Search for: "Keith Paul Bishop" Results 161 - 180 of 235
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7 Feb 2014, 5:48 am by Doug Cornelius
SEC No-Action Letter Addresses “M&A Brokers” by Keith Paul Bishop in California Corporate & Securities Law blog Martin A. [read post]
25 Dec 2013, 2:53 pm by Steve Bainbridge
Prof Murray: Here, Professor Bainbridge kindly asks for my thoughts on Keith Paul Bishop's article Would Hobby Lobby Stores, Inc. [read post]
24 Dec 2013, 11:06 am by Haskell Murray
Here, Professor Bainbridge kindly asks for my thoughts on Keith Paul Bishop's article Would Hobby Lobby Stores, Inc. [read post]
23 Dec 2013, 2:00 pm by Steve Bainbridge
Keith Paul Bishop raises an issue I've been pondering: Steve Hazen alerted me to the fact that California Attorney General Kamala D. [read post]
23 Dec 2013, 5:00 am by Doug Cornelius
by Keith Paul Bishop in California Corporate & Securities Law [read post]
23 Dec 2013, 5:00 am by Doug Cornelius
by Keith Paul Bishop in California Corporate & Securities Law [read post]
11 Dec 2013, 5:54 am by Doug Cornelius
References: New Q&As from the SEC on Rule 506(d) New Rule 506 C&DI’s Require Some Explaining by Keith Paul Bishop in California Corporate & Securities Law New SEC Guidance on “Bad Actor” Disqualifications from Rule 506 Offerings by Yelena Barychev in Securities News Watch The SEC’s Latest C&DIs Related to Bad Actor Disqualification by Vanessa Schoenthaler in 100 F Street Rule 506(d) Release 33-9414 (.pdf) [read post]
11 Dec 2013, 5:54 am by Doug Cornelius
References: New Q&As from the SEC on Rule 506(d) New Rule 506 C&DI’s Require Some Explaining by Keith Paul Bishop in California Corporate & Securities Law New SEC Guidance on “Bad Actor” Disqualifications from Rule 506 Offerings by Yelena Barychev in Securities News Watch The SEC’s Latest C&DIs Related to Bad Actor Disqualification by Vanessa Schoenthaler in 100 F Street Rule 506(d) Release 33-9414 (.pdf) [read post]
15 Nov 2013, 5:58 am by Doug Cornelius
Just Who Is A Promoter And Why You May Want To Know by Keith Paul Bishop in California Corporate & Securities Law The SEC’s adoption of its so-called “bad actor” rules makes knowing the meaning of “promoter” important for issuers relying on Rule 506 under the Securities Act. [read post]
15 Nov 2013, 5:58 am by Doug Cornelius
Just Who Is A Promoter And Why You May Want To Know by Keith Paul Bishop in California Corporate & Securities Law The SEC’s adoption of its so-called “bad actor” rules makes knowing the meaning of “promoter” important for issuers relying on Rule 506 under the Securities Act. [read post]
4 Oct 2013, 6:32 am by Doug Cornelius
by Keith Paul Bishop in California Corporate & Securities Law The Jackson Five had it wrong. [read post]
20 Sep 2013, 6:01 am by Doug Cornelius
This Picture Is Worth 471 Words (More or Less) by Keith Paul Bishop in California Corporate & Securities Law Monday is the big day for the SEC’s “Bad Actor” and “General Solicitation” rule amendments. [read post]
20 Sep 2013, 6:01 am by Doug Cornelius
This Picture Is Worth 471 Words (More or Less) by Keith Paul Bishop in California Corporate & Securities Law Monday is the big day for the SEC’s “Bad Actor” and “General Solicitation” rule amendments. [read post]
14 Aug 2013, 6:00 am by Doug Cornelius
SEC Argues That Sales of Hotel Rooms Are Sales of a Security by Keith Paul Bishop in California Corporate and Securities Law Salameh v. [read post]
14 Aug 2013, 6:00 am by Doug Cornelius
SEC Argues That Sales of Hotel Rooms Are Sales of a Security by Keith Paul Bishop in California Corporate and Securities Law Salameh v. [read post]
11 Aug 2013, 5:35 pm by Steve Bainbridge
Appropriately for Shark Week, Keith Paul Bishop spanks one of my least favorite groups of "people": In enacting the Dodd-Frank Act, Congress made it clear to everyone, other than the plaintiffs’ bar,... [[ This is a content summary only. [read post]
26 Jul 2013, 5:50 am by Doug Cornelius
Advertising Securities As Safe – A “No, No” In California by Keith Paul Bishop in California Corporate & Securities Law The Commissioner has adopted Rule 260.302 setting forth the general standard for advertisements. [read post]