Search for: "Keith Paul Bishop"
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3 Jan 2020, 5:11 am
’s Lloyds to curtail insurance availability in a way specifically targeted at the association [Stephen Gutowski thread] “The Misguided Quest to Limit Choice in Consumer Credit” [Diego Zuluaga] “The CFPB and Payday Lending Regulations” [Peter Van Doren last February; earlier on payday lending; Federalist Society Regulatory Transparency Project video on regulation-through-investigation of payday lenders with Jamie Fulmer, Chris Peterson, and Brian Knight] Federalist… [read post]
8 May 2017, 6:55 am
by Keith Paul Bishop [read post]
12 Nov 2022, 1:02 pm
Keith Paul Bishop offers ups list of his posts in which he has addressed some examples: Is A Corporate Director An Employee Subject To Workers' Compensation? [read post]
29 Jan 2016, 6:00 am
The Answer May Have Surprising Consequences by Keith Paul Bishop in California Corporate & Securities Law In my experience, companies most often hold board and shareholder meetings at or near their principal executive offices . [read post]
20 Sep 2014, 9:05 pm
., American Economic Review via MR] Shareholder litigation: “New ‘loser pays’ standard could curb abusive lawsuits” [Examiner editorial] Delaware take note: corporate by-law changes that cut off fee-seeking opportunism deserve acclaim [Keith Paul Bishop via Bainbridge] NYT was hot on “Goldman Sachs manipulated aluminum market” allegations but judge wasn’t [Reuters, July 2013 NYT] CFPB might shrug off discrimination and… [read post]
18 Feb 2011, 6:00 am
This post addresses the less discussed budget of the CFPB which makes up 10% of the Federal Reserve budget and may not be subject to direct Congressional control. 2) California Corporate & Securities Law Blog: Dodd-Frank Act to Increase State Oversight of Hedge Fund Advisers - In this video post, Keith Paul Bishop explains the basic changes in hedge fund oversight that are coming as a result of Dodd-Frank and details how both state and… [read post]
14 Sep 2018, 3:01 am
Now a 79-year-old laser scientist faces sanctions who’s been a U.S. citizen for 10 years and says he isn’t friendly with Putin [Steven Mufson, Washington Post] “Why California’s Gender Quota Bill [for corporate boards] Is More Likely To Be Unconstitutional Than California’s Pseudo-Foreign Corporation Statute” [Keith Paul Bishop, California Corporate & Securities Law (Allen Matkins)] Tags: attorneys general, California,… [read post]
16 Sep 2011, 2:00 am
However, Keith Paul Bishop says whether shareholders have the power to amend bylaws unilaterally is a function of state law and details relevant provisions in California, Delaware and Nevada law. 4) Securities Law Prof Blog: Who Should Regulate Investment Advisers? [read post]
19 Apr 2010, 6:31 am
Placement Agent Regulation Makes Headline News On "The Mentor Blog," I've recently posted a few items from Keith Bishop of Allen Matkins about placement agent regulation. [read post]
4 Apr 2014, 5:00 am
by Keith Paul Bishop in California Corporate and Securities Law The really important question is what is the legal effect, if any, of preambles to rules? [read post]
4 Nov 2011, 2:00 am
In this post, Keith Paul Bishop criticizes the ISS policy of commenting on compensation committee members and management say-on-pay proposals if the company’s prior say-on-pay proposal received significant opposition from votes cast. [read post]
7 Nov 2018, 7:55 am
The request letter authored by Keith Paul Bishop takes us on a great stroll on the analysis of “what is a security? [read post]
17 Jun 2011, 2:00 am
Keith Paul Bishop details the rest of the trouble in this post. 4) The D&O Diary: Supreme Court Holds Fund Management Company Cannot Be Held Liable for Funds’ Statements – One of the biggest stories of the week was the Supreme Court’s 5-4 decision in Janus which significantly limited the pool of potential securities fraud defendants. [read post]
16 Aug 2011, 5:00 am
Sources: SEC Argues That Sales of Hotel Rooms Are Sales of a Security by Keith Paul Bishop in California Corporate and Securities Law Salameh v. [read post]
23 Mar 2012, 9:00 am
by Keith Paul Bishop in California Corporate and Securities Law A California administrative decision illustrates how a simple dinner party can get suddenly veer from a purely social gathering to arguably a public offering of securities. [read post]
10 Dec 2010, 5:00 am
A Brief Rumination On Metaphysics, Trusts and Accredited Investors by Keith Paul Bishop in California Corporate & Securities Law blog This is what I understand the Staff to be saying. [read post]
9 Mar 2015, 7:38 am
by Keith Paul Bishop in California Corporate & Securities Law The SEC Will Be Your Employment Law Agency, Too by David Smyth in Cady Bar the Door In a twist, ex-Cabot Lodge compliance officer recants, says he was wrong by Bruce Kelly in Investment News [read post]
15 Jun 2012, 5:00 am
by Keith Paul Bishop in California Corporate & Securities Law Blog While it is tempting to think that the test is now 2,000 record holders, a more realistic assessment would be to consider the test unchanged unless the issuer is able to keep track of the accredited investor status of its shareholders. [read post]
5 Jun 2015, 5:00 am
[more…] Why The WSJ Is Wrong About SEC Rulemaking On Claw backs by Keith Paul Bishop in California Corporate and Securities Law Section 954 of the Dodd-Frank Wall Street Reform and Consumer Protection Act requires the SEC to require the stock exchanges to prohibit the listing of securities of issuers that have not developed and implemented compensation claw-back policies. [read post]
17 Mar 2017, 6:00 am
[More…] “And” Or “Or” – This Ninth Circuit Opinion Highlights The Difference by Keith Paul Bishop in California Corporate Securities Law “And” and “or” are classified as conjunctions. [read post]
