Search for: "Jon Sale, as Receiver" Results 1 - 20 of 165
Sorted by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
28 Sep 2018, 7:32 am by Fitapelli Kurta
Publicly available records provided by the Financial Industry Regulatory Authority (FINRA) and accessed on September 26, 2018 indicate that former Alabama-based ProEquities broker Jon Lindberg, who is currently registered as an investment adviser with First Advisors Capital, has received resolved or pending customer disputes. [read post]
19 Mar 2018, 12:53 pm by Fitapelli Kurta
According to his BrokerCheck report, he has received one customer complaint, one denied customer complaint, and two closed customer complaints. [read post]
15 Dec 2017, 6:27 am
On October 4, 2017, in In re Wells Fargo & Company Shareholder Derivative Litigation, which concerns alleged sales practices at Wells Fargo that have received wide attention, Judge Jon S. [read post]
17 Jul 2018, 5:40 am by Kevin Kaufman
The principle underlying the use of sales taxes to fund government is that individuals should pay taxes in proportion to the benefit they receive from government spending; this idea is known as the benefit principle. [read post]
14 May 2008, 9:38 am
Jon Taylor knows exactly why Pre-Paid Legal is so motivated to give money to Mark Shurtleff…. [read post]
29 Jun 2020, 4:36 am by Jon L. Gelman
Consult state prescription drug monitoring programs prior to dispensing controlled substance prescriptions.Offer to dispense naloxone to all patients receiving Schedule II and III controlled substances, including opioids, at no out-of-pocket cost to the patient. [read post]
27 Jun 2012, 4:29 pm
GlaxoSmithKline argued that their job duties and work away from the employer's business exempted them from overtime pay, whereas the employees claimed that since they were not actively involved in the product sale, they should receive overtime pay. [read post]
3 Feb 2007, 8:17 am
  He believes the count began the day after the governor received the bill, and Sundays are not counted in the 10 days. [read post]
19 Jul 2016, 2:39 pm by D. Daxton White
According to FINRA, Michael Jon DeBoer (CRD #2114067, Trinity, Florida) recently submitted an AWC in which he was barred from association with any FINRA member in any capacity. [read post]
14 Jan 2018, 8:20 am by Jon Katz
The post Virginia drug sentencing – Fairfax criminal lawyer weighs in appeared first on Jon Katz, P.C.. [read post]
7 Jun 2017, 5:15 am by David Markus
”▪ Jon Sale, 73, is a former federal prosecutor in New York and Miami who co-chairs the Broad and Cassel law firm’s white-collar defense and compliance practice. [read post]
14 Apr 2008, 3:16 pm
We noted that it looked more like a perfume ad than a political ad -- beautiful, but what's for sale? [read post]
21 Nov 2019, 4:00 am by Tracy Coenen
The DSA claims $35.4 billion in “retail sales” in the U.S. in 2018. [read post]
7 Apr 2011, 8:47 am by Steve Hall
"S.D. buys death penalty drug," is the title of the Argus Leader report written by Jon Walker. [read post]