Search for: "John Stigi" Results 141 - 160 of 172
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Tenth Circuit Holds Corporate Shareholders Do Not Have Standing Under Rico To Sue Derivatively For Alleged Injuries To Corporation
8 Mar 2010, 5:05 am
For further information, please contact John Stigi at (213) 617-5589 or Taraneh Fard at (213) 617-5492. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Third Circuit Joins With the Seventh, Ninth and Eleventh Circuits in Holding That Plaintiffs Asserting 1933 Act Claims Need Not Plead Compliance With the Statute of Limitations, Splitting With the First, Eighth and Tenth Circuits
21 Oct 2013, 10:26 am by John Stigi
For further information, please contact John Stigi at (310) 228-3717 or Sarah Aberg at (212) 634-3091. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Reverses Dismissal Of Securities Fraud Complaint On Loss Causation Grounds Despite Three-Month Delay Between Corrective Disclosure And Market Reaction
23 Sep 2008, 3:34 am
For further information, please contact John Stigi at (213) 617-5589 or Christina Costley at (805) 879-1818. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
D.C. Circuit Vacates Proposed Fee For NYSE Arca "Depth-Of-Book" Data And Remands To SEC For Further Review
23 Aug 2010, 5:48 am
For further information, please contact John Stigi at (310) 228-3717 or Christopher Loveland at (202) 772-5313. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Holds That Safe Harbor Provision Of The Reform Act Applies To Forward-Looking Statements Accompanied By Cautionary Language And Forward-Looking Statements Made Without Actual Knowledge Of Falsity
23 Jul 2010, 1:40 pm
For further information, please contact John Stigi at (310) 228-3717 or Martin White at (415) 774-3233 [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
United States Supreme Court Limits Extraterritorial Reach Of Private Federal Securities Claims
30 Jul 2010, 3:14 am
For further information, please contact John Stigi at (310) 228-3717 or Christina Costley at (805) 879-1818. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Delaware Chancery Court Issues Rulings On Preliminary Injunctions Regarding Materiality Of Disclosures In Proxy Statements
18 Jul 2008, 12:32 am
For further information, please contact John Stigi at (213) 617-5589. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Rejects Private Right Of Action To Enforce Section 13(a) Of The Investment Company Act Of 1940
27 Aug 2010, 5:34 am
For further information, please contact John Stigi at (310) 228-3717 or Taraneh Fard at (213) 617-5492. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Allows SEC To Proceed Against Director For Insider Trading Even Where Director Owed No Fiduciary Duty To Company Whose Stock He Traded
8 Jul 2008, 1:36 am
  The Court did, however, hold that the district court did not err in finding a genuine issue of material fact regarding the materiality of Talbot’s misappropriation.The holding in Talbot reminds corporate directors to exercise extreme caution in trading on information provided to them in a board setting, even if that information relates to other companies such as clients and customers.For further information, please contact John Stigi at (213) 617-5589. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
FIRST CIRCUIT HOLDS THAT TAX ACCRUAL WORK PAPERS ARE NOT PROTECTED UNDER THE ATTORNEY WORK PRODUCT DOCTRINE
16 Sep 2009, 7:27 am
For further information, please contact John Stigi at (213) 617-5589 or Martin White at (415) 774-3233. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Delaware Chancery Court Holds That Advance Notice Bylaws Must Clearly State That They Apply To Self-Funded Proxy Solicitations
7 Jul 2008, 10:51 pm
  Failure to draft carefully, however, can have the opposite effect; it can render a notice bylaw relatively meaningless, particularly in the face of self-funded proxy solicitations.For further information, please contact John Stigi at (213) 617-5589. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Ninth Circuit Reaffirms Existing Precedent On Materiality And "Motive And Opportunity" Scienter Allegations
7 Dec 2009, 6:15 am
For further information, please contact John Stigi at (213) 617-5589 or Christina Costley at (805) 879-1818. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
NEW YORK'S HIGHEST COURT HOLDS THAT MEMBERS OF LIMITED LIABILITY COMPANY MAY BRING DERIVATIVE SUITS ON THE LLC'S BEHALF
29 Feb 2008, 12:13 pm
  Moreover, by broadening New York law to allow derivative lawsuits against LLCs, New York courts have signaled a greater willingness to potentially expand the derivative suit to other corporate formations.For further information, please contact John Stigi at (213) 617-5589. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
THIRD CIRCUIT APPLIES TELLABS TO REJECT MOTIVE AND OPPORTUNITY TEST IN FAVOR OF A "HOLISTIC APPROACH" TO PLEADING SCIENTER IN SECURITIES FRAUD ACTIONS
18 Jun 2009, 9:20 am
For further information, please contact John Stigi at (213) 617-5589 or Christina Costley at (805) 879-1818. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
High Court Confirms Private Securities Litigation Reform Act's Heightened Requirements for Pleading Scienter
2 Jul 2007, 11:13 am
  The majority’s new, untested standard for pleading scienter reflects the majority’s attempt to balance these policy considerations within the language of the Reform Act.Authored by John Stigi [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Second Circuit Holds That SEC Need Not Prove "Proximate Cause" for Aiders and Abettors Under Section 20(e) of the Securities Exchange Act of 1934
15 Aug 2012, 10:13 am
For further information, please contact John Stigi at (310) 228-3717 or Martin White at (415) 774-3233. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Delaware Supreme Court Requires Credible Evidence Of A "Proper Purpose" To Review A Corporation's Books And Records
22 Oct 2010, 10:40 am
For further information, please contact John Stigi at (310) 228-3717 or Heather Cooper at (213) 617-5457. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
NINTH CIRCUIT RULES THAT D&O POLICIES' "INSURED VERSUS INSURED" EXCLUSION APPLIES TO DEBTORS-IN-POSSESSION AND ASSIGNEE CREDITORS DURING BANKRUPTCY PROCEEDINGS
22 Jul 2009, 6:19 am
For further information, please contact John Stigi at (213) 617-5589. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Delaware Supreme Court Rejects Application Of Entire Fairness Scrutiny In Controlling Shareholder's Non-Coercive Offer
3 Feb 2009, 11:14 am
For further information, please contact John Stigi at (213) 617-5589. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/
Tenth Circuit Affirms High Standard For Scienter Pleading In Securities Fraud Cases Against Independent Auditors
2 Feb 2011, 10:11 am
For further information please contact John Stigi at (310) 228-3717 or Jennifer Lamirand at (213) 617-5579. [read post]
Corporate Securities Law Blog - http://www.corporatesecuritieslawblog.com/