Search for: "Keith Paul Bishop" Results 101 - 120 of 217
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18 Mar 2016, 8:00 am by Doug Cornelius
by Keith Paul Bishop in California Corporate & Securities Law blog Even though the federal statute is named the Investment Advisers Act of 1940, persons regulated by that act often refer to themselves as “advisors” and not “advisers”. [read post]
11 Feb 2016, 12:08 pm by Steve Bainbridge
Case in point from Keith Paul Bishop: In a recent blog post, Delaware lawyer Francis Pileggi discusses a recent... [[ This is a content summary only. [read post]
10 Feb 2016, 6:22 am by Doug Cornelius
As Keith Paul Bishop points out on his blog, there are dozens of candidates on the state primary ballots with over forty on California’s List of Generally Recognized Presidential Candidates for California Primary. [read post]
29 Jan 2016, 6:00 am by Doug Cornelius
The Answer May Have Surprising Consequences by Keith Paul Bishop in California Corporate & Securities Law In my experience, companies most often hold board and shareholder meetings at or near their principal executive offices . [read post]
18 Dec 2015, 5:00 am by Doug Cornelius
[More…] Section 12(g)(1)(A) – How The SEC Is Putting Words In Congress’ Mouth by Keith Paul Bishop That, however, is not what Section 12(g)(1)(A) literally states. [read post]
30 Nov 2015, 12:09 pm by Steve Bainbridge
Keith Paul Bishop writes: ISS fails to mention contrary studies that reach the opposite conclusion. [read post]
8 Nov 2015, 7:06 pm by Steve Bainbridge
Keith Paul Bishop discusses the "tenuous link between the case and the recently released movie Bridge of Spies directed by Steven Spielberg. [read post]
4 Nov 2015, 11:25 am by Steve Bainbridge
Keith Paul Bishop reports on ISS's proposed new rule on maximum board memberships: The following table summarizes ISS’ current and proposed policy with respect to recommending votes against directors... [[ This is a content summary only. [read post]
30 Oct 2015, 6:25 am by Doug Cornelius
  [More…] California’s Secured Promissory Note Exemption by Keith Paul Bishop in California Corporate & Securities Law The line between real property transactions and securities transactions is not always clear. [read post]
12 Oct 2015, 3:34 am
  The opinion begins by explaining the judgment from which the defendants were appealing:Joshua Dobson and Paul Gott III, appeal their convictions and sentences for one count of conspiracy to commit wire fraud and money laundering, in violation of 18 U.S. [read post]
3 Oct 2015, 2:42 pm by Steve Bainbridge
Keith Paul Bishop raises this pertinent question: Yesterday, UCLA Law School Professor... [[ This is a content summary only. [read post]
30 Sep 2015, 11:42 am by Steve Bainbridge
Keith Paul Bishop reports that: Earlier this month, California’s Secretary of State announced that the proponent... [[ This is a content summary only. [read post]
25 Aug 2015, 12:20 pm by Steve Bainbridge
About four years ago Keith Paul Bishop correctly explained that "it is easy to conflate directors and agents because both owe fiduciary duties. [read post]
4 Jul 2015, 6:28 am by Steve Bainbridge
Keith Paul Bishop blogs about my new article (Fee Shifting: Delaware's Self-Inflicted Wound; available at SSRN: http://ssrn.com/abstract=2624750). [[ This is a content summary only. [read post]
5 Jun 2015, 5:00 am by Doug Cornelius
[more…]   Why The WSJ Is Wrong About SEC Rulemaking On Claw backs by Keith Paul Bishop in California Corporate and Securities Law Section 954 of the Dodd-Frank Wall Street Reform and Consumer Protection Act requires the SEC to require the stock exchanges to prohibit the listing of securities of issuers that have not developed and implemented compensation claw-back policies. [read post]
12 May 2015, 11:24 am by Steve Bainbridge
Keith Paul Bishop makes a nice point: The problem with “fee-shifting bylaws” starts with the name. [read post]
9 Mar 2015, 7:38 am by Doug Cornelius
by Keith Paul Bishop in California Corporate & Securities Law The SEC Will Be Your Employment Law Agency, Too by David Smyth in Cady Bar the Door In a twist, ex-Cabot Lodge compliance officer recants, says he was wrong by Bruce Kelly in Investment News [read post]