Search for: "Keith Paul Bishop"
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11 Dec 2013, 5:54 am
References: New Q&As from the SEC on Rule 506(d) New Rule 506 C&DI’s Require Some Explaining by Keith Paul Bishop in California Corporate & Securities Law New SEC Guidance on “Bad Actor” Disqualifications from Rule 506 Offerings by Yelena Barychev in Securities News Watch The SEC’s Latest C&DIs Related to Bad Actor Disqualification by Vanessa Schoenthaler in 100 F Street Rule 506(d) Release 33-9414 (.pdf) [read post]
15 Nov 2013, 5:58 am
Just Who Is A Promoter And Why You May Want To Know by Keith Paul Bishop in California Corporate & Securities Law The SEC’s adoption of its so-called “bad actor” rules makes knowing the meaning of “promoter” important for issuers relying on Rule 506 under the Securities Act. [read post]
15 Nov 2013, 5:58 am
Just Who Is A Promoter And Why You May Want To Know by Keith Paul Bishop in California Corporate & Securities Law The SEC’s adoption of its so-called “bad actor” rules makes knowing the meaning of “promoter” important for issuers relying on Rule 506 under the Securities Act. [read post]
16 Oct 2013, 9:17 pm
Bainbridge, Keith Paul Bishop. [read post]
4 Oct 2013, 6:32 am
by Keith Paul Bishop in California Corporate & Securities Law The Jackson Five had it wrong. [read post]
20 Sep 2013, 6:01 am
This Picture Is Worth 471 Words (More or Less) by Keith Paul Bishop in California Corporate & Securities Law Monday is the big day for the SEC’s “Bad Actor” and “General Solicitation” rule amendments. [read post]
20 Sep 2013, 6:01 am
This Picture Is Worth 471 Words (More or Less) by Keith Paul Bishop in California Corporate & Securities Law Monday is the big day for the SEC’s “Bad Actor” and “General Solicitation” rule amendments. [read post]
14 Aug 2013, 6:00 am
SEC Argues That Sales of Hotel Rooms Are Sales of a Security by Keith Paul Bishop in California Corporate and Securities Law Salameh v. [read post]
14 Aug 2013, 6:00 am
SEC Argues That Sales of Hotel Rooms Are Sales of a Security by Keith Paul Bishop in California Corporate and Securities Law Salameh v. [read post]
11 Aug 2013, 5:35 pm
Appropriately for Shark Week, Keith Paul Bishop spanks one of my least favorite groups of "people": In enacting the Dodd-Frank Act, Congress made it clear to everyone, other than the plaintiffs’ bar,... [[ This is a content summary only. [read post]
26 Jul 2013, 5:50 am
Advertising Securities As Safe – A “No, No” In California by Keith Paul Bishop in California Corporate & Securities Law The Commissioner has adopted Rule 260.302 setting forth the general standard for advertisements. [read post]
11 Jul 2013, 1:54 pm
Keith Paul Bishop raises an interesting point: Yesterday’s post concerned the attorney-client privileged issues in Vice Chancellor J. [read post]
2 Jul 2013, 1:41 pm
Strangelove" (16) "Flight of the Conchords" (4) "Game Change" (2) "Get Smart" (1) "Gran Torino" (10) "Grey Gardens" (13) "I Shouldn't Be Alive" (4) "Limelight" (3) "Meet the Press" (20) "Moby Dick" (5) "My Dinner with Andre" (34) "Mystery Science Theater" (2) "Project Runway" (78) "Romy and Michele's High School Reunion" (3) "Seinfeld" (72) "Sex and the City" (14) "Slacker" (11) "Slumdog Millionaire" (16) "SNL" (60) "Sopranos" (50) "South Park" (71) "Star Trek" (12) "Star Wars" (25) "Survivor" (50)… [read post]
30 Jun 2013, 3:40 pm
Keith Paul Bishop offers several reasons to think that California courts may not follow Strine's opinion.Two of them seem right to me (the last two), but his main argument strikes me as less... [[ This is a content summary only. [read post]
21 Jun 2013, 5:08 am
by Keith Paul Bishop in California Corporate & Securities Law The typical private fund is organized as a limited partnership or limited liability company that is managed by a general partner or manager. [read post]
20 May 2013, 7:19 pm
Keith Paul Bishop raises that interesting question: The California General Corporation Law doesn’t define the word “money” but it does include a prohibition on its issuance. [read post]
22 Mar 2013, 5:00 am
You Might Be Surprised By Who Counts (And Who Doesn’t) In California by Keith Paul Bishop in California Corporate and Securities Law Many issuers continue to rely on California’s limited offering exemption to avoid the necessity of qualifying the offer and sale of their securities. [read post]
21 Mar 2013, 3:09 pm
Keith Paul Bishop: The internal affairs doctrine is a conflict of laws principle that recognizes that only one state should have the authority to regulate a corporation’s internal affairs. [read post]
25 Jan 2013, 5:13 am
” SEC Faces A Swarm Of Legal Issues In Considering The Investor Advisory Committee’s Recommendations Concerning General Solicitation by Keith Paul Bishop in California Corporate and Securities Law The SEC’s Investor Advisory Committee held another meeting last week with Elisse B. [read post]
7 Jan 2013, 5:00 am
Compliance Related Blogs I Read The Big Picture by Matt Kelly, Editor-in-Chief of Compliance Week Business Ethics Blog by Chris MacDonald California Corporate & Securities Law by Keith Paul Bishop of Allen Matkins Conglomerate Corporate Compliance Insights Corporate Counsel.net Blog – The Practical Corporate & Securities Law Blog from Broc Romanek and Dave Lynn Corruption Crime & Compliance from Michael Volkov of LeClair Ryan D&O Diary by Kevin M. [read post]
