Search for: "Keith Paul Bishop"
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16 Sep 2011, 2:00 am
However, Keith Paul Bishop says whether shareholders have the power to amend bylaws unilaterally is a function of state law and details relevant provisions in California, Delaware and Nevada law. 4) Securities Law Prof Blog: Who Should Regulate Investment Advisers? [read post]
23 Aug 2011, 12:46 pm
For example, just a few days after the Committee’s petition was submitted, Keith Paul Bishop – the former California Commissioner of Corporations and an adjunct professor at the Chapman University School of Law – filed a response letter with the SEC refuting the professors’ contentions and requesting that no such rulemaking project be initiated by the Commission. [read post]
16 Aug 2011, 5:00 am
Sources: SEC Argues That Sales of Hotel Rooms Are Sales of a Security by Keith Paul Bishop in California Corporate and Securities Law Salameh v. [read post]
17 Jun 2011, 2:00 am
Keith Paul Bishop details the rest of the trouble in this post. 4) The D&O Diary: Supreme Court Holds Fund Management Company Cannot Be Held Liable for Funds’ Statements – One of the biggest stories of the week was the Supreme Court’s 5-4 decision in Janus which significantly limited the pool of potential securities fraud defendants. [read post]
31 May 2011, 4:59 am
Sources: SEC Proposes Rule to Disqualify Felons and Bad Actors From Securities Offerings – SEC Press Release SEC Release 33-9211 Disqualification of Felons and Other “Bad Actors” from Rule 506 Offerings (.pdf) View Comments SEC Proposes John Wilkes Booth Rules by Keith Paul Bishop in California Corporate & Securities Law The SEC Proposes Rules for Disqualification of Felons and Other Bad Actors from Rule 506 Offerings in 100 F Street [read post]
27 May 2011, 6:00 am
1) Corporate Compliance Insights: 20 Questions Directors Should Ask Themselves About Compliance Committee - In this post, Thomas Fox presents a list of 20 questions that reflects the oversight role of directors and includes questions directors should be asking senior management and themselves. 2) California Corporate & Securities Law Blog: Conflict Minerals Bill In Suspense File (For Now) – In this post, Keith Paul Bishop discusses the uncertain future of… [read post]
8 Apr 2011, 8:29 am
In this post, Ted Allen discusses the highlights from the hearing which featured a tough grilling of SEC lawyer Randall Quinn on the costs and benefits of Rule 14a-11. 3) California Corporate & Securities Law: Diverse Director “Data Source” Announced, Dogged by Questions - In this post, Keith Paul Bishop discusses CalPERS and CalSTRS recent announcement that they have commissioned The Corporate Library to develop the Diverse… [read post]
18 Feb 2011, 6:00 am
This post addresses the less discussed budget of the CFPB which makes up 10% of the Federal Reserve budget and may not be subject to direct Congressional control. 2) California Corporate & Securities Law Blog: Dodd-Frank Act to Increase State Oversight of Hedge Fund Advisers - In this video post, Keith Paul Bishop explains the basic changes in hedge fund oversight that are coming as a result of Dodd-Frank and details how both state and… [read post]
28 Jan 2011, 5:00 am
” California Commissioner Expresses Concern About Proposed Venture Capital Fund Definition by Keith Paul Bishop in California Corporate & Securities Law blog As I wrote in this early posting, California is ground zero for the venture capital industry. [read post]
10 Dec 2010, 5:00 am
A Brief Rumination On Metaphysics, Trusts and Accredited Investors by Keith Paul Bishop in California Corporate & Securities Law blog This is what I understand the Staff to be saying. [read post]
3 Dec 2010, 5:00 am
SEC Relies On Questionable Legislative History In Proposed VC Definition by Keith Paul Bishop in California Corporate & Securities Law blog The SEC considered California’s definition of “venture capital companies” in 10 CCR § 260.204.9 but felt that California’s rule was inconsistent with Congressional intent because the California rule doesn’t limit investments to companies that are not publicly traded. [read post]
29 Nov 2010, 10:37 am
Today’s guest post comes from Keith Paul Bishop, a partner in Allen Matkins Leck Gamble Mallory & Natsis’ Corporate and Securities practice group and author of the California Corporate & Securities Law blog. [read post]
22 Nov 2010, 9:15 am
California Corporate & Securities Law Written by Allen Matkins partner Keith Paul Bishop, this blog covers topics that include corporate governance, derivative suits, relevant legislation and finance lenders. [read post]
8 Nov 2010, 10:57 am
Global responsibilities / Thomas Pogge, Keith Horton.Pogge, Thomas W.St. [read post]
2 Nov 2010, 5:46 pm
BISHOP, SR., Plaintiff-Appellant, v. [read post]
27 Oct 2010, 6:00 am
California Corporate & Securities Law By Keith Bishop Keith Bishop, a partner with the California law firm Allen Matkins, covers California securities laws and regulations, corporate governance, the California Department of Corporations, the California Public Employees’ Retirement System, the California Secretary of State, pending legislation and rule making, quirky California laws, and other topics. [read post]
19 Oct 2010, 8:01 am
Today’s guest post comes from Keith Paul Bishop, a partner in Allen Matkins Leck Gamble Mallory & Natsis’ Corporate and Securities practice group and author of the California Corporate & Securities Law blog. [read post]
18 Oct 2010, 5:09 am
As Keith Paul Bishop notes in the California Corporate & Securities Law Blog “the proposed rule does not appear to require disclosure of gifts and campaign contributions to losing candidates for positions that have the authority to appoint persons to the CalPERS Board. [read post]
15 Oct 2010, 5:00 am
SEC’s Proposed “Family Office” Rule and Rule 260.204.9 by Keith Paul Bishop in California Corporate & Securities Law blog In The Snows of Kilimanjaro, Ernest Hemingway wrote: “‘The very rich are different from you and me. [read post]
11 Oct 2010, 1:13 pm
._________________________________1 Keith Paul Bishop, There are Many Benefits to Incorporating in Nevada, But Tax Avoidance Is not One of Them, LA Lawyer (Nov. 2008). 2 Bishop, supra note 1.3 Small Business and Entrepreneurship Council, Small Business Survival Index 2008 (13th edition), available at http://www.sbecouncil.org/uploads/sbsi%202008[1].pdf (last visited Mar. 25, 2010).4 Delaware Division of Corporations 2008 Annual Report (June… [read post]
