Search for: "Joshua Horn" Results 41 - 60 of 63
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25 Sep 2015, 5:19 am by Doug Cornelius
Jones Investor Alert – Identity Theft, Data Breaches, and Your Investment Accounts SEC fires cybersecurity warning shot ahead of sweep by Nicholas Donato in Private Funds Management So who thought that the SEC was not serious about cybersecurity by Joshua Horn in Securities Compliance Sentinel SEC Doubles Down on Cybersecurity by John Reed Stark in Cybersecurity Docket SEC Says No More Mr. [read post]
1 Jun 2012, 5:06 am by Doug Cornelius
A Guidebook For What It Means To Know Your Customer by Joshua Horn in Fox Rothschild’s Securities Compliance Sentinel On July 9, FINRA Rules 2090 and 2111 go into effect.  [read post]
9 Sep 2016, 6:00 am by Doug Cornelius
by Joshua Horn in Securities Compliance Sentinel The SEC can also use this information on an ongoing basis to assess what firms are putting out there on social media. [read post]
25 Feb 2009, 1:52 am
Joshua Horn, No. 100,373 (Butler)Sentencing appeal (Jessica's Law)E. [read post]
24 Jan 2007, 4:27 pm
Austin; Helms, Emily; Horning, Ryan; Horowitz, Daniel; Hu, Teresa; Hwang, Eric; Imam, Mehdi; Jankowsky, David; Jankunas, Joy; Jurist, Uri; Kahn, Melissa; Kaufman, Joshua; Kohlberger, Richard; Kohut, Ronald; Kopans, Andrew; Krebs, Peter; Kutty, Thoufiq; La Fontaine, Eugenia; Lempert, Eran; Lenhard, Brian; Liberi, Jason; Libretta, Paul; Linn, Alexander; Liquori, Stefanie; Littzi, John; Liu, Sue; Lokshina, Anna; Lopez, Morgan; Luneau, Peter; Mack, William; Maletsky, Rick; McCormack,… [read post]
30 Oct 2015, 6:25 am by Doug Cornelius
[More…]   What qualities should a CCO have; here are nine. by Joshua Horn in Securities Compliance Sentinel Andrew Donohue, SEC Chief of Staff, recently commented on what a person needs in order to be a competent CCO; he identified nine things. [read post]
26 May 2019, 7:48 am by Sarah Grant
Zach Vertin examined Turkey’s diplomatic efforts in the Horn of Africa. [read post]
26 May 2019, 7:48 am by Sarah Grant
Zach Vertin examined Turkey’s diplomatic efforts in the Horn of Africa. [read post]
2 Jun 2017, 6:00 am by Doug Cornelius
[More…] What are you doing about outside business disclosures by Joshua Horn in Securities Compliance Sentinel The purpose of requiring outside business disclosures is for a firm to make sure that it and its clients know about any conflicts of interest that their brokers may have. [read post]
2 Nov 2012, 5:24 am by Doug Cornelius
by Joshua Horn in Securities Compliance Sentinel The late great comedian, George Carlin, was made famous by his routine, “The Seven Dirty Words You Can Never Say On Televisions”. [read post]
30 Aug 2011, 12:00 pm by Laurie Lin
(Much better photos — she’s actually quite attractive — appear here.)Aliya McLendon and Aaron Horne Jr. [read post]
7 Jul 2009, 6:44 am
He was also the Executive Director of the African Peace Forum and has worked on de-mining and demobilization issues in the horn of Africa.Betty Murungi (left) is co-founder and former executive director of Urgent Action Fund for Women's Human Rights, which supports innovative and rapid initiatives on women's leadership in peace building and access to justice in Africa, and an expert on international human rights and transitional justice. [read post]
23 Apr 2010, 12:27 pm
I high fived (and low fived) kids, flashed the hook 'em horns sign, and was having a great time. [read post]
23 Apr 2010, 11:27 am by William K. Berenson
I high fived and low fived kids, flashed the hook 'em horns sign, and was having a great time. [read post]
29 May 2018, 3:00 am by Rachel Bercovitz
Joshua Geltzer, Luke Hartig, and Stephen Tankel will participate in a conversation moderated by Shamila Chaudhary. [read post]
9 Jul 2018, 3:00 am by Victoria Clark
Joshua Meltzer and Neena Shenai will moderate a conversation with Jared Bernstein, Daniel W. [read post]
10 Sep 2018, 7:55 am by Matthew Kahn
” Joshua Eisenman, Jakub Janda, Saiph Savage and Tabea Wilke. [read post]
28 Jan 2013, 4:59 pm by VALL Blog Master
Choice, v.50, no. 06, February 2013. [read post]