Search for: "Keith Paul Bishop"
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20 Jun 2012, 5:00 am
Sources: Commissioner Issues Proposed Revisions To Proposed Private Fund Adviser Exemption by Keith Paul Bishop in California Corporate and Securities Law Blog Proposed changes to Rule 260.204.9 [read post]
1 Aug 2014, 5:00 am
The Franchise Tax Board’s Doing Business Legal Ruling – Ex Nihilo, Aliquid Fit by Keith Paul Bishop in California Corporate & Securities Law Gotcha! [read post]
18 Mar 2016, 8:00 am
by Keith Paul Bishop in California Corporate & Securities Law blog Even though the federal statute is named the Investment Advisers Act of 1940, persons regulated by that act often refer to themselves as “advisors” and not “advisers”. [read post]
14 Jan 2019, 5:00 am
This could lead to an approximately 22 percent increase of female directorships nationwide.However, ISS’s conclusions were met with skepticism by Allen Matkins partner Keith Paul Bishop, who noted that the study authors did not explain how they determined director gender or clarify whether companies excluded by the law were included in the statistics.Potential legal snags. [read post]
17 Mar 2024, 10:58 am
In an interesting March 11, 2024, post on the California Corporate & Securities Law blog entitled “Reason to Quit Delaware Are Getting’ Bigger Each Day”, (here) Keith Paul Bishop of the Allen Matkins law firm examines this question. [read post]
7 Feb 2014, 5:48 am
SEC No-Action Letter Addresses “M&A Brokers” by Keith Paul Bishop in California Corporate & Securities Law blog Martin A. [read post]
15 Jun 2012, 2:00 am
According to Keith Paul Bishop this could be a real problem because the status of investors may change or the securities may be transferred to different investors. [read post]
7 Jan 2013, 5:00 am
Compliance Related Blogs I Read The Big Picture by Matt Kelly, Editor-in-Chief of Compliance Week Business Ethics Blog by Chris MacDonald California Corporate & Securities Law by Keith Paul Bishop of Allen Matkins Conglomerate Corporate Compliance Insights Corporate Counsel.net Blog – The Practical Corporate & Securities Law Blog from Broc Romanek and Dave Lynn Corruption Crime & Compliance from Michael Volkov of LeClair Ryan D&O Diary by Kevin M. [read post]
1 Jun 2012, 5:06 am
Reasonable Efforts May Be A Promisor’s Best Efforts by Keith Paul Bishop in California Corporate & Securities Law Does a “best efforts” clause require a party to subordinate its interests to the other party or undertake extraordinary efforts to fulfill its obligations? [read post]
7 Jan 2013, 5:00 am
Compliance Related Blogs I Read The Big Picture by Matt Kelly, Editor-in-Chief of Compliance Week Business Ethics Blog by Chris MacDonald California Corporate & Securities Law by Keith Paul Bishop of Allen Matkins Conglomerate Corporate Compliance Insights Corporate Counsel.net Blog – The Practical Corporate & Securities Law Blog from Broc Romanek and Dave Lynn Corruption Crime & Compliance from Michael Volkov of LeClair Ryan D&O Diary by Kevin M. [read post]
21 Jun 2013, 5:08 am
by Keith Paul Bishop in California Corporate & Securities Law The typical private fund is organized as a limited partnership or limited liability company that is managed by a general partner or manager. [read post]
4 Oct 2013, 6:32 am
by Keith Paul Bishop in California Corporate & Securities Law The Jackson Five had it wrong. [read post]
18 Dec 2015, 5:00 am
[More…] Section 12(g)(1)(A) – How The SEC Is Putting Words In Congress’ Mouth by Keith Paul Bishop That, however, is not what Section 12(g)(1)(A) literally states. [read post]
24 Feb 2014, 5:49 am
Dec. 19, 2013) Case A138136 Court Rules Private Fund Data Are Not Public Records by Keith Paul Bishop in California Corporate and Securities Law blog [read post]
2 Sep 2016, 5:06 am
[More…] Why You May Want To Reconsider Promising Confidentiality To Whistleblowers by Keith Paul Bishop in California Corporate & Securities Law The scope of the promise may be unclear. [read post]
21 Jul 2017, 6:30 am
The Case Of The Wholly Owned, But Not Totally Held, Subsidiary That May Or May Not Be 100% Owned by Keith Paul Bishop in California Corporate & Securities Law When someone says that a subsidiary is “wholly owned”, I believe that the common understanding is that the parent company owns all of the issued and outstanding equity of the subsidiary. [read post]
5 Oct 2012, 2:00 am
Since we are still awaiting a final rule on the matter, Keith Paul Bishop delves into whether the SEC can still give effect to Congressional intention by adopting rule amendments with retroactive effect. 3) Securities Litigation and Regulatory Enforcement Blog - The Tip Is In the Mail: Court Tries to Make Sense of Dodd-Frank’s Whistleblower and Retaliation Provisions and Asks Whether It’s Enough Just to Send a Letter - In this post,… [read post]
9 Sep 2016, 6:00 am
by Keith Paul Bishop in California Corporate & Securities Law The SEC’s total payout is impressive, but the number of payees is extremely small. [read post]
15 Nov 2013, 5:58 am
Just Who Is A Promoter And Why You May Want To Know by Keith Paul Bishop in California Corporate & Securities Law The SEC’s adoption of its so-called “bad actor” rules makes knowing the meaning of “promoter” important for issuers relying on Rule 506 under the Securities Act. [read post]
15 Nov 2013, 5:58 am
Just Who Is A Promoter And Why You May Want To Know by Keith Paul Bishop in California Corporate & Securities Law The SEC’s adoption of its so-called “bad actor” rules makes knowing the meaning of “promoter” important for issuers relying on Rule 506 under the Securities Act. [read post]