 2010, 3:14 am
For further information, please contact John Stigi at (310) 228-3717 or Christina Costley at (805) 879-1818. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Arizona Federal District Court Holds That Securities & Exchange Commission Need Not Allege Wrongdoing On The Part Of CEO When Pursuing Reimbursement Under Section 304 Of Sarbanes-Oxley Act
15 Jun 2010, 3:52 pm
For further information, please contact John Stigi at (310) 228-3717 or Taraneh Fard at (213) 617-5492. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Affirms Dismissal With Prejudice Of Corinthian Colleges Securities Fraud Class Action
1 Aug 2008, 6:04 pm
For further information, please contact John Stigi at (213) 617-5589. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Delaware Chancery Court Considers Scope of Section 220 Books and Records Demand Made Where Sole Purpose Is to Investigate a Potential Derivative Suit
13 Jun 2011, 4:59 am
For further information, please contact John Stigi at (310) 228-3717 or Martin White at (415) 774-3233. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Holds That No Private Right Of Action Exists Under Section 304 Of The Sarbanes-Oxley Act
8 Oct 2010, 8:34 am
For further information, please contact John Stigi at (310) 228-3717 or Martin White at (415) 774-3233. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
United States Supreme Court Holds that the "Maker" of a Statement for Rule 10b-5 Purposes is the Person or Entity with Ultimate Authority Over the Statement
20 Jun 2011, 4:47 am
For further information, please contact John Stigi at (310) 228-3717 or Taraneh Fard at (213) 617-5492. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Addresses Materiality at the Pleadings Stage in Two Recent Decisions
18 Aug 2011, 5:04 am
For further information, please contact John Stigi at (310) 228-3717 or Martin White at (415) 774-3233. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Allows SEC To Proceed Against Director For Insider Trading Even Where Director Owed No Fiduciary Duty To Company Whose Stock He Traded
8 Jul 2008, 1:36 am
  The Court did, however, hold that the district court did not err in finding a genuine issue of material fact regarding the materiality of Talbot’s misappropriation.The holding in Talbot reminds corporate directors to exercise extreme caution in trading on information provided to them in a board setting, even if that information relates to other companies such as clients and customers.For further information, please contact John Stigi at (213) 617-5589. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Holds That SEC Need Not Prove "Proximate Cause" for Aiders and Abettors Under Section 20(e) of the Securities Exchange Act of 1934
15 Aug 2012, 10:13 am
For further information, please contact John Stigi at (310) 228-3717 or Martin White at (415) 774-3233. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Delaware Chancery Court Issues Rulings On Preliminary Injunctions Regarding Materiality Of Disclosures In Proxy Statements
18 Jul 2008, 12:32 am
For further information, please contact John Stigi at (213) 617-5589. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
California Court Of Appeal Addresses Important Issues Affecting Shareholder Derivative Claims
4 Jan 2010, 11:54 am
For further information, please contact John Stigi at (213) 617-5589 or Christina Costley at (805) 879-1818. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
NINTH CIRCUIT RULES THAT D&O POLICIES' "INSURED VERSUS INSURED" EXCLUSION APPLIES TO DEBTORS-IN-POSSESSION AND ASSIGNEE CREDITORS DURING BANKRUPTCY PROCEEDINGS
22 Jul 2009, 6:19 am
For further information, please contact John Stigi at (213) 617-5589. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/