Search for: "Keith Paul Bishop" Results 161 - 180 of 248
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22 Mar 2013, 5:00 am by Doug Cornelius
You Might Be Surprised By Who Counts (And Who Doesn’t) In California by Keith Paul Bishop in California Corporate and Securities Law Many issuers continue to rely on California’s limited offering exemption to avoid the necessity of qualifying the offer and sale of their securities. [read post]
29 Jan 2016, 6:00 am by Doug Cornelius
The Answer May Have Surprising Consequences by Keith Paul Bishop in California Corporate & Securities Law In my experience, companies most often hold board and shareholder meetings at or near their principal executive offices . [read post]
14 Aug 2012, 2:00 am by Keith Paul Bishop
Anthony Colbert, “Fairness Hearings,”  California Business Law Practitioner 44 (Spring 2010) Keith Paul Bishop, “California Fairness Hearings: A Low-Cost Alternative to Federal Registration in Acquisition Transactions,”  15 Insights 23 (Feb. 2001)  The Department of Corporation’s website provides this summary of fairness hearings from 2001 to 2007. [read post]
23 Dec 2013, 5:00 am by Doug Cornelius
by Keith Paul Bishop in California Corporate & Securities Law [read post]
12 Nov 2022, 1:02 pm by Steve Bainbridge
Keith Paul Bishop offers ups list of his posts in which he has addressed some examples: Is A Corporate Director An Employee Subject To Workers' Compensation? [read post]
20 Sep 2014, 9:05 pm by Walter Olson
., American Economic Review via MR] Shareholder litigation: “New ‘loser pays’ standard could curb abusive lawsuits” [Examiner editorial] Delaware take note: corporate by-law changes that cut off fee-seeking opportunism deserve acclaim [Keith Paul Bishop via Bainbridge] NYT was hot on “Goldman Sachs manipulated aluminum market” allegations but judge wasn’t [Reuters, July 2013 NYT] CFPB might shrug off discrimination and… [read post]
23 Dec 2013, 5:00 am by Doug Cornelius
by Keith Paul Bishop in California Corporate & Securities Law [read post]
16 Sep 2011, 2:00 am by Kara OBrien
However, Keith Paul Bishop says whether shareholders have the power to amend bylaws unilaterally is a function of state law and details relevant provisions in California, Delaware and Nevada law. 4) Securities Law Prof Blog: Who Should Regulate Investment Advisers? [read post]
19 Apr 2010, 6:31 am by Broc Romanek
Placement Agent Regulation Makes Headline News On "The Mentor Blog," I've recently posted a few items from Keith Bishop of Allen Matkins about placement agent regulation. [read post]
4 Apr 2014, 5:00 am by Doug Cornelius
by Keith Paul Bishop in California Corporate and Securities Law The really important question is what is the legal effect, if any, of preambles to rules? [read post]
7 Nov 2018, 7:55 am by Doug Cornelius
 The request letter authored by Keith Paul Bishop takes us on a great stroll on the analysis of “what is a security? [read post]
4 Nov 2011, 2:00 am by Kara OBrien
 In this post, Keith Paul Bishop criticizes the ISS policy of commenting on compensation committee members and management say-on-pay proposals if the company’s prior say-on-pay proposal received significant opposition from votes cast. [read post]
17 Jun 2011, 2:00 am by Kara OBrien
Keith Paul Bishop details the rest of the trouble in this post. 4) The D&O Diary: Supreme Court Holds Fund Management Company Cannot Be Held Liable for Funds’ Statements – One of the biggest stories of the week was the Supreme Court’s 5-4 decision in Janus which significantly limited the pool of potential securities fraud defendants. [read post]
10 Dec 2010, 5:00 am by Doug Cornelius
A Brief Rumination On Metaphysics, Trusts and Accredited Investors by Keith Paul Bishop in California Corporate & Securities Law blog This is what I understand the Staff to be saying. [read post]
1 Aug 2014, 5:00 am by Doug Cornelius
The Franchise Tax Board’s Doing Business Legal Ruling – Ex Nihilo, Aliquid Fit by Keith Paul Bishop in California Corporate & Securities Law Gotcha! [read post]
9 Mar 2015, 7:38 am by Doug Cornelius
by Keith Paul Bishop in California Corporate & Securities Law The SEC Will Be Your Employment Law Agency, Too by David Smyth in Cady Bar the Door In a twist, ex-Cabot Lodge compliance officer recants, says he was wrong by Bruce Kelly in Investment News [read post]
23 Mar 2012, 9:00 am by Doug Cornelius
by Keith Paul Bishop in California Corporate and Securities Law A California administrative decision illustrates how a simple dinner party can get suddenly veer from a purely social gathering to arguably a public offering of securities. [read post]