Search for: "Keith Paul Bishop" Results 201 - 220 of 242
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21 Jun 2013, 5:08 am by Doug Cornelius
by Keith Paul Bishop in California Corporate & Securities Law The typical private fund is organized as a limited partnership or limited liability company that is managed by a general partner or manager. [read post]
7 Jan 2013, 5:00 am by Doug Cornelius
Compliance Related Blogs I Read The Big Picture by Matt Kelly, Editor-in-Chief of Compliance Week Business Ethics Blog by Chris MacDonald California Corporate & Securities Law by Keith Paul Bishop of Allen Matkins Conglomerate Corporate Compliance Insights Corporate Counsel.net Blog – The Practical Corporate & Securities Law Blog from Broc Romanek and Dave Lynn Corruption Crime & Compliance from Michael Volkov of LeClair Ryan D&O Diary by Kevin M. [read post]
30 Mar 2012, 5:00 am by Doug Cornelius
Chowing Down On The JOBS Act And Ralston Purina by Keith Paul Bishop in California Corporate and Securities Law blog Anyone who has studied securities laws has undoubtedly heard of the Supreme Court’s decision in SEC v. [read post]
7 Feb 2014, 5:48 am by Doug Cornelius
SEC No-Action Letter Addresses “M&A Brokers” by Keith Paul Bishop in California Corporate & Securities Law blog Martin A. [read post]
2 Sep 2016, 5:06 am by Doug Cornelius
[More…] Why You May Want To Reconsider Promising Confidentiality To Whistleblowers by Keith Paul Bishop in California Corporate & Securities Law The scope of the promise may be unclear. [read post]
30 Oct 2015, 6:25 am by Doug Cornelius
  [More…] California’s Secured Promissory Note Exemption by Keith Paul Bishop in California Corporate & Securities Law The line between real property transactions and securities transactions is not always clear. [read post]
9 Sep 2016, 6:00 am by Doug Cornelius
by Keith Paul Bishop in California Corporate & Securities Law The SEC’s total payout is impressive, but the number of payees is extremely small. [read post]
18 Dec 2015, 5:00 am by Doug Cornelius
[More…] Section 12(g)(1)(A) – How The SEC Is Putting Words In Congress’ Mouth by Keith Paul Bishop That, however, is not what Section 12(g)(1)(A) literally states. [read post]
15 Nov 2013, 5:58 am by Doug Cornelius
Just Who Is A Promoter And Why You May Want To Know by Keith Paul Bishop in California Corporate & Securities Law The SEC’s adoption of its so-called “bad actor” rules makes knowing the meaning of “promoter” important for issuers relying on Rule 506 under the Securities Act. [read post]
15 Nov 2022, 5:08 pm by Steve Bainbridge
Keith Paul Bishop explains in more detail: The complaint does not challenge the statutory amendment. [read post]
27 Oct 2010, 6:00 am by Doug Cornelius
California Corporate & Securities Law By Keith Bishop Keith Bishop, a partner with the California law firm Allen Matkins, covers California securities laws and regulations, corporate governance, the California Department of Corporations, the California Public Employees’ Retirement System, the California Secretary of State, pending legislation and rule making, quirky California laws, and other topics. [read post]
6 Jun 2014, 5:00 am by Doug Cornelius
by Keith Paul Bishop in California Corporate & Securities Law Lawyers should be treated differently from accountants because their roles and professional obligations are fundamentally different. [read post]
5 May 2017, 6:00 am by Doug Cornelius
by Keith Paul Bishop The SEC gathers the data from Form PFs. [read post]
25 Jan 2013, 5:13 am by Doug Cornelius
” SEC Faces A Swarm Of Legal Issues In Considering The Investor Advisory Committee’s Recommendations Concerning General Solicitation by Keith Paul Bishop in California Corporate and Securities Law The SEC’s Investor Advisory Committee held another meeting last week with Elisse B. [read post]
11 Dec 2013, 5:54 am by Doug Cornelius
References: New Q&As from the SEC on Rule 506(d) New Rule 506 C&DI’s Require Some Explaining by Keith Paul Bishop in California Corporate & Securities Law New SEC Guidance on “Bad Actor” Disqualifications from Rule 506 Offerings by Yelena Barychev in Securities News Watch The SEC’s Latest C&DIs Related to Bad Actor Disqualification by Vanessa Schoenthaler in 100 F Street Rule 506(d) Release 33-9414 (.pdf) [read post]
21 Dec 2012, 5:00 am by Doug Cornelius
by Keith Paul Bishop in California Corporate & Securities Law blog Under SB 1058, a person who obtains a final judgment against a corporation based upon the corporation’s fraud, misrepresentation, or deceit, made with intent to defraud, may after “diligent collection efforts” submit a claim to the Secretary of State for payment from the fund. [read post]
19 Feb 2007, 10:00 pm
Marc Chase & Keith Benman, Skyway Deal Appears Lucrative for Private Investors, Chicago, [www.tollroadforsale.com]. 4. [read post]
15 Oct 2010, 5:00 am by Doug Cornelius
SEC’s Proposed “Family Office” Rule and Rule 260.204.9 by Keith Paul Bishop in California Corporate & Securities Law blog In The Snows of Kilimanjaro, Ernest Hemingway wrote: “‘The very rich are different from you and me. [read post]