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12 Jul 2024, 4:08 am by Daniel Spiegel
In the wake of the United States Supreme Court’s momentous decision in Trump v. [read post]
11 Jul 2024, 3:20 pm by CFM Admin
In addition to the violations surrounding hypothetical performance, one adviser was also found to have (i) made false and misleading statements, (ii) advertised misleading model performance, (iii) been unable to substantiate performance shown in its advertisements, (iv) failed to enter into written agreements with people it compensated for endorsements, and (v) violated recordkeeping and compliance standards including filing a prospectus with the SEC which contained misleading statements… [read post]
11 Jul 2024, 3:59 am by jonathanturley
The Supreme Court has given the press added “breathing room” with the higher standard of proof found in cases such as New York Times v. [read post]
10 Jul 2024, 9:01 pm by renholding
And time and again, those courts determined that the transactions at issue—ranging from investment opportunities in oil barrels to fishing boats to silver foxes—did in fact constitute the offer or sale of securities.[8] And then in 1946, the Supreme Court issued its seminal opinion in SEC v. [read post]
10 Jul 2024, 10:31 am
Canales denied everything at trial, but the jury took only an hour to convict him, and he was sentenced to 60 years to life in prison. [read post]
10 Jul 2024, 8:43 am by Earl Drott
While defendants have the right to rely on expert testimony, such testimony must be relevant and helpful to the jury; otherwise, it will be precluded, as shown in Jesus Jimenez Escamilla, Jr., v. [read post]
10 Jul 2024, 7:32 am by Dylan Gibbs
Here’s what you can expect from the Court’s next crop of cases.R. v. [read post]